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CAT

CATERPILLAR INC

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2808
SEC CIK
0000018230
Parsed reports
3,597

Last 12 months

Inside the activity.

2 purchase rows · 91 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025116
Dec 2025014
Jan 202600
Feb 2026021
Mar 202605
Apr 202600
May 2026121
Jun 202600
Jul 202600
Aug 2026014
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
BONFIELD ANDREW R JChief Financial Officer
Tax withholdingCommon Stock 17,826 $216.14 $3,852,911.64
Disclosure

SEC source: 0000018230-21-000111 · wf-form4_161532374136659.xml · nonDerivative · entry 6

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,472

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
BONFIELD ANDREW R JChief Financial Officer
Exercise / conversionCommon Stock 23,096 $127.60 $2,947,049.60
Disclosure

SEC source: 0000018230-21-000111 · wf-form4_161532374136659.xml · nonDerivative · entry 5

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
BONFIELD ANDREW R JChief Financial Officer
Tax withholdingCommon Stock 28,803 $216.14 $6,225,480.42
Disclosure

SEC source: 0000018230-21-000111 · wf-form4_161532374136659.xml · nonDerivative · entry 4

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,202

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
BONFIELD ANDREW R JChief Financial Officer
Exercise / conversionCommon Stock 36,026 $138.35 $4,984,197.10
Disclosure

SEC source: 0000018230-21-000111 · wf-form4_161532374136659.xml · nonDerivative · entry 3

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
BONFIELD ANDREW R JChief Financial Officer
Tax withholdingCommon Stock 18,627 $216.14 $4,026,039.78
Disclosure

SEC source: 0000018230-21-000111 · wf-form4_161532374136659.xml · nonDerivative · entry 2

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,979

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
BONFIELD ANDREW R JChief Financial Officer
Exercise / conversionCommon Stock 23,077 $141.32 $3,261,241.64
Disclosure

SEC source: 0000018230-21-000111 · wf-form4_161532374136659.xml · nonDerivative · entry 1

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
De Lange BobGroup President
Exercise / conversionEmployee Stock Option · Derivative 31,888 $83.00 Strike: $83.00 $2,646,704.00
Disclosure

SEC source: 0000018230-21-000112 · wf-form4_161532376326899.xml · derivative · entry 6

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,888 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2015 and vest equally in 1/3 increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
De Lange BobGroup President
SaleCommon Stock 1,700 $216.49 $368,033.00
Disclosure

SEC source: 0000018230-21-000112 · wf-form4_161532376326899.xml · nonDerivative · entry 5

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,903

F4 · price: This transaction was executed in multiple trades at prices ranging from $216.09 to $216.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
De Lange BobGroup President
SaleCommon Stock 5,794 $215.45 $1,248,317.30
Disclosure

SEC source: 0000018230-21-000112 · wf-form4_161532376326899.xml · nonDerivative · entry 4

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,603

F3 · price: This transaction was executed in multiple trades at prices ranging from $215.09 to $216.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
De Lange BobGroup President
SaleCommon Stock 15,494 $214.57 $3,324,547.58
Disclosure

SEC source: 0000018230-21-000112 · wf-form4_161532376326899.xml · nonDerivative · entry 3

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,397

F2 · price: This transaction was executed in multiple trades at prices ranging from $214.09 to $215.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
De Lange BobGroup President
SaleCommon Stock 8,900 $213.58 $1,900,862.00
Disclosure

SEC source: 0000018230-21-000112 · wf-form4_161532376326899.xml · nonDerivative · entry 2

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,891

F1 · price: This transaction was executed in multiple trades at prices ranging from $213.09 to $214.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:02 UTC
De Lange BobGroup President
Exercise / conversionCommon Stock 31,888 $83.00 $2,646,704.00
Disclosure

SEC source: 0000018230-21-000112 · wf-form4_161532376326899.xml · nonDerivative · entry 1

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:58 UTC
Creed Joseph EGroup President
GrantPhantom Stock Units · Derivative 120 $220.16 $26,419.20
Disclosure

SEC source: 0000018230-21-000115 · wf-form4_161533790526142.xml · derivative · entry 1

Creed Joseph E · CIK 0001739859 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

F2 · derivative.exercise_date: The phantom stock units are to be settled 100% in cash upon the reporting person's retirement or separation from service.

F2 · derivative.expiration_date: The phantom stock units are to be settled 100% in cash upon the reporting person's retirement or separation from service.

F3 · balance_after: Includes dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:59 UTC
Johnson Denise CGroup President
GrantPhantom Stock Units · Derivative 250 $220.16 $55,040.00
Disclosure

SEC source: 0000018230-21-000116 · wf-form4_161533792657989.xml · derivative · entry 1

Johnson Denise C · CIK 0001608229 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,831

Underlying: Common Stock · 250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

F2 · derivative.exercise_date: The phantom stock units are to be settled 100% in cash upon the reporting person's retirement or separation from service.

