Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2005 Filed Mar 3, 2005 20:06 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-05-000263 · edgar.xml · derivative · entry 6 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Righ to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| March 02, 2005 Filed Mar 3, 2005 20:06 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 28,151 | $97.21 | $2,736,578.42 |
DisclosureSEC source: 0000018230-05-000263 · edgar.xml · nonDerivative · entry 4 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,268 F1 · balance_after: This amount includes 14,251 shares in 401K and 2,241 shares in SEIP. Read SEC document |
| March 02, 2005 Filed Mar 3, 2005 20:06 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 46,962 | $32.91 | $1,545,340.96 |
DisclosureSEC source: 0000018230-05-000263 · edgar.xml · nonDerivative · entry 3 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2005 Filed Mar 3, 2005 20:06 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 1,028 | $97.21 | $99,932.60 |
DisclosureSEC source: 0000018230-05-000263 · edgar.xml · nonDerivative · entry 2 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,457 Read SEC document |
| March 02, 2005 Filed Mar 3, 2005 20:06 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-05-000263 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2005 Filed Mar 7, 2005 21:05 UTC |
SPRINGER WILLIAM FVice President
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000267 · edgar.xml · nonDerivative · entry 1 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,726 F1 · balance_after: This amount includes 10,018 shares in 401K, 30 shares in SEIP and 9 shares in dividend reinvestment. Read SEC document |
| March 01, 2005 Filed Mar 1, 2005 21:31 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,205 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-05-000245 · edgar.xml · derivative · entry 4 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,205 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| March 01, 2005 Filed Mar 1, 2005 21:31 UTC |
BANWART SIDNEY CVice President
|
SaleCommon | 19,205 | $97.00 | $1,862,885.00 |
DisclosureSEC source: 0000018230-05-000245 · edgar.xml · nonDerivative · entry 2 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,707 F1 · balance_after: This amount includes 10,983 shares in 401K, 2209 shares in SEIP and 1903 shares in dividend reinvestment. Read SEC document |
| March 01, 2005 Filed Mar 1, 2005 21:31 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionCommon | 19,205 | $55.69 | $1,069,478.44 |
DisclosureSEC source: 0000018230-05-000245 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2005 Filed Mar 2, 2005 17:15 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GrantCommon | 10,000 | $96.02 | $960,200.00 |
DisclosureSEC source: 0000018230-05-000249 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,447 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan. F1 · balance_after: This amount includes 14,251 shares in 401K and 2,241 shares in SEIP. Read SEC document |
| March 01, 2005 Filed Mar 2, 2005 17:17 UTC |
GALES THOMAS AVice President
|
GrantCommon | 250 | $96.02 | $24,005.00 |
DisclosureSEC source: 0000018230-05-000250 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,891 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan. F1 · balance_after: This amount includes 5856 shares in 401K, 22 shares in SEIP and 1510 shares in dividend reinvestment. Read SEC document |
| March 01, 2005 Filed Mar 2, 2005 17:19 UTC |
MURPHY DANIEL MVice President
|
GrantCommon | 250 | $96.02 | $24,005.00 |
DisclosureSEC source: 0000018230-05-000251 · edgar.xml · nonDerivative · entry 1 MURPHY DANIEL M · CIK 0001171791 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,904 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan. F1 · balance_after: This amount includes 6701 shares in 401K and 2825 shares in SEIP. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 15:36 UTC |
BUSSELL RODNEY LVice President
|
Tax withholdingCommon | 197 | $96.02 | $18,915.94 |
DisclosureSEC source: 0000018230-05-000257 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F3 · kind: Amount reflects shares sold to satisfy tax withholding requirements upon the vesting of previously restricted stock. F1 · balance_after: This amount includes 1692 shares in EIP-1 and 59 shares in dividend reinvestment. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 15:37 UTC |
MACIER ROBERT RVice President
|
Tax withholdingCommon | 534 | $96.02 | $51,274.68 |
DisclosureSEC source: 0000018230-05-000258 · edgar.xml · nonDerivative · entry 1 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,452 F2 · kind: Amount reflects shares sold to satisfy tax withholding requirements upon the vesting of previously restricted stock. F1 · balance_after: This amount includes 5621 shares in 401K and 753 shares in dividend reinvestment. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 15:39 UTC |
WUNNING STEVEN HGroup President
|
Tax withholdingCommon | 344 | $96.02 | $33,030.88 |
DisclosureSEC source: 0000018230-05-000259 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,073 F4 · kind: Amount reflects shares sold to satisfy tax withholding requirements upon the vesting of previously restricted stock. F1 · balance_after: This amount includes 10,570 shares in 401K, 2516 shares in SEIP, and 339 shares in dividend reinvestment. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 15:41 UTC |
LAVIN RICHARD PVice President
|
Tax withholdingCommon | 244 | $96.02 | $23,428.88 |
DisclosureSEC source: 0000018230-05-000260 · edgar.xml · nonDerivative · entry 2 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,127 F3 · kind: Amount reflects shares sold to satisfy tax withholding requirements upon the vesting of previously restricted stock. F1 · balance_after: This amount includes 3,987 shares in 401K, 1439 shares in SEIP and 296 shares in dividend reinvestment. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 15:41 UTC |
LAVIN RICHARD PVice President
|
GrantCommon | 500 | $96.02 | $48,010.00 |
DisclosureSEC source: 0000018230-05-000260 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,371 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 15:46 UTC |
OBERHELMAN DOUGLAS RGroup President
|
Tax withholdingCommon | 461 | $96.02 | $44,265.22 |
DisclosureSEC source: 0000018230-05-000261 · edgar.xml · nonDerivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,846 F3 · kind: Amount reflects shares sold to satisfy tax withholding requirements upon the vesting of previously restricted stock. F1 · balance_after: This amount includes 10,431 shares in 401K, 3903 shares in SEIP and 605 shares in dividend reinvestment. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 15:46 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GrantCommon | 1,000 | $96.02 | $96,020.00 |
DisclosureSEC source: 0000018230-05-000261 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,307 F2 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:00 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 11 | $95.06 | $1,045.61 |
DisclosureSEC source: 0000018230-05-000233 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 82 shares in dividend reinvestment. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:03 UTC |
GALLARDO JUANDirector
|
GrantCommon | 55 | $95.06 | $5,228.03 |
