Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Vice President | January 31, 2006 | February 01, 2006 |
| HNI CORPHNI · Entity 4148 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date January 31, 2006 · Filed February 01, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 14,736 |
Reported balance
After 2006-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2006-01-31 · Exercise / conversion · Acquired 5,132 · Balance 14,736 |
| CommonSEC Table I · non-derivative | Direct | 9,604 |
Reported balance
After 2006-01-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2006-01-31 · Sale · Disposed 5,132 · Balance 9,604 |
| CommonSEC Table I · non-derivative | Direct | 13,084 |
Reported balance
After 2006-01-31 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2006-01-31 · Exercise / conversion · Acquired 3,480 · Balance 13,084 |
| CommonSEC Table I · non-derivative | Direct | 12,235 |
Reported balance
After 2006-01-31 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2006-01-31 · Tax withholding · Disposed 849 · Balance 12,235 F1: This amount includes 1666 shares in 401K, 124 shares in SEIP, and 20 shares in dividend reinvestment. F2: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3897 additional shares of common stock. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $25.83 · Expires 2007-06-10 | Direct | 0 |
Reported balance
After 2006-01-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2006-01-31 · Exercise / conversion · Disposed 5,132 · Balance 0 F3: (Right to buy) with tandem tax withholding rights. F4: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $16.45 · Expires 2006-06-11 | Direct | 0 |
Reported balance
After 2006-01-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2006-01-31 · Exercise / conversion · Disposed 3,480 · Balance 0 F3: (Right to buy) with tandem tax withholding rights. F4: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 1666 shares in 401K, 124 shares in SEIP, and 20 shares in dividend reinvestment.
F2: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3897 additional shares of common stock.
F3: (Right to buy) with tandem tax withholding rights.
F4: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
HNI CORP
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,141.7344 |
Reported balance
After 2026-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 4,786 · Balance 84,141.7344 F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2: The total in column 5 includes reinvested dividends of 1383.2478 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.
F2: The total in column 5 includes reinvested dividends of 1383.2478 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 21, 2026 17:11 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 4,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-26-000102 · wk-form4_1779383512.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,141.7344 F1 · shares: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 1383.2478 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| May 13, 2025 Filed May 15, 2025 16:19 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-25-000098 · wk-form4_1747325972.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,972.4596 F1 · shares: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 844.5187 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 13:39 UTC | HNI CORP HNI · Entity 4148 | SaleCommon Stock | 248 | $52.43 | $13,002.64 |
DisclosureSEC source: 0000048287-24-000169 · wk-form4_1724420311.xml · nonDerivative · entry 2 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,461.9409 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted on May 22, 2024. F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.35 - $52.48, inclusive. F4 · balance_after: The total in column 5 includes reinvested dividends of 309.3798 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 13:39 UTC | HNI CORP HNI · Entity 4148 | SaleCommon Stock | 4,752 | $51.82 | $246,248.64 |
DisclosureSEC source: 0000048287-24-000169 · wk-form4_1724420311.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,400.5611 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted on May 22, 2024. F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.245- $52.150, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:11 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 2,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-24-000123 · wk-form4_1715890285.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,152.5611 F1 · shares: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 315.0510 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 19:18 UTC | HNI CORP HNI · Entity 4148 | SaleCommon Stock | 2,898 | $43.13 | $124,990.74 |
DisclosureSEC source: 0000048287-24-000086 · wk-form4_1710789515.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,182.5101 F1 · price: The dollar amount in column 4 is a result of multiple trades at the same price. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at this price. F2 · balance_after: The total in column 5 includes reinvested dividends of 1,232.6202 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:42 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 4,583 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-23-000166 · wf-form4_168443535553475.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,847.8899 F1 · price: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 1643.0657 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. Read SEC document |
| May 17, 2022 Filed May 19, 2022 19:23 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 3,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-22-000127 · wf-form4_165298821985842.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,621.8242 F1 · price: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 1225.2621 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:26 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-21-000091 · wf-form4_162093753397449.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,355.5621 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 583.4339 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 18:25 UTC | HNI CORP HNI · Entity 4148 | SaleCommon Stock | 0.615 | $29.40 | $18.08 |
DisclosureSEC source: 0000048287-20-000132 · wf-form4_160019433278533.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,249.1282 F1 · shares: This transaction is in relation to Reporting Person transferring shares, which must be done in whole-numbered shares, and therefore requiring the selling of a fractional share. F2 · balance_after: The total in column 5 includes reinvested dividends of 802.786 acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. Read SEC document |