F2 · derivative.expiration_date: The phantom stock units are to be settled 100% in cash upon the reporting person's retirement or separation from service.

F3 · balance_after: Includes dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 19:49 UTC Tax withholdingCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000098 · wf-form4_161480094281521.xml · nonDerivative · entry 2

GALLARDO JUAN · CIK 0001173956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,550

Read SEC document
March 02, 2021 Filed Mar 3, 2021 19:51 UTC Tax withholdingCommon Stock 507 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000103 · wf-form4_161480104816301.xml · nonDerivative · entry 2

WHITE MILES D · CIK 0001239129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,661

Read SEC document
March 01, 2021 Filed Mar 3, 2021 01:57 UTC
BONFIELD ANDREW R JChief Financial Officer
GrantEmployee Stock Options · Derivative 46,179 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000083 · wf-form4_161473659735504.xml · derivative · entry 1

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,179

Underlying: Common Stock · 46,179 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 01:57 UTC
Fassino Anthony D.Group President
GrantEmployee Stock Options · Derivative 44,403 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000084 · wf-form4_161473663403105.xml · derivative · entry 1

Fassino Anthony D. · CIK 0001839757 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,403

Underlying: Common Stock · 44,403 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 01:57 UTC
Creed Joseph EGroup President
GrantEmployee Stock Options · Derivative 44,403 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000085 · wf-form4_161473665356883.xml · derivative · entry 1

Creed Joseph E · CIK 0001739859 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,403

Underlying: Common Stock · 44,403 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 01:58 UTC
De Lange BobGroup President
GrantEmployee Stock Options · Derivative 44,403 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000086 · wf-form4_161473668666120.xml · derivative · entry 1

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,403

Underlying: Common Stock · 44,403 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 01:59 UTC
Marvel Gary MichaelChief Accounting Officer
GrantEmployee Stock Options · Derivative 3,197 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000087 · wf-form4_161473674709853.xml · derivative · entry 1

Marvel Gary Michael · CIK 0001768626 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,197

Underlying: Common Stock · 3,197 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 01:59 UTC
Johnson Cheryl HChief Human Resources Officer
GrantEmployee Stock Options · Derivative 31,082 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000088 · wf-form4_161473676920717.xml · derivative · entry 1

Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,082

Underlying: Common Stock · 31,082 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 02:00 UTC
Johnson Denise CGroup President
GrantEmployee Stock Options · Derivative 45,291 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000089 · wf-form4_161473678886206.xml · derivative · entry 1

Johnson Denise C · CIK 0001608229 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,291

Underlying: Common Stock · 45,291 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 02:00 UTC
Long Suzette MCLO/General Counsel
GrantEmployee Stock Options · Derivative 35,522 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000090 · wf-form4_161473682234673.xml · derivative · entry 1

Long Suzette M · CIK 0001698572 · CLO/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,522

Underlying: Common Stock · 35,522 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 02:01 UTC
Umpleby III Donald JDirector · Chairman & CEO
GrantEmployee Stock Options · Derivative 155,411 $0.00 Strike: $219.76 $0.00
Disclosure

SEC source: 0000018230-21-000091 · wf-form4_161473684836929.xml · derivative · entry 1

Umpleby III Donald J · CIK 0001566320 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,411

Underlying: Common Stock · 155,411 shares

Expires 2031-03-01

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:48 UTC
Ayotte KellyDirector
GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000095 · wf-form4_161480086737333.xml · nonDerivative · entry 1

Ayotte Kelly · CIK 0001702559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,499

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:48 UTC GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000096 · wf-form4_161480089388683.xml · nonDerivative · entry 1

CALHOUN DAVID L · CIK 0001233152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,987

F1 · balance_after: Includes adjustments for dividends accrued and reflects exempt transfer pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended relating to reporting Person's grantor retained annuity trust.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:48 UTC GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000097 · wf-form4_161480092313792.xml · nonDerivative · entry 1

DICKINSON DANIEL M · CIK 0001264714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,269

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:49 UTC GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000098 · wf-form4_161480094281521.xml · nonDerivative · entry 1

GALLARDO JUAN · CIK 0001173956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,913

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:49 UTC GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000099 · wf-form4_161480097148206.xml · nonDerivative · entry 1

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,199

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:50 UTC
REED DEBRA LDirector
GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000100 · wf-form4_161480098981946.xml · nonDerivative · entry 1

REED DEBRA L · CIK 0001225947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,578

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:50 UTC GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000101 · wf-form4_161480101334947.xml · nonDerivative · entry 1

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,151

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:50 UTC GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000102 · wf-form4_161480103140047.xml · nonDerivative · entry 1

