Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2013 Filed Jun 4, 2013 20:53 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GiftCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000272 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,307 Read SEC document |
| April 09, 2013 Filed Apr 11, 2013 13:28 UTC |
GALLARDO JUANDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $26.03 | $0.00 |
DisclosureSEC source: 0000018230-13-000201 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2013-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds beginning 1 year after the initial grant date of April 9, 2003. (1/3 after one year; 1/3 after two years; 1/3 after 3 years). Read SEC document |
| April 09, 2013 Filed Apr 11, 2013 13:28 UTC |
GALLARDO JUANDirector
|
Exercise / conversionCommon Stock | 8,000 | $26.03 | $208,240.00 |
DisclosureSEC source: 0000018230-13-000201 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2013 Filed Apr 9, 2013 19:33 UTC |
POWELL CHARLES DDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $26.03 | $0.00 |
DisclosureSEC source: 0000018230-13-000197 · edgar.xml · derivative · entry 3 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2013-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds beginning 1 year after the initial grant date of April 9, 2003. (1/3 after one year; 1/3 after two years; 1/3 after 3 years). Read SEC document |
| April 08, 2013 Filed Apr 9, 2013 19:33 UTC |
POWELL CHARLES DDirector
|
Tax withholdingCommon Stock | 3,045 | $84.53 | $257,393.85 |
DisclosureSEC source: 0000018230-13-000197 · edgar.xml · nonDerivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,364 Read SEC document |
| April 08, 2013 Filed Apr 9, 2013 19:33 UTC |
POWELL CHARLES DDirector
|
Exercise / conversionCommon Stock | 8,000 | $26.03 | $208,240.00 |
DisclosureSEC source: 0000018230-13-000197 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 20:50 UTC |
RAPP EDWARD JGroup President
|
Exercise / conversionRestricted Stock Units · Derivative | 392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-13-000195 · edgar.xml · derivative · entry 4 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783 Underlying: Common Stock · 392 shares Expires 2015-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On April 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. F1 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On April 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest 1/3 on April 1, 2013; 1/3 on April 1, 2014; 1/3 on April 1, 2015. Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 20:50 UTC |
RAPP EDWARD JGroup President
|
Tax withholdingCommon Stock | 185 | $86.18 | $15,942.38 |
DisclosureSEC source: 0000018230-13-000195 · edgar.xml · nonDerivative · entry 3 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,570 Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 20:50 UTC |
RAPP EDWARD JGroup President
|
Exercise / conversionCommon Stock | 392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-13-000195 · edgar.xml · nonDerivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On April 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| April 01, 2013 Filed Apr 3, 2013 20:50 UTC |
RAPP EDWARD JGroup President
|
Tax withholdingCommon Stock | 78 | $86.18 | $6,721.65 |
DisclosureSEC source: 0000018230-13-000195 · edgar.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,363 Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 18:34 UTC |
POWELL CHARLES DDirector
|
GrantCommon Stock | 35 | $87.32 | $3,056.03 |
DisclosureSEC source: 0000018230-13-000173 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,409 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 18:36 UTC |
CALHOUN DAVID LDirector
|
GrantPhantom Stock Units · Derivative | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000175 · edgar.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 18:37 UTC |
WHITE MILES DDirector
|
GrantPhantom Stock Units · Derivative | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000177 · edgar.xml · derivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026 Underlying: Common Stock · 72 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 18:41 UTC |
SCHWAB SUSAN CDirector
|
GrantPhantom Stock Units · Derivative | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000179 · edgar.xml · derivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,052 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 18:44 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 157 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000181 · edgar.xml · derivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,432 Underlying: Common Stock · 157 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 18:45 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000183 · edgar.xml · derivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,188 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 19:02 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000185 · edgar.xml · derivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,922 Underlying: Common Stock · 162 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 19:04 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000187 · edgar.xml · derivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,448 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 19:06 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000189 · edgar.xml · derivative · entry 1 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,325 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 22:02 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GrantPhantom Stock Units · Derivative | 138 | $86.97 | $12,001.86 |
DisclosureSEC source: 0000018230-13-000191 · edgar.xml · derivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,123 Underlying: Common Stock · 138 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Includes 92 phantom stock units which were credited to the Reporting Person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $86.97 and 46 phantom stock units that were contributed to the Reporting Person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the Reporting Person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the Reporting Person's retirement or separation from service. F4 · balance_after: Includes 598 phantom stock units acquired under Tax-Conditioned Plans. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 22:04 UTC |
Copeland Jananne A.Chief Acctg Officer
|
GrantPhantom Stock Units · Derivative | 28 | $86.97 | $2,435.16 |
DisclosureSEC source: 0000018230-13-000193 · edgar.xml · derivative · entry 1 Copeland Jananne A. · CIK 0001415606 · Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,655 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Includes 18 phantom stock units which were credited to the Reporting Person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $86.97 and 10 phantom stock units that were contributed to the Reporting Person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the Reporting Person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the Reporting Person's retirement or separation from service. F4 · balance_after: Includes 17 phantom stock units acquired under Tax-Conditioned Plans. Read SEC document |
| March 18, 2013 Filed Dec 4, 2013 19:33 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon Stock | 1,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000507 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,150 F1 · balance_after: Includes adjustments for shares acquired under Caterpillar Inc.'s 401(k) plan. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 00:57 UTC |
