Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | June 10, 2026 | June 11, 2026 |
| CHEVRON CORPCVX · Entity 2804 | Director | May 27, 2026 | May 29, 2026 |
| HALLIBURTON COHAL · Entity 3141 | Director | August 01, 2018 | August 03, 2018 |
| LOCKHEED MARTIN CORPLMT · Entity 2882 | Director | February 13, 2026 | February 18, 2026 |
| SEMPRASRE · Entity 3017 | Director · Chairman | November 09, 2018 | November 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,204 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 211 · Balance 13,204 F1: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
CHEVRON CORP
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,420 |
Reported balance
After 2026-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 1,272 · Balance 17,420 F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2: This number includes the acquisition of dividend equivalent accruals on stock units (501) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Reed Revocable Trust | 4,596 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,596 F3: This number includes 5 shares acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
F2: This number includes the acquisition of dividend equivalent accruals on stock units (501) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
F3: This number includes 5 shares acquired through dividend reinvestment.
HALLIBURTON CO
Report date August 01, 2018 · Filed August 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2018 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,221 |
Reported balance
After 2018-08-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-01 · Grant · Acquired 4,221 · Balance 4,221 F1: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| Common StockSEC Table I · non-derivative | Direct | 33,562 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 33,562 |
| 2017 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,335.51 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,335.51 F1: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| 2016 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,307.858 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,307.858 F1: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| 2015 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,681.973 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,681.973 F1: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| 2014 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,777.682 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,777.682 F1: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| 2013 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,884.199 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 3,884.199 F1: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| 2012 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,748.225 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 5,748.225 F1: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| Stock Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 21,734.55 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 21,734.55 F3: The security converts to common stock on a one-for-one basis. F4: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.
F2: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F3: The security converts to common stock on a one-for-one basis.
F4: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
LOCKHEED MARTIN CORP
Report date February 13, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectLockheed Martin Directors Equity Plan | 3,039.1356 |
Reported balance
After 2026-02-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-13 · Grant · Acquired 260.5044 · Balance 3,039.1356 F1: Phantom stock units convert to common stock on a one-for-one basis. F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to common stock on a one-for-one basis.
F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.
F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.
SEMPRA
Report date November 09, 2018 · Filed November 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 127,855.91 |
Ending reported balance
After 2018-11-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-11-09 · Exercise / conversion · Acquired 17,400 · Balance 145,255.91 Row 2 · 2018-11-09 · Exercise / conversion · Acquired 9,900 · Balance 155,155.91 Row 3 · 2018-11-09 · Sale · Disposed 23,400 · Balance 131,755.91 F1: Weighted average of sales prices. Actual prices range from $116.63 to $117.60. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. Row 4 · 2018-11-09 · Sale · Disposed 3,900 · Balance 127,855.91 F2: Weighted average of sales prices. Actual prices range from $117.63 to $118.09. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. |
| Employee Stock Option (1/4/2010 - 17,400 shares)SEC Table II · derivative / convertible security · Conversion / exercise price $55.90 | Direct | 0 |
Reported balance
After 2018-11-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-09 · Exercise / conversion · Disposed 17,400 · Balance 0 F4: Not applicable. F3: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment. |
| Employee Stock Option (2/11/2010 - 9,900 shares)SEC Table II · derivative / convertible security · Conversion / exercise price $49.77 | Direct | 0 |
Reported balance
After 2018-11-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-11-09 · Exercise / conversion · Disposed 9,900 · Balance 0 F4: Not applicable. F3: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment. |
| Common StockSEC Table I · non-derivative | Indirect401(k) savings plan 11/7/2018 | 26,749.87 |
Reported balance
Holding disclosure · report date 2018-11-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,749.87 |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average of sales prices. Actual prices range from $116.63 to $117.60. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
F2: Weighted average of sales prices. Actual prices range from $117.63 to $118.09. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
F3: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.
