Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | Director · Vice Chairman | May 05, 2026 | May 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectPACJU, LLC | 275,252 |
Reported balance
After 2026-05-05 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-05-05 · Sale · Disposed 20,000 · Balance 275,252 F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.25 to $57.38, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectWu Family Trust | 398,814 |
Reported balance
Holding disclosure · report date 2026-05-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 398,814 |
| Common StockSEC Table I · non-derivative | Direct | 1,593 |
Reported balance
Holding disclosure · report date 2026-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,593 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.25 to $57.38, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2026 Filed May 7, 2026 23:49 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 20,000 | $57.33 | $1,146,506.00 |
DisclosureSEC source: 0001437749-26-015720 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · PACJU, LLC Disclosed balance after: 275,252 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.25 to $57.38, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 22:43 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-012719 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,593 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:47 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017489 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,913 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| November 06, 2024 Filed Nov 9, 2024 00:48 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 40,000 | $52.87 | $2,114,800.00 |
DisclosureSEC source: 0001437749-24-034252 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · PACJU, LLC Disclosed balance after: 295,252 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.55 to $53.18, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 22:02 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 12,711 | $46.92 | $596,400.12 |
DisclosureSEC source: 0001437749-24-033023 · rdgdoc.xml · nonDerivative · entry 4 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · PACJU, LLC Disclosed balance after: 335,252 Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:02 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 7,289 | $47.05 | $342,951.09 |
DisclosureSEC source: 0001437749-24-033023 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · PACJU, LLC Disclosed balance after: 347,963 Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 20,000 | $45.19 | $903,724.00 |
DisclosureSEC source: 0001437749-24-023786 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · PACJU, LLC Disclosed balance after: 355,252 Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:48 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012215 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,412 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 13, 2023 Filed Apr 18, 2023 00:36 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-010480 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,536 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 23:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 17,095 | $46.22 | $790,130.90 |
DisclosureSEC source: 0001437749-22-026983 · rdgdoc.xml · nonDerivative · entry 4 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · PACJU, LLC Disclosed balance after: 375,252 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 23:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 2,905 | $45.05 | $130,864.15 |
DisclosureSEC source: 0001437749-22-026983 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · PACJU, LLC Disclosed balance after: 392,347 Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 23:00 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008518 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 23:54 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 20,000 | $39.74 | $794,856.00 |
DisclosureSEC source: 0001437749-21-021271 · rdgdoc.xml · nonDerivative · entry 1 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · PACJU, LLC Disclosed balance after: 395,252 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 21:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-009264 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-009649 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,111 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:20 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-023480 · rdgdoc.xml · nonDerivative · entry 2 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Wu Family Trust Disclosed balance after: 384,789 F1 · balance_after: On Apr 23, 2019 and Nov 12, 2019, 100,000 shares and 119,502 shares of common stock of Cathay General Bancorp respectively, were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration. F2 · balance_after: On May 20, 2019, 11,735 shares of common stock of Cathay General Bancorp were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 23:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 2,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-007452 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,735 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 18:53 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-007458 · rdgdoc.xml · nonDerivative · entry 2 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,582 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 19:46 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 33,045 | $44.36 | $1,465,876.20 |
DisclosureSEC source: 0001437749-18-001802 · rdgdoc.xml · nonDerivative · entry 1 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By PACJU LLC Disclosed balance after: 734,754 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:39 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-019693 · rdgdoc.xml · nonDerivative · entry 1 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By PACJU LLC Disclosed balance after: 767,799 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:05 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006671 · rdgdoc.xml · nonDerivative · entry 1 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,376 F1 · shares: Grant of fully vested common stock of CATY. F2 · balance_after: 25,995 shares were transferred from direct ownership to Family Trust as indirect ownership on 3/9/17. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Unit · Derivative | 17,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-002982 · rdgdoc.xml · derivative · entry 8 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013. F4 · shares: Of the previously reported target award of 17,142 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2016. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Unit · Derivative | 17,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-002982 · rdgdoc.xml · derivative · entry 7 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013. F3 · shares: Of the previously reported target award of 17,681 shares of restricted stock unit, 106% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2016. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 13,333 | $39.42 | $525,586.86 |
DisclosureSEC source: 0001437749-17-002982 · rdgdoc.xml · nonDerivative · entry 4 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,971 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 27,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-002982 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 7,593 | $39.42 | $299,316.06 |
DisclosureSEC source: 0001437749-17-002982 · rdgdoc.xml · nonDerivative · entry 2 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,200 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 19,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-002982 · rdgdoc.xml · nonDerivative · entry 1 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013. Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 23:45 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 20,000 | $36.42 | $728,334.00 |
DisclosureSEC source: 0001437749-17-001481 · rdgdoc.xml · nonDerivative · entry 4 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By PACJU LLC Disclosed balance after: 772,799 Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:45 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 10,000 | $36.22 | $362,221.00 |
DisclosureSEC source: 0001437749-17-001481 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By PACJU LLC Disclosed balance after: 792,799 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:45 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 10,000 | $36.28 | $362,804.00 |
DisclosureSEC source: 0001437749-17-001481 · rdgdoc.xml · nonDerivative · entry 2 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By PACJU LLC Disclosed balance after: 802,799 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:45 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 10,000 | $36.26 | $362,615.00 |
DisclosureSEC source: 0001437749-17-001481 · rdgdoc.xml · nonDerivative · entry 1 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By PACJU LLC Disclosed balance after: 812,799 F1 · ownership.nature: a Delaware limited liability company of which the Wu Family Trust serves as Manager and hold a 51.5% interest, with the reporting person and his spouse each holding a 5% ownership interest in PACJU in their own names. The balance of the interests in PACJU will be held by the reporting person's adult children, none of whom shares a household with the reporting person. The reporting person disclaims beneficial ownership of CATY Stock held by PACJU except the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.