GALLARDO JUANDirector
|
Tax withholdingCommon Stock | 273 | $90.64 | $24,743.36 |
DisclosureSEC source: 0000018230-13-000163 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,238 Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 00:59 UTC |
POWELL CHARLES DDirector
|
Tax withholdingCommon Stock | 96 | $90.64 | $8,700.96 |
DisclosureSEC source: 0000018230-13-000165 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,374 Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 01:00 UTC |
WHITE MILES DDirector
|
Tax withholdingCommon Stock | 406 | $90.64 | $36,797.81 |
DisclosureSEC source: 0000018230-13-000167 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,215 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:04 UTC |
BUDA JAMES BExecutive Vice President
|
GrantEmployee Stock Option · Derivative | 65,135 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000098 · edgar.xml · derivative · entry 1 BUDA JAMES B · CIK 0001171771 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,135 Underlying: Common Stock · 65,135 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:06 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,476 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000100 · edgar.xml · derivative · entry 1 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,476 Underlying: Common Stock · 6,476 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:08 UTC |
WUNNING STEVEN HGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 79,976 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000102 · edgar.xml · derivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,976 Underlying: Common Stock · 79,976 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:12 UTC |
Halverson Bradley MGroup President & CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 79,976 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000104 · edgar.xml · derivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,976 Underlying: Common Stock · 79,976 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:15 UTC |
Umpleby III Donald JGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 79,976 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000106 · edgar.xml · derivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,976 Underlying: Common Stock · 79,976 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:17 UTC |
VITTECOQ GERARD RGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 95,403 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000108 · edgar.xml · derivative · entry 1 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,403 Underlying: Common Stock · 95,403 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:19 UTC |
RAPP EDWARD JGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 79,976 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000110 · edgar.xml · derivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,976 Underlying: Common Stock · 79,976 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:21 UTC |
LEVENICK STUART LGroup President
|
GrantEmployee Stock Option (right to buy) · Derivative | 90,261 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000112 · edgar.xml · derivative · entry 1 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,261 Underlying: Common Stock · 90,261 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:22 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GrantEmployee Stock Options (right to buy) · Derivative | 281,090 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000114 · edgar.xml · derivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,090 Underlying: Common Stock · 281,090 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:25 UTC |
GOODE DAVID RDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000116 · edgar.xml · nonDerivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,526 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:27 UTC |
CALHOUN DAVID LDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000118 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,232 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:28 UTC |
DICKINSON DANIEL MDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000120 · edgar.xml · nonDerivative · entry 1 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,467 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 13:47 UTC |
OSBORN WILLIAM ADirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000122 · edgar.xml · nonDerivative · entry 1 OSBORN WILLIAM A · CIK 0001171797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,007 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 13:49 UTC |
POWELL CHARLES DDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000124 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,470 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:08 UTC |
Smith Joshua IDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000127 · edgar.xml · nonDerivative · entry 1 Smith Joshua I · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,957 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:10 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000129 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,009 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:13 UTC |
WHITE MILES DDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000131 · edgar.xml · nonDerivative · entry 1 WHITE MILES D · CIK 0001239129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,621 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:18 UTC |
Muilenburg Dennis ADirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000133 · edgar.xml · nonDerivative · entry 1 Muilenburg Dennis A · CIK 0001471763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,024 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:21 UTC |
GALLARDO JUANDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000135 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,511 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:24 UTC |
GREENE JESSE J JRDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000137 · edgar.xml · nonDerivative · entry 1 GREENE JESSE J JR · CIK 0001111353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,026 F1 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:26 UTC |
RUST EDWARD B JRDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000139 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,559 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:27 UTC |
MAGOWAN PETER ADirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000141 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,624 F1 · kind: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 14:30 UTC |
Huntsman Jon M JrDirector
|
GrantCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000143 · edgar.xml · nonDerivative · entry 1 Huntsman Jon M Jr · CIK 0001541785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115 F1 · shares: Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:43 UTC |
Umpleby III Donald JGroup President
|
Tax withholdingCommon Stock | 159 | $91.05 | $14,476.16 |
DisclosureSEC source: 0000018230-13-000145 · edgar.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,649 Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:44 UTC |
BUDA JAMES BExecutive Vice President
|
Tax withholdingCommon Stock | 1,532 | $91.05 | $139,480.94 |
DisclosureSEC source: 0000018230-13-000147 · edgar.xml · nonDerivative · entry 2 BUDA JAMES B · CIK 0001171771 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,016 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.