| May 05, 2020 Filed May 7, 2020 16:28 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 3,608.9239 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000094 · wf-form4_158886889354203.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,446.9572 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 302.7885 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 18:13 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-19-000148 · wf-form4_157358240935429.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,280.4415 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $19,979.88. F2 · balance_after: The total in column 5 includes reinvested dividends of 422.7511 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting persons last report, which acquisitions are exempt from Section 16. Read SEC document |
| October 03, 2019 Filed Jan 10, 2020 20:03 UTC | HNI CORP HNI · Entity 4148 | SaleCommon Stock | 0.394 | $34.50 | $13.59 |
DisclosureSEC source: 0000048287-20-000003 · wf-form5_157868657151374.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,535.2448 F1 · balance_after: The total in column 5 includes reinvested dividends of 255.1973 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting persons last report, which acquisitions are exempt from Section 16. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 18:11 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-19-000122 · wf-form4_156528787173832.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,356.69 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $19,974.24. F2 · balance_after: The total in column 5 includes reinvested dividends of 368.8529 shares. Read SEC document |
| May 07, 2019 Filed May 9, 2019 18:36 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 3,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-19-000093 · wf-form4_155742699484442.xml · nonDerivative · entry 2 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,363.84 F2 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. F3 · balance_after: The total in column 5 includes reinvested dividends of 288.8852 shares. Read SEC document |
| May 07, 2019 Filed May 9, 2019 18:36 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 547 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-19-000093 · wf-form4_155742699484442.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,062.95 F1 · price: These shares were acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $19,976.44. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 23:09 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 421 | $39.77 | $16,743.17 |
DisclosureSEC source: 0000048287-19-000018 · wf-form4_155027214127566.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,515.95 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 285.705 shares. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 15:09 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 423 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000207 · wf-form4_154177614159266.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,809.25 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,729.65. F2 · balance_after: The total in column 5 includes reinvested dividends of 249.4476 shares. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 20:58 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000190 · wf-form4_153376187738306.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,136.8 F1 · price: The total in column 5 includes reinvested dividends of 283.4387 shares. F2 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,707.28. Read SEC document |
| May 08, 2018 Filed May 11, 2018 01:06 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 3,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000146 · wf-form4_152600077599692.xml · nonDerivative · entry 2 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,465.3609 F2 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. F3 · balance_after: The total in column 5 includes reinvested dividends of 241.8733 shares. Read SEC document |
| May 08, 2018 Filed May 11, 2018 01:06 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000146 · wf-form4_152600077599692.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,166.4876 F1 · price: These shares were acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,741.68. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:07 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000036 · wf-form4_151873242166972.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,692.4876 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,245.60. F2 · balance_after: The total in column 5 includes reinvested dividends of 257.4252 shares. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 22:04 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000182 · wf-form4_151061065008048.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,015.0625 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,217.82. F2 · balance_after: The total reported in column 5 includes reinvested dividends of 231.8304 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:54 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000156 · wf-form4_150239842820276.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,297.23 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,245.96. F2 · balance_after: Due to a clerical error, the beneficial ownership listed on the Insider's Form 4 filed on June 5, 2017 inadvertently excluded an additional 124.069 shares of common stock issued under the HNI Corporation Dividend Reinvestment and Share Purchase Plan. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:56 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 190.38 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000131 · wf-form4_149669258912199.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,729.16 F1 · price: These shares are reinvested dividends acquired by the reporting person under the Corporation's Directors Deferred Compensation Plan. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:29 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000106 · wf-form4_149444815335439.xml · nonDerivative · entry 2 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,538.78 F2 · price: These shares were acquired under the Corporation's 2017 Directors Deferred Compensation Plan in lieu of quarterly board retainer fees of $16,212.44. