Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | Director | September 02, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date September 02, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ivy Sun Separate Trust | 2,200 |
Reported balance
After 2026-09-02 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2026-09-02 · Sale · Disposed 1,000 · Balance 2,200 |
| Common StockSEC Table I · non-derivative | Indirectby Lin-Chih Corporation | 1,800 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,800 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 1,100 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,100 |
| Common StockSEC Table I · non-derivative | Indirectby Michael Sun Trust | 1,600 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,600 |
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Sun Trust | 6,340 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 6,340 |
| Common StockSEC Table I · non-derivative | IndirectBy JKLM Limited Partnership | 2,315 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,315 |
| Common StockSEC Table I · non-derivative | Indirectby RIS Family Limited Partnership | 2,800 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,800 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 3, 2026 21:38 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 1,000 | $62.32 | $62,315.00 |
DisclosureSEC source: 0001437749-26-029633 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ivy Sun Separate Trust Disclosed balance after: 2,200 Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 23:20 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 1,000 | $62.08 | $62,083.30 |
DisclosureSEC source: 0001437749-26-029119 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ivy Sun Separate Trust Disclosed balance after: 3,200 Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 21:37 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 3,000 | $63.09 | $189,270.00 |
DisclosureSEC source: 0001437749-26-027396 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by RIS Family Limited Partnership Disclosed balance after: 2,800 Read SEC document |
| July 31, 2026 Filed Jul 31, 2026 23:10 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 5,000 | $62.43 | $312,125.50 |
DisclosureSEC source: 0001437749-26-025265 · rdgdoc.xml · nonDerivative · entry 10 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By JKLM Limited Partnership Disclosed balance after: 2,315 F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.40 to $62.47, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 30, 2026 Filed Jul 31, 2026 23:10 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 5,000 | $63.31 | $316,559.00 |
DisclosureSEC source: 0001437749-26-025265 · rdgdoc.xml · nonDerivative · entry 9 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Sun Trust Disclosed balance after: 6,340 F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $63.31 to $63.33, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 23:10 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 10,000 | $63.29 | $632,899.00 |
DisclosureSEC source: 0001437749-26-025265 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Sun Trust Disclosed balance after: 11,340 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $63.23 to $63.39, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: On June 30, 2026, 1,593 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Sun Trust as indirect ownership, without the payment of any consideration. Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 23:10 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 10,000 | $63.33 | $633,343.00 |
DisclosureSEC source: 0001437749-26-025265 · rdgdoc.xml · nonDerivative · entry 7 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By JKLM Limited Partnership Disclosed balance after: 7,315 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $63.27 to $63.42, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 22:44 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-012721 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,593 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:49 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017491 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,913 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 22:00 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012223 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,412 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 21:56 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 300 | $35.00 | $10,500.00 |
DisclosureSEC source: 0001437749-23-011439 · rdgdoc.xml · nonDerivative · entry 6 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Lin-Chih Corporation Disclosed balance after: 1,800 Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 21:56 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 1,100 | $35.00 | $38,500.00 |
DisclosureSEC source: 0001437749-23-011439 · rdgdoc.xml · nonDerivative · entry 4 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by RIS Family Limited Partnership Disclosed balance after: 5,800 Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 21:56 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 700 | $35.00 | $24,500.00 |
DisclosureSEC source: 0001437749-23-011439 · rdgdoc.xml · nonDerivative · entry 3 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ivy Sun Separate Trust Disclosed balance after: 4,200 Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 21:56 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 4,000 | $35.00 | $140,000.00 |
DisclosureSEC source: 0001437749-23-011439 · rdgdoc.xml · nonDerivative · entry 2 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By JKLM Limited Partnership Disclosed balance after: 17,315 Read SEC document |
| April 13, 2023 Filed Apr 18, 2023 00:38 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-010486 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,536 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 23:09 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008526 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,978 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 21:09 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-009261 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,075 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 21:06 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 2,200 | $25.00 | $55,000.00 |
DisclosureSEC source: 0001437749-20-018763 · rdgdoc.xml · nonDerivative · entry 6 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by RIS Family Limited Partnership Disclosed balance after: 4,700 Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 21:06 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001437749-20-018763 · rdgdoc.xml · nonDerivative · entry 5 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Ivy Sun Separate Trust Disclosed balance after: 3,500 Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 21:06 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 5,100 | $25.00 | $127,500.00 |
DisclosureSEC source: 0001437749-20-018763 · rdgdoc.xml · nonDerivative · entry 4 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JKLM Limited Partnership Disclosed balance after: 13,315 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 1,500 | $30.00 | $45,000.00 |
DisclosureSEC source: 0001437749-20-016919 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Lin-Chih Corporation Disclosed balance after: 1,500 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 1,600 | $30.00 | $48,000.00 |
DisclosureSEC source: 0001437749-20-016919 · rdgdoc.xml · nonDerivative · entry 7 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Michael Sun Trust Disclosed balance after: 1,600 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 2,500 | $30.00 | $75,000.00 |
DisclosureSEC source: 0001437749-20-016919 · rdgdoc.xml · nonDerivative · entry 6 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by RIS Family Limited Partnership Disclosed balance after: 2,500 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 1,500 | $30.00 | $45,000.00 |
DisclosureSEC source: 0001437749-20-016919 · rdgdoc.xml · nonDerivative · entry 5 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Ivy Sun Separate Trust Disclosed balance after: 1,500 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 5,000 | $30.00 | $150,000.00 |
DisclosureSEC source: 0001437749-20-016919 · rdgdoc.xml · nonDerivative · entry 4 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JKLM Limited Partnership Disclosed balance after: 8,215 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | PurchaseCommon Stock | 2,000 | $30.00 | $60,000.00 |
DisclosureSEC source: 0001437749-20-016919 · rdgdoc.xml · nonDerivative · entry 3 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sun Trust Disclosed balance after: 8,833 F1 · balance_after: On June 9, 2020, 3,111 shares of common stock of Cathay General Bancorp were transferred to the Sun Trust as indirect ownership, without the payment of any consideration. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:23 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-009653 · rdgdoc.xml · nonDerivative · entry 4 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,111 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 23:18 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-007454 · rdgdoc.xml · nonDerivative · entry 1 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,722 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 19:01 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-007460 · rdgdoc.xml · nonDerivative · entry 1 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.