Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | SVP, General Counsel | July 27, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date July 27, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,691 |
Last balance in matching sequence
After 2026-07-27 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-07-27 · Exercise / conversion · Acquired 1,448 · Balance 4,158 F1: Includes 43.602 shares acquired through dividend reinvestment year-to-date Row 2 · 2026-07-27 · Tax withholding · Disposed 467 · Balance 3,691 F1: Includes 43.602 shares acquired through dividend reinvestment year-to-date |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-07-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-27 · Exercise / conversion · Disposed 1,448 · Balance 0 F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3: The Reporting Person previously reported the award of 1,448 restricted stock units, on Form 4 filed July 31, 2023. All of the restricted stock units were vested on July 27, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 43.602 shares acquired through dividend reinvestment year-to-date
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: The Reporting Person previously reported the award of 1,448 restricted stock units, on Form 4 filed July 31, 2023. All of the restricted stock units were vested on July 27, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2026 Filed Jul 30, 2026 00:52 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-024924 · rdgdoc.xml · derivative · entry 3 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: The Reporting Person previously reported the award of 1,448 restricted stock units, on Form 4 filed July 31, 2023. All of the restricted stock units were vested on July 27, 2026. F3 · derivative.expiration_date: The Reporting Person previously reported the award of 1,448 restricted stock units, on Form 4 filed July 31, 2023. All of the restricted stock units were vested on July 27, 2026. Read SEC document |
| July 27, 2026 Filed Jul 30, 2026 00:52 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 467 | $62.56 | $29,215.52 |
DisclosureSEC source: 0001437749-26-024924 · rdgdoc.xml · nonDerivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,691 F1 · balance_after: Includes 43.602 shares acquired through dividend reinvestment year-to-date Read SEC document |
| July 27, 2026 Filed Jul 30, 2026 00:52 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-024924 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43.602 shares acquired through dividend reinvestment year-to-date Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 23:23 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 886 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-022196 · rdgdoc.xml · derivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 886 Underlying: Common Stock · 886 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on June 26, 2029, or earlier in the event of death, disability, retirement, or change in control. F3 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on June 26, 2029, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| April 28, 2026 Filed Apr 30, 2026 01:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 558.1721 | $56.00 | $31,257.64 |
DisclosureSEC source: 0001437749-26-013957 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,693 F1 · balance_after: Includes 26.332 shares acquired through dividend reinvestment year-to-date Read SEC document |
| December 11, 2025 Filed Feb 10, 2026 02:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 21.2366 | $51.28 | $1,089.06 |
DisclosureSEC source: 0001437749-26-003570 · rdgdoc.xml · nonDerivative · entry 4 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,224 F1 · kind: Dividend Reinvestment. Read SEC document |
| September 08, 2025 Filed Feb 10, 2026 02:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 22.0011 | $49.16 | $1,081.57 |
DisclosureSEC source: 0001437749-26-003570 · rdgdoc.xml · nonDerivative · entry 3 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,224 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 27, 2025 Filed Jul 2, 2025 00:09 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 1,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-021849 · rdgdoc.xml · derivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,204 Underlying: Common Stock · 1,204 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on June 27, 2028, or earlier in the event of death, disability, retirement, or change in control. F3 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on June 27, 2028, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| June 09, 2025 Filed Feb 10, 2026 02:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 23.8609 | $44.99 | $1,073.46 |
DisclosureSEC source: 0001437749-26-003570 · rdgdoc.xml · nonDerivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,224 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 01:46 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008480 · rdgdoc.xml · derivative · entry 3 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: The reporting person previously reported the award of 1,067 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on March 17, 2025. F3 · derivative.expiration_date: The reporting person previously reported the award of 1,067 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on March 17, 2025. Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 01:46 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 435 | $43.98 | $19,131.30 |
DisclosureSEC source: 0001437749-25-008480 · rdgdoc.xml · nonDerivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,157 F1 · balance_after: Includes 19.208 shares acquired through dividend reinvestment year-to-date Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 01:46 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008480 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19.208 shares acquired through dividend reinvestment year-to-date Read SEC document |
| March 10, 2025 Filed Feb 10, 2026 02:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 19.2077 | $44.36 | $852.05 |
DisclosureSEC source: 0001437749-26-003570 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,224 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 09, 2024 Filed Feb 13, 2025 01:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 16.3695 | $51.71 | $846.49 |
DisclosureSEC source: 0001437749-25-003622 · rdgdoc.xml · nonDerivative · entry 4 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,506 F1 · kind: Dividend Reinvestment. Read SEC document |
| September 09, 2024 Filed Feb 13, 2025 01:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 19.9511 | $42.09 | $839.70 |
DisclosureSEC source: 0001437749-25-003622 · rdgdoc.xml · nonDerivative · entry 3 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,506 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 28, 2024 Filed Jul 3, 2024 00:08 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 1,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022057 · rdgdoc.xml · derivative · entry 3 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,458 Underlying: Common Stock · 1,458 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control. F3 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| June 10, 2024 Filed Feb 13, 2025 01:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 23.3382 | $35.64 | $831.77 |
DisclosureSEC source: 0001437749-25-003622 · rdgdoc.xml · nonDerivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,506 F1 · kind: Dividend Reinvestment. Read SEC document |
| May 28, 2024 Filed Jul 3, 2024 00:08 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 723 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022057 · rdgdoc.xml · derivative · entry 4 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F4 · derivative.exercise_date: The reporting person previously reported the award of 723 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on May 28, 2024. F4 · derivative.expiration_date: The reporting person previously reported the award of 723 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on May 28, 2024. Read SEC document |
| May 28, 2024 Filed Jul 3, 2024 00:08 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 254 | $35.88 | $9,113.52 |
DisclosureSEC source: 0001437749-24-022057 · rdgdoc.xml · nonDerivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,446 F1 · balance_after: Includes 16.568 shares acquired through dividend reinvestment year-to-date Read SEC document |
| May 28, 2024 Filed Jul 3, 2024 00:08 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 723 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022057 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16.568 shares acquired through dividend reinvestment year-to-date Read SEC document |
| March 11, 2024 Filed Feb 13, 2025 01:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 16.5681 | $40.24 | $666.67 |
DisclosureSEC source: 0001437749-25-003622 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,506 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 12, 2023 Filed Jan 30, 2024 01:48 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 16.5079 | $40.05 | $661.06 |
DisclosureSEC source: 0001437749-24-002494 · rdgdoc.xml · nonDerivative · entry 4 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,904 F1 · kind: Dividend Reinvestment. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 00:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 921 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-027592 · rdgdoc.xml · derivative · entry 3 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: The Reporting Person previously reported the award of 921 shares of restricted stock units on Form 3 filed January 26, 2023. Such restricted stock units vested in full and distributed on October 2, 2023. F3 · derivative.expiration_date: The Reporting Person previously reported the award of 921 shares of restricted stock units on Form 3 filed January 26, 2023. Such restricted stock units vested in full and distributed on October 2, 2023. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 00:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 319 | $34.26 | $10,928.94 |
DisclosureSEC source: 0001437749-23-027592 · rdgdoc.xml · nonDerivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,944.3 F1 · balance_after: Includes 36.789 shares acquired through dividend reinvestment year-to-date Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 00:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 921 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-027592 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,263.3 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 36.789 shares acquired through dividend reinvestment year-to-date Read SEC document |
| September 12, 2023 Filed Jan 30, 2024 01:48 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 12.2428 | $36.94 | $452.22 |
DisclosureSEC source: 0001437749-24-002494 · rdgdoc.xml · nonDerivative · entry 3 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,904 F1 · kind: Dividend Reinvestment. Read SEC document |
| July 27, 2023 Filed Aug 1, 2023 00:43 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021259 · rdgdoc.xml · derivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,448 Underlying: Common Stock · 1,448 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: These restricted stock units are scheduled to fully vest on July 27, 2026, or earlier in the event of death, disability, retirement, or change in control. F3 · derivative.expiration_date: These restricted stock units are scheduled to fully vest on July 27, 2026, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| June 12, 2023 Filed Jan 30, 2024 01:48 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 12.8844 | $34.76 | $447.84 |
DisclosureSEC source: 0001437749-24-002494 · rdgdoc.xml · nonDerivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,904 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 10, 2023 Filed Jan 30, 2024 01:48 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 11.6616 | $38.06 | $443.84 |
DisclosureSEC source: 0001437749-24-002494 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,904 F1 · kind: Dividend Reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.