Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGCO CORP /DEAGCO · Entity 3615 | Director | September 15, 2026 | September 16, 2026 |
| CATERPILLAR INCCAT · Entity 2808 | Group President | May 06, 2026 | May 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGCO CORP /DE
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,721.545 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 4.1509 · Balance 18,721.545 F1: Includes 452.5450 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 452.5450 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan.
CATERPILLAR INC
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,029 |
Ending reported balance
After 2026-05-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-06 · Exercise / conversion · Acquired 28,105 · Balance 114,134 Row 2 · 2026-05-06 · Tax withholding · Disposed 3,883 · Balance 110,251 Row 3 · 2026-05-06 · Sale · Disposed 14,470 · Balance 95,781 F1: This transaction was executed in multiple trades at prices ranging from $922.08 to $923.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2026-05-06 · Sale · Disposed 9,752 · Balance 86,029 F2: This transaction was executed in multiple trades at prices ranging from $923.08 to $924.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $127.60 · Expires 2030-03-02 | Direct | 28,105 |
Reported balance
After 2026-05-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-06 · Exercise / conversion · Disposed 28,105 · Balance 28,105 F3: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $922.08 to $923.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $923.08 to $924.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 20:36 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 4.1509 | $122.79 | $509.69 |
DisclosureSEC source: 0000880266-26-000073 · wk-form4_1789591014.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,721.545 F1 · balance_after: Includes 452.5450 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 20:21 UTC | AGCO CORP /DE AGCO · Entity 3615 | PurchaseCommon Stock | 1,000 | $100.71 | $100,710.00 |
DisclosureSEC source: 0000880266-26-000070 · wk-form4_1786998115.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,717.3941 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $100.64 to $100.74, inclusive. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:07 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 4.3558 | $116.71 | $508.37 |
DisclosureSEC source: 0000880266-26-000061 · wk-form4_1781640424.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,717.3941 F1 · balance_after: Includes 448.3941 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 28,105 | $127.60 Strike: $127.60 | $3,586,198.00 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · derivative · entry 5 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,105 Underlying: Common Stock · 28,105 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 9,752 | $923.47 | $9,005,679.44 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · nonDerivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,029 F2 · price: This transaction was executed in multiple trades at prices ranging from $923.08 to $924.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 14,470 | $922.55 | $13,349,298.50 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,781 F1 · price: This transaction was executed in multiple trades at prices ranging from $922.08 to $923.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 3,883 | $923.38 | $3,585,484.54 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,251 Read SEC document |
| May 06, 2026 Filed May 7, 2026 21:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 28,105 | $127.60 | $3,586,198.00 |
DisclosureSEC source: 0001104659-26-057313 · tm2613952-3_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 20:28 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0000880266-26-000049 · wk-form4_1777321697.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,713.0383 F1 · acquired: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 21:34 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 0.0892 | $119.70 | $10.68 |
DisclosureSEC source: 0000880266-26-000030 · wk-form4_1773783272.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,040.0383 F1 · balance_after: Includes 444.0383 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:38 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 393 | $738.42 | $290,199.06 |
DisclosureSEC source: 0001104659-26-024553 · tm268220-2_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,029 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:12 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 382 | $719.13 | $274,707.66 |
DisclosureSEC source: 0001104659-26-023596 · tm268026-3_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,422 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock options · Derivative | 4,601 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023596 · tm268026-3_4seq1.xml · derivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,601 Underlying: Common Stock · 4,601 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023596 · tm268026-3_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,804 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 15,000 | $127.60 Strike: $127.60 | $1,914,000.00 |
DisclosureSEC source: 0001104659-26-015112 · tm266383-1_4seq1.xml · derivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,210 Underlying: Common Stock · 15,000 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 12,507 | $767.08 | $9,593,869.56 |
DisclosureSEC source: 0001104659-26-015112 · tm266383-1_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,997 F1 · price: This transaction was executed in multiple trades at prices ranging from $766.95 to $767.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 2,493 | $767.64 | $1,913,726.52 |
DisclosureSEC source: 0001104659-26-015112 · tm266383-1_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,504 Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 15,000 | $127.60 | $1,914,000.00 |
DisclosureSEC source: 0001104659-26-015112 · tm266383-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 01:13 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 4,011 | $744.83 | $2,987,513.13 |
DisclosureSEC source: 0001104659-26-014528 · tm266149-8_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,997 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 01:13 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 9,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014528 · tm266149-8_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,008 Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:54 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 28,034 | $138.35 Strike: $138.35 | $3,878,503.90 |
DisclosureSEC source: 0001104659-26-011945 · tm265628-2_4seq1.xml · derivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,034 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments in the first, second and thired anniversaries of the grant date. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:54 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 22,656 | $720.11 | $16,314,812.16 |
DisclosureSEC source: 0001104659-26-011945 · tm265628-2_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,953 F1 · price: This transaction was executed in multiple trades at prices ranging from $720.02 to $721.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:54 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 5,378 | $721.12 | $3,878,183.36 |
DisclosureSEC source: 0001104659-26-011945 · tm265628-2_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,609 Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:54 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 28,034 | $138.35 | $3,878,503.90 |
DisclosureSEC source: 0001104659-26-011945 · tm265628-2_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 20,000 | $138.35 Strike: $138.35 | $2,767,000.00 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · derivative · entry 6 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,034 Underlying: Common Stock · 20,000 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 30 | $706.28 | $21,188.40 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 5 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,953 F3 · price: This transaction was executed in a trade at a price of $706.28. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 6,817 | $705.70 | $4,810,756.90 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,983 F2 · price: This transaction was executed in multiple trades at prices ranging from $705.26 to $706.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 9,223 | $704.42 | $6,496,865.66 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,800 F1 · price: This transaction was executed in multiple trades at prices ranging from $704.22 to $705.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 3,930 | $704.04 | $2,766,877.20 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,023 Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 20,000 | $138.35 | $2,767,000.00 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 20:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 20,512 | $151.12 Strike: $151.12 | $3,099,773.44 |
DisclosureSEC source: 0001104659-26-009704 · tm263771-2_4