Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | EVP, Chief Admin Officer | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,362 |
Reported balance
After 2026-08-25 transaction · row 1
1 source rowRow 1 · 2026-08-25 · Sale · Disposed 1,600 · Balance 2,362 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 27, 2026 23:20 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 1,600 | $62.47 | $99,952.00 |
DisclosureSEC source: 0001437749-26-029120 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,362 Read SEC document |
| July 27, 2026 Filed Jul 30, 2026 00:52 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-024923 · rdgdoc.xml · derivative · entry 3 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: The reporting person previously reported the award of 2,896 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on July 27, 2026. F2 · derivative.expiration_date: The reporting person previously reported the award of 2,896 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on July 27, 2026. Read SEC document |
| July 27, 2026 Filed Jul 30, 2026 00:52 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 934 | $62.56 | $58,431.04 |
DisclosureSEC source: 0001437749-26-024923 · rdgdoc.xml · nonDerivative · entry 2 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,962 Read SEC document |
| July 27, 2026 Filed Jul 30, 2026 00:52 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-024923 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 23:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 1,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-022194 · rdgdoc.xml · derivative · entry 2 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,611 Underlying: Common Stock · 1,611 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on June 26, 2029, or earlier in the event of death, disability, retirement, or change in control. F2 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on June 26, 2029, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 23:15 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 1,000 | $50.23 | $50,231.50 |
DisclosureSEC source: 0001437749-26-002690 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 20:48 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 1,000 | $46.83 | $46,828.40 |
DisclosureSEC source: 0001437749-25-032206 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| June 27, 2025 Filed Jul 2, 2025 00:08 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021848 · rdgdoc.xml · derivative · entry 2 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,518 Underlying: Common Stock · 2,518 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on June 27, 2028, or earlier in the event of death, disability, retirement, or change in control. F2 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on June 27, 2028, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| May 12, 2025 Filed May 14, 2025 21:53 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 729 | $45.00 | $32,805.00 |
DisclosureSEC source: 0001437749-25-016937 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 01:44 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008479 · rdgdoc.xml · derivative · entry 3 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: The reporting person previously reported the award of 2,134 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on March 17, 2025. F2 · derivative.expiration_date: The reporting person previously reported the award of 2,134 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on March 17, 2025. Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 01:44 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 764 | $43.98 | $33,600.72 |
DisclosureSEC source: 0001437749-25-008479 · rdgdoc.xml · nonDerivative · entry 2 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,729 Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 01:44 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 2,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008479 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:00 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 900 | $47.00 | $42,300.00 |
DisclosureSEC source: 0001437749-24-033021 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,359 Read SEC document |
| June 28, 2024 Filed Jul 3, 2024 00:05 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 3,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022055 · rdgdoc.xml · derivative · entry 3 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,313 Underlying: Common Stock · 3,313 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control. F2 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| May 28, 2024 Filed Jul 3, 2024 00:05 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022055 · rdgdoc.xml · derivative · entry 4 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: The reporting person previously reported the award of 1,928 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on May 28, 2024. F3 · derivative.expiration_date: The reporting person previously reported the award of 1,928 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on May 28, 2024. Read SEC document |
| May 28, 2024 Filed Jul 3, 2024 00:05 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 688 | $35.88 | $24,685.44 |
DisclosureSEC source: 0001437749-24-022055 · rdgdoc.xml · nonDerivative · entry 2 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,259 Read SEC document |
| May 28, 2024 Filed Jul 3, 2024 00:05 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022055 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.