F4: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 11, 2026 19:52 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-072907 · tm2617695-6_4seq1.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,204 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 27, 2026 Filed May 29, 2026 20:40 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000093410-26-000146 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,420 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (501) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 21:23 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 260.5044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-26-002083 · doc4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 3,039.1356 Underlying: Common Stock · 260.5044 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. Read SEC document |
| July 18, 2025 Filed Jul 23, 2025 00:06 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-019498 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Reed Revocable Trust Disclosed balance after: 4,591 F1 · kind: Securities acquired upon the effectiveness of the acquisition of Hess Corporation ("HES") by Chevron Corporation ("Chevron") on July 18, 2025, pursuant to the Agreement and Plan of Merger, dated October 22, 2023 by and among Chevron, Yankee Merger Sub Inc., a direct, wholly owned subsidiary of Chevron and HES. At the effective time, each outstanding share of HES common stock was converted into the right to receive 1.0250 of a share of Chevron common stock. F1 · price: Securities acquired upon the effectiveness of the acquisition of Hess Corporation ("HES") by Chevron Corporation ("Chevron") on July 18, 2025, pursuant to the Agreement and Plan of Merger, dated October 22, 2023 by and among Chevron, Yankee Merger Sub Inc., a direct, wholly owned subsidiary of Chevron and HES. At the effective time, each outstanding share of HES common stock was converted into the right to receive 1.0250 of a share of Chevron common stock. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 19:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 482 | $352.53 | $169,919.46 |
DisclosureSEC source: 0001104659-25-059322 · tm2517984-7_4seq1.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,876 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 28, 2025 Filed May 30, 2025 00:55 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015952 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,482 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (568) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:12 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 401.7108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-25-002023 · doc4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 2,700.8034 Underlying: Common Stock · 401.7108 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 17:10 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 517 | $328.73 | $169,953.41 |
DisclosureSEC source: 0001104659-24-071178 · tm2417161-6_4seq1.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,219 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 29, 2024 Filed May 30, 2024 23:50 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017046 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,210 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (444) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 00:04 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 401.7773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-24-002554 · doc4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 2,240.5917 Underlying: Common Stock · 401.7773 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 15:07 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 698 | $243.32 | $169,837.36 |
DisclosureSEC source: 0001104659-23-071475 · tm2318786-9_4seq1.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,520 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:34 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017555 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,289 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (321) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:47 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 353.7908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-23-002255 · doc4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 1,789.8954 Underlying: Common Stock · 353.7908 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 16:24 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 816 | $229.80 | $187,516.80 |
DisclosureSEC source: 0000018230-22-000138 · wf-form4_165487828595618.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,617 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:45 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015888 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,434 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (337) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:10 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 417.5982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-001331 · doc4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 1,399.6444 Underlying: Common Stock · 417.5982 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:49 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 2,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018338 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,794 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (64) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:50 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-21-000100 · wf-form4_161480098981946.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,578 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:23 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 501.4968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-001596 · doc4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 953.7281 Underlying: Common Stock · 501.4968 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| October 05, 2020 Filed Feb 9, 2021 21:38 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004713 · form5.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reed Revocable Trust Disclosed balance after: 4,275 F1 · kind: This Form 5 reports securities acquired upon the effectiveness of the acquisition of Noble Energy, Inc. ("Noble Energy") by Chevron Corporation ("Chevron") on October 5, 2020, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2020, by and among Chevron, Chelsea Merger Sub, Inc., a direct, wholly-owned subsidiary of Chevron, and Noble Energy (the "Merger Agreement"). At the effective time, each outstanding share of Noble Energy common stock was converted into the right to receive 0.1191 of a share of Chevron common stock. F1 · price: This Form 5 reports securities acquired upon the effectiveness of the acquisition of Noble Energy, Inc. ("Noble Energy") by Chevron Corporation ("Chevron") on October 5, 2020, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2020, by and among Chevron, Chelsea Merger Sub, Inc., a direct, wholly-owned subsidiary of Chevron, and Noble Energy (the "Merger Agreement"). At the effective time, each outstanding share of Noble Energy common stock was converted into the right to receive 0.1191 of a share of Chevron common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:09 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 73 | $85.63 | $6,250.99 |
DisclosureSEC source: 0001127602-20-024576 · form4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068 Underlying: Common Stock · 73 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (11) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:45 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 202 | $92.79 | $18,743.58 |
DisclosureSEC source: 0001127602-20-018528 · form4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984 Underlying: Common Stock · 202 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (9) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:05 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 2,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018169 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,360 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (102) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-20-000100 · wf-form4_158327852976992.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,364 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:38 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 194 | $96.59 | $18,738.46 |