DisclosureSEC source: 0000018230-05-000234 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,599 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 2 shares in dividend reinvestment. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:07 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 86 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000018230-05-000235 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 86 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:08 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000236 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 159 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:09 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 99 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000237 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 99 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:44 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000240 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 23 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:45 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000241 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 22 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:59 UTC |
RAPP EDWARD JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,940 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000243 · edgar.xml · derivative · entry 3 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,940 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:59 UTC |
RAPP EDWARD JVice President
|
Tax withholdingCommon | 615 | $95.06 | $58,458.83 |
DisclosureSEC source: 0000018230-05-000243 · edgar.xml · nonDerivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670 F1 · balance_after: This amount includes 5862 shares in 401K and 22 shares in dividend reinvestment. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 20:59 UTC |
RAPP EDWARD JVice President
|
Exercise / conversionCommon | 1,940 | $30.16 | $58,503.03 |
DisclosureSEC source: 0000018230-05-000243 · edgar.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 20:16 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000222 · edgar.xml · derivative · entry 4 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,000 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 20:16 UTC |
GALES THOMAS AVice President
|
SaleCommon | 5,000 | $95.00 | $475,000.00 |
DisclosureSEC source: 0000018230-05-000222 · edgar.xml · nonDerivative · entry 2 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,641 F1 · balance_after: This amount includes 5856 shares in 401K, 22 shares in SEIP and 1510 shares in dividend reinvestment. Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 20:16 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 5,000 | $38.41 | $192,031.50 |
DisclosureSEC source: 0000018230-05-000222 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 20:17 UTC |
SPRINGER WILLIAM FVice President
|
SaleCommon | 400 | $95.00 | $38,000.00 |
DisclosureSEC source: 0000018230-05-000223 · edgar.xml · nonDerivative · entry 1 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,826 F1 · balance_after: This amount includes 10,018 shares in 401K, 30 shares in SEIP and 9 shares in dividend reinvestment. Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 20:31 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000225 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 20:31 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 1,934 | $51.66 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000225 · edgar.xml · nonDerivative · entry 1 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 9017 shares in EIP-1 and 271 shares in SEIP. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 13:55 UTC |
GOSSELIN STEPHEN AVice President
|
OtherOption (NQ) · Derivative | 32,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000141 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common · 32,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 13:57 UTC |
GALES THOMAS AVice President
|
OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000142 · edgar.xml · derivative · entry 3 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 14:00 UTC |
FELLIN PAOLOVice President
|
OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000143 · edgar.xml · derivative · entry 2 FELLIN PAOLO · CIK 0001287964 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 14:01 UTC |
Curfman Christopher CVice President
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OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000144 · edgar.xml · derivative · entry 2 Curfman Christopher C · CIK 0001307211 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 14:03 UTC |
COLGAN KEVIN ETreasurer
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OtherOption (NQ) · Derivative | 10,500 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000145 · edgar.xml · derivative · entry 2 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common · 10,500 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 10,500 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 10,500 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 10,500 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 16:47 UTC |
BUSSELL RODNEY LVice President
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OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000151 · edgar.xml · derivative · entry 3 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 16:48 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
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OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000152 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 16:51 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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OtherOption (NQ) · Derivative | 35,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000153 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common · 35,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 35,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 35,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 35,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 16:52 UTC |
Bell Mary AVice President
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OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000154 · edgar.xml · derivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 16:53 UTC |
BEELER RODNEY CVice President
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OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000155 · edgar.xml · derivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:09 UTC |
BAUNTON MICHAEL JVice President
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OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000161 · edgar.xml · derivative · entry 2 BAUNTON MICHAEL J · CIK 0001171805 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:11 UTC |
BANWART SIDNEY CVice President
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OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000162 · edgar.xml · derivative · entry 3 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:13 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
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OtherOption (NQ) · Derivative | 230,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000163 · edgar.xml · derivative · entry 3 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common · 230,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 230,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 230,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 230,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:23 UTC |
MURPHY DANIEL MVice President
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OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000164 · edgar.xml · derivative · entry 2 MURPHY DANIEL M · CIK 0001171791 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:25 UTC |
MACIER ROBERT RVice President
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OtherOption (NQ) · Derivative | 33,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000165 · edgar.xml · derivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common · 33,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 33,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 33,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 33,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.