Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Vice President | July 27, 2005 | July 28, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date July 27, 2005 · Filed July 28, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 27,546 |
Reported balance
After 2005-07-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2005-07-27 · Exercise / conversion · Acquired 14,036 · Balance 27,546 |
| CommonSEC Table I · non-derivative | Direct | 13,510 |
Reported balance
After 2005-07-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2005-07-27 · Sale · Disposed 14,036 · Balance 13,510 F1: This amount includes 6094 shares in 401K and 114 shares in dividend reinvestment. F4: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7772 additional shares of common stock. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $25.36 · Expires 2012-06-11 | Direct | 0 |
Reported balance
After 2005-07-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2005-07-27 · Exercise / conversion · Disposed 14,036 · Balance 0 F2: (Right to buy) with tandem tax withholding rights. F3: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 6094 shares in 401K and 114 shares in dividend reinvestment.
F2: (Right to buy) with tandem tax withholding rights.
F3: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
F4: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7772 additional shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2005 Filed Jul 28, 2005 16:07 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 14,036 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-05-000499 · edgar.xml · derivative · entry 3 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,036 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:07 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 14,036 | $51.83 | $727,523.78 |
DisclosureSEC source: 0000018230-05-000499 · edgar.xml · nonDerivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,510 F1 · balance_after: This amount includes 6094 shares in 401K and 114 shares in dividend reinvestment. F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7772 additional shares of common stock. Read SEC document |
| July 27, 2005 Filed Jul 28, 2005 16:07 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 14,036 | $25.36 | $355,917.87 |
DisclosureSEC source: 0000018230-05-000499 · edgar.xml · nonDerivative · entry 1 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2005 Filed May 10, 2005 15:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000388 · edgar.xml · derivative · entry 4 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 09, 2005 Filed May 10, 2005 15:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 1,050 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-05-000388 · edgar.xml · derivative · entry 3 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,050 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 09, 2005 Filed May 10, 2005 15:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-05-000388 · edgar.xml · nonDerivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 2899 shares in 401K and 56 shares in dividend reinvestment. Read SEC document |
| May 09, 2005 Filed May 10, 2005 15:49 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,050 | $55.69 | $58,471.88 |
DisclosureSEC source: 0000018230-05-000388 · edgar.xml · nonDerivative · entry 1 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2005 Filed Apr 27, 2005 15:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 5,805 | $0.00 Strike: $53.53 | $0.00 |
DisclosureSEC source: 0000018230-05-000355 · edgar.xml · derivative · entry 3 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,805 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| April 26, 2005 Filed Apr 27, 2005 15:27 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 5,805 | $90.75 | $526,803.75 |
DisclosureSEC source: 0000018230-05-000355 · edgar.xml · nonDerivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,955 F1 · balance_after: This amount includes 2899 shares in 401K and 56 shares in dividend reinvestment. Read SEC document |
| April 26, 2005 Filed Apr 27, 2005 15:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 5,805 | $53.53 | $310,741.65 |
DisclosureSEC source: 0000018230-05-000355 · edgar.xml · nonDerivative · entry 1 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 16:53 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000155 · edgar.xml · derivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| July 28, 2004 Filed Jul 29, 2004 14:34 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 2,400 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-04-000470 · edgar.xml · derivative · entry 3 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,400 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 28, 2004 Filed Jul 29, 2004 14:34 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 2,400 | $72.63 | $174,312.00 |
DisclosureSEC source: 0000018230-04-000470 · edgar.xml · nonDerivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591 F1 · balance_after: This amount includes 2535 shares in 401K and 56 shares in dividend reinvestment. Read SEC document |
| July 28, 2004 Filed Jul 29, 2004 14:34 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 2,400 | $38.41 | $92,175.12 |
DisclosureSEC source: 0000018230-04-000470 · edgar.xml · nonDerivative · entry 1 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2004 Filed Jun 9, 2004 22:31 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $77.26 | $0.00 |
DisclosureSEC source: 0000018230-04-000380 · edgar.xml · derivative · entry 2 BEELER RODNEY C · CIK 0001287965 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2014-06-08 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.