DisclosureSEC source: 0001127602-20-009433 · form4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773 Underlying: Common Stock · 194 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (4) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 23:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 372.7919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001509 · doc4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 440.1329 Underlying: Common Stock · 372.7919 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 22:54 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 254 | $147.51 | $37,467.54 |
DisclosureSEC source: 0000018230-20-000010 · wf-form4_157800566285467.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,103 Underlying: Common Stock · 254 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 67.341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-015266 · doc4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 67.341 Underlying: Common Stock · 67.341 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, the Reporting Person received a prorated award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $383.62 per share and vest on December 31, 2019, or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, the Reporting Person received a prorated award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $383.62 per share and vest on December 31, 2019, or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, the Reporting Person received a prorated award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $383.62 per share and vest on December 31, 2019, or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:42 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 160 | $116.80 | $18,688.00 |
DisclosureSEC source: 0001127602-19-034252 · form4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 Underlying: Common Stock · 160 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (4) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:57 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 296 | $126.49 | $37,441.04 |
DisclosureSEC source: 0000018230-19-000258 · wf-form4_157004260555725.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,799 Underlying: Common Stock · 296 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:27 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 159 | $117.72 | $18,717.48 |
DisclosureSEC source: 0001127602-19-027893 · form4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411 Underlying: Common Stock · 159 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · derivative.underlying_shares: This number includes dividend equivalent accruals (2) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 20:34 UTC | CHEVRON CORP CVX · Entity 2804 | PurchaseCommon Stock | 4,250 | $118.14 | $502,074.18 |
DisclosureSEC source: 0001127602-19-026330 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reed Revocable Trust Disclosed balance after: 4,250 F1 · price: This transaction was executed in multiple trades at prices ranging from $118.11 and $118.15. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 15:17 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 274 | $136.64 | $37,439.36 |
DisclosureSEC source: 0000018230-19-000202 · wf-form4_156208060552526.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,445 Underlying: Common Stock · 274 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 29, 2019 Filed May 31, 2019 21:30 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020345 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,838 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (10) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 24, 2019 Filed May 29, 2019 20:46 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 158 | $118.71 | $18,756.18 |
DisclosureSEC source: 0001127602-19-020151 · form4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Underlying: Common Stock · 158 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 15:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 278 | $134.95 | $37,516.10 |
DisclosureSEC source: 0000018230-19-000132 · wf-form4_155421894770210.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,128 Underlying: Common Stock · 278 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:03 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-19-000105 · wf-form4_155191337483883.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,155 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:34 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 92 | $122.12 | $11,235.04 |
DisclosureSEC source: 0001127602-19-010308 · form4.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92 Underlying: Common Stock · 92 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 297 | $126.31 | $37,514.07 |
DisclosureSEC source: 0000018230-19-000010 · wf-form4_154653564067061.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,814 Underlying: Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:31 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035390 · form4.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 22:47 UTC | SEMPRA SRE · Entity 3017 | Exercise / conversionEmployee Stock Option (2/11/2010 - 9,900 shares) · Derivative | 9,900 | Not disclosed Strike: $49.77 | Not disclosed |
DisclosureSEC source: 0001228379-18-000097 · edgar.xml · derivative · entry 7 REED DEBRA L · CIK 0001225947 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment. F3 · derivative.expiration_date: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 22:47 UTC | SEMPRA SRE · Entity 3017 | Exercise / conversionEmployee Stock Option (1/4/2010 - 17,400 shares) · Derivative | 17,400 | Not disclosed Strike: $55.90 | Not disclosed |
DisclosureSEC source: 0001228379-18-000097 · edgar.xml · derivative · entry 6 REED DEBRA L · CIK 0001225947 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment. F3 · derivative.expiration_date: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 22:47 UTC | SEMPRA SRE · Entity 3017 | SaleCommon Stock | 3,900 | $117.76 | $459,264.00 |
DisclosureSEC source: 0001228379-18-000097 · edgar.xml · nonDerivative · entry 4 REED DEBRA L · CIK 0001225947 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,855.91 F2 · price: Weighted average of sales prices. Actual prices range from $117.63 to $118.09. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 22:47 UTC | SEMPRA SRE · Entity 3017 | SaleCommon Stock | 23,400 | $117.11 | $2,740,374.00 |
DisclosureSEC source: 0001228379-18-000097 · edgar.xml · nonDerivative · entry 3 REED DEBRA L · CIK 0001225947 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,755.91 F1 · price: Weighted average of sales prices. Actual prices range from $116.63 to $117.60. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 22:47 UTC | SEMPRA SRE · Entity 3017 | Exercise / conversionCommon Stock | 9,900 | $49.77 | $492,723.00 |
DisclosureSEC source: 0001228379-18-000097 · edgar.xml · nonDerivative · entry 2 REED DEBRA L · CIK 0001225947 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,155.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 22:47 UTC | SEMPRA SRE · Entity 3017 | Exercise / conversionCommon Stock | 17,400 | $55.90 | $972,660.00 |
DisclosureSEC source: 0001228379-18-000097 · edgar.xml · nonDerivative · entry 1 REED DEBRA L · CIK 0001225947 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,255.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:28 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 247 | $151.74 | $37,479.78 |
DisclosureSEC source: 0000018230-18-000267 · wf-form4_153842568576438.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479 Underlying: Common Stock · 247 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 19:24 UTC | HALLIBURTON CO HAL · Entity 3141 | Grant2018 Restricted Stock Units · Derivative | 4,221 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-18-000128 · edgar.xml · derivative · entry 2 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,221 Underlying: Common Stock · 4,221 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 19:18 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 794.48 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000045012-18-000113 · edgar.xml · derivative · entry 2 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,734.55 Underlying: Common Stock · 794.48 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents attributable to quarterly dividends and a portion attributable to quarterly fees are based on the closing price on June 27, 2018 of $45.84 and June 28, 2018 of $45.63 respectively. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:43 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 274 | $136.72 | $37,461.28 |
DisclosureSEC source: 0000018230-18-000210 · wf-form4_153065421503347.xml · derivative · entry 1 REED DEBRA L · CIK 0001225947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,199 Underlying: Common Stock · 274 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.