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:29 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000106 · wf-form4_149444815335439.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,179.78 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 23:42 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 176.4605 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000074 · wf-form4_148901650890803.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,854.78 F1 · price: These shares are reinvested dividends acquired by the reporting person under the Corporation's Directors Deferred Compensation Plan. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 20:59 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000038 · wf-form4_148736512695444.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,678.317 F1 · price: These shares were acquired under the Corporation's 2007 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,320. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:11 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 153.02 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-16-000162 · wf-form4_148097587202471.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,328.317 F1 · price: These shares are reinvested dividends acquired by the reporting person under the Corporation's Directors Deferred Compensation Plan. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 02:02 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-16-000156 · wf-form4_147917532273703.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,175.297 F1 · price: These shares were acquired under the Corporation's 2007 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,310.03. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 17:46 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 145.61 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-16-000119 · wf-form4_147318399885174.xml · nonDerivative · entry 1 Bell Mary A · CIK 0001273773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,834.2973 F1 · price: These shares are reinvested dividends acquired by the reporting person under the Corporation's Directors Deferred Compensation Plan. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,480 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · derivative · entry 6 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,480 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 5,132 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · derivative · entry 5 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,132 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 849 | $67.41 | $57,226.85 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · nonDerivative · entry 4 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,235 F1 · balance_after: This amount includes 1666 shares in 401K, 124 shares in SEIP, and 20 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3897 additional shares of common stock. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,480 | $16.45 | $57,256.79 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · nonDerivative · entry 3 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 5,132 | $66.93 | $343,474.50 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · nonDerivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,604 Read SEC document |
| January 31, 2006 Filed Feb 1, 2006 23:08 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 5,132 | $25.83 | $132,549.81 |
DisclosureSEC source: 0000018230-06-000091 · edgar.xml · nonDerivative · entry 1 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 16:52 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000154 · edgar.xml · derivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 18:47 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000082 · edgar.xml · derivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 36 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 18:22 UTC Amendment | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000102 · edgar.xml · derivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 0 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.underlying_shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. Read SEC document |
| November 23, 2004 Filed Dec 20, 2004 22:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000714 · edgar.xml · nonDerivative · entry 1 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,672 F1 · balance_after: This amount includes 746 shares in 401K, 20 shares in SEIP, and 9 shares in dividend reinvestment. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 19:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 200 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-04-000644 · edgar.xml · derivative · entry 6 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 200 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 19:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 940 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-04-000644 · edgar.xml · derivative · entry 5 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 940 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 19:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 74 | $88.50 | $6,548.63 |
DisclosureSEC source: 0000018230-04-000644 · edgar.xml · nonDerivative · entry 4 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,721 F1 · balance_after: This amount includes 746 shares in 401K, 20 shares in SEIP, and 9 shares in dividend reinvestment. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 19:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 200 | $32.91 | $6,581.24 |
DisclosureSEC source: 0000018230-04-000644 · edgar.xml · nonDerivative · entry 3 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 19:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 320 | $88.50 | $28,318.40 |
DisclosureSEC source: 0000018230-04-000644 · edgar.xml · nonDerivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,595 Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 19:05 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 940 | $30.16 | $28,346.83 |
DisclosureSEC source: 0000018230-04-000644 · edgar.xml · nonDerivative · entry 1 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2004 Filed Jun 9, 2004 22:34 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $77.26 | $0.00 |
DisclosureSEC source: 0000018230-04-000383 · edgar.xml · derivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2014-06-08 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.