SCHWAB SUSAN C · CIK 0001202958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,424

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:51 UTC GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000103 · wf-form4_161480104816301.xml · nonDerivative · entry 1

WHITE MILES D · CIK 0001239129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:51 UTC GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000104 · wf-form4_161480106818614.xml · nonDerivative · entry 1

WILKINS RAYFORD JR · CIK 0001184395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,101

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 01, 2021 Filed Mar 31, 2022 21:18 UTC Amendment GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0000018230-22-000090 · wf-form4a_164876149927965.xml · nonDerivative · entry 1

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,518

F1 · balance_after: Adjusted to correct company's inadvertant clerical error. Includes dividends accrued.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:41 UTC
BONFIELD ANDREW R JChief Financial Officer
Tax withholdingCommon Stock 1,762 $196.78 $346,726.36
Disclosure

SEC source: 0000018230-21-000050 · wf-form4_161307605374977.xml · nonDerivative · entry 2

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,529

F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on September 7, 2018.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:41 UTC
BONFIELD ANDREW R JChief Financial Officer
GrantCommon Stock 5,659 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000050 · wf-form4_161307605374977.xml · nonDerivative · entry 1

BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,291

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:41 UTC
Fassino Anthony D.Group President
Tax withholdingCommon Stock 1,080 $196.78 $212,522.40
Disclosure

SEC source: 0000018230-21-000051 · wf-form4_161307607743961.xml · nonDerivative · entry 2

Fassino Anthony D. · CIK 0001839757 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,853

F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 5, 2018.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:41 UTC
Fassino Anthony D.Group President
GrantCommon Stock 3,565 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000051 · wf-form4_161307607743961.xml · nonDerivative · entry 1

Fassino Anthony D. · CIK 0001839757 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:42 UTC
Creed Joseph EGroup President
Tax withholdingCommon Stock 1,150 $196.78 $226,297.00
Disclosure

SEC source: 0000018230-21-000052 · wf-form4_161307610429535.xml · nonDerivative · entry 2

Creed Joseph E · CIK 0001739859 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 5, 2018.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:42 UTC
Creed Joseph EGroup President
GrantCommon Stock 4,633 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000052 · wf-form4_161307610429535.xml · nonDerivative · entry 1

Creed Joseph E · CIK 0001739859 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:42 UTC
De Lange BobGroup President
Tax withholdingCommon Stock 6,047 $196.78 $1,189,928.66
Disclosure

SEC source: 0000018230-21-000053 · wf-form4_161307613042760.xml · nonDerivative · entry 2

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,903

F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 5, 2018.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:42 UTC
De Lange BobGroup President
GrantCommon Stock 15,327 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000053 · wf-form4_161307613042760.xml · nonDerivative · entry 1

De Lange Bob · CIK 0001694342 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,950

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February 09, 2021 Filed Feb 11, 2021 20:42 UTC
Marvel Gary MichaelChief Accounting Officer
Tax withholdingCommon Stock 235 $196.78 $46,243.30
Disclosure

SEC source: 0000018230-21-000054 · wf-form4_161307615502886.xml · nonDerivative · entry 2

Marvel Gary Michael · CIK 0001768626 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567

F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 5, 2018.

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February 09, 2021 Filed Feb 11, 2021 20:42 UTC
Marvel Gary MichaelChief Accounting Officer
GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000054 · wf-form4_161307615502886.xml · nonDerivative · entry 1

Marvel Gary Michael · CIK 0001768626 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:43 UTC
Johnson Cheryl HChief Human Resources Officer
Tax withholdingCommon Stock 3,366 $196.78 $662,361.48
Disclosure

SEC source: 0000018230-21-000055 · wf-form4_161307617708321.xml · nonDerivative · entry 2

Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 5, 2018.

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February 09, 2021 Filed Feb 11, 2021 20:43 UTC
Johnson Cheryl HChief Human Resources Officer
GrantCommon Stock 9,267 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000055 · wf-form4_161307617708321.xml · nonDerivative · entry 1

Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,507

F1 · balance_after: Includes adjustments for dividends accrued.

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February 09, 2021 Filed Feb 11, 2021 20:43 UTC
Johnson Denise CGroup President
Tax withholdingCommon Stock 5,472 $196.78 $1,076,780.16
Disclosure

SEC source: 0000018230-21-000056 · wf-form4_161307620444255.xml · nonDerivative · entry 2

Johnson Denise C · CIK 0001608229 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,182

F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 5, 2018.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:43 UTC
Johnson Denise CGroup President
GrantCommon Stock 14,258 $0.00 $0.00
Disclosure

SEC source: 0000018230-21-000056 · wf-form4_161307620444255.xml · nonDerivative · entry 1

Johnson Denise C · CIK 0001608229 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,654

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.