Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2025 Filed Jul 2, 2025 00:01 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 3,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021845 · rdgdoc.xml · derivative · entry 4 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,437 Underlying: Common Stock · 3,437 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 27, 2025 Filed Jul 2, 2025 00:01 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 3,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021845 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,339 Underlying: Common Stock · 3,339 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 23:57 UTC |
Liu ChangDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 21,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021842 · rdgdoc.xml · derivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,896 Underlying: Common Stock · 21,896 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 23:57 UTC |
Liu ChangDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 10,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021842 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,948 Underlying: Common Stock · 10,948 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 23:57 UTC |
Liu ChangDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 10,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-021842 · rdgdoc.xml · derivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,633 Underlying: Common Stock · 10,633 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 21:35 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 1,222 | $44.79 | $54,733.38 |
DisclosureSEC source: 0001437749-25-020108 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,283 Read SEC document |
| June 09, 2025 Filed Feb 10, 2026 02:13 UTC |
Chan May K.SVP, General Counsel
|
OtherCommon Stock | 23.8609 | $44.99 | $1,073.46 |
DisclosureSEC source: 0001437749-26-003570 · rdgdoc.xml · nonDerivative · entry 2 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,224 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 09, 2025 Filed Feb 10, 2026 02:05 UTC |
Wang ShallyDirector
|
OtherCommon Stock | 62.006 | $44.78 | $2,776.47 |
DisclosureSEC source: 0001437749-26-003561 · rdgdoc.xml · nonDerivative · entry 2 Wang Shally · CIK 0001863620 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,247 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 09, 2025 Filed Feb 10, 2026 02:02 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 1,453.56 | $44.78 | $65,086.78 |
DisclosureSEC source: 0001437749-26-003559 · rdgdoc.xml · nonDerivative · entry 5 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 369,816 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 21:14 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 1,200 | $44.20 | $53,040.00 |
DisclosureSEC source: 0001437749-25-020007 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,505 Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:52 UTC |
Woo Elizabeth A.Director
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017495 · rdgdoc.xml · nonDerivative · entry 1 Woo Elizabeth A. · CIK 0002024461 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,913 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:51 UTC |
Kono AnnDirector
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017493 · rdgdoc.xml · nonDerivative · entry 1 Kono Ann · CIK 0001837209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,913 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:49 UTC |
Sun RichardDirector
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017491 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,913 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:47 UTC |
WU PETERDirector · Vice Chairman
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017489 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,913 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:45 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017487 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,705 F2 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:40 UTC |
Hung Maan-HueiDirector
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017485 · rdgdoc.xml · nonDerivative · entry 1 Hung Maan-Huei · CIK 0001812687 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,114 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:35 UTC |
FERNANDEZ FELIX SDirector
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017481 · rdgdoc.xml · nonDerivative · entry 2 FERNANDEZ FELIX S · CIK 0001564700 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,913 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:39 UTC |
Jelenko Jane HDirector
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017483 · rdgdoc.xml · nonDerivative · entry 3 Jelenko Jane H · CIK 0001534768 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,913 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:33 UTC |
CHUNG NELSONDirector
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017479 · rdgdoc.xml · nonDerivative · entry 4 CHUNG NELSON · CIK 0001326821 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,839 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:28 UTC |
Wang ShallyDirector
|
GrantCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017477 · rdgdoc.xml · nonDerivative · entry 1 Wang Shally · CIK 0001863620 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,073 F1 · shares: Grant of fully vested common stock of CATY. F2 · balance_after: Includes 139.45 shares acquired through dividend reinvestment in 2024, and 49.599 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| May 12, 2025 Filed May 14, 2025 21:53 UTC |
Lo Thomas M.EVP, Chief Admin Officer
|
SaleCommon Stock | 729 | $45.00 | $32,805.00 |
DisclosureSEC source: 0001437749-25-016937 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| May 12, 2025 Filed May 14, 2025 21:52 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 2,000 | $45.08 | $90,160.00 |
DisclosureSEC source: 0001437749-25-016934 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,792 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 19,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · derivative · entry 12 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F3 · shares: Of the previously reported target award of 19,889 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F3 · derivative.underlying_shares: Of the previously reported target award of 19,889 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 9,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · derivative · entry 11 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F2 · shares: Of the previously reported target award of 9,944 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F2 · derivative.underlying_shares: Of the previously reported target award of 9,944 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 9,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · derivative · entry 10 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F1 · shares: Of the previously reported target award of 9,678 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F1 · derivative.underlying_shares: Of the previously reported target award of 9,678 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 4,745 | $42.82 | $203,180.90 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · nonDerivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,950 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 16,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · nonDerivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 19,889 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 4,929 | $42.82 | $211,059.78 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,647 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 16,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 9,944 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 3,665 | $42.82 | $156,935.30 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,075 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:47 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 13,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010946 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 9,678 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · derivative · entry 10 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F3 · shares: Of the previously reported target award of 7,117 shares of performance-based restricted stock units, 73.938% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F3 · derivative.underlying_shares: Of the previously reported target award of 7,117 shares of performance-based restricted stock units, 73.938% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · derivative · entry 9 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F2 · shares: Of the previously reported target award of 3,558 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F2 · derivative.underlying_shares: Of the previously reported target award of 3,558 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · derivative · entry 8 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F1 · shares: Of the previously reported target award of 3,463 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F1 · derivative.underlying_shares: Of the previously reported target award of 3,463 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 2,055 | $42.82 | $87,995.10 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · nonDerivative · entry 6 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,040 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 5,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · nonDerivative · entry 5 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 7,117 shares of performance-based restricted stock units, 73.938% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 2,113 | $42.82 | $90,478.66 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · nonDerivative · entry 4 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,353 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 5,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · nonDerivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 3,558 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 1,714 | $42.82 | $73,393.48 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,562 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:45 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 4,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010945 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 3,463 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 21,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · derivative · entry 9 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F3 · shares: Of the previously reported target award of 21,103 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F3 · derivative.underlying_shares: Of the previously reported target award of 21,103 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · derivative · entry 8 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F2 · shares: Of the previously reported target award of 10,551 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F2 · derivative.underlying_shares: Of the previously reported target award of 10,551 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · derivative · entry 7 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. F1 · shares: Of the previously reported target award of 10,269 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2024. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2024. F1 · derivative.underlying_shares: Of the previously reported target award of 10,269 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 8,036 | $42.82 | $344,101.52 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · nonDerivative · entry 6 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,643 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 17,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · nonDerivative · entry 5 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 21,103 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 8,279 | $42.82 | $354,506.78 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · nonDerivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,651 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 17,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · nonDerivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 10,551 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 6,600 | $42.82 | $282,612.00 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,422 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:43 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 14,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-010943 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 10,269 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 01:46 UTC |
Chan May K.SVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008480 · rdgdoc.xml · derivative · entry 3 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: The reporting person previously reported the award of 1,067 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on March 17, 2025. F3 · derivative.expiration_date: The reporting person previously reported the award of 1,067 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on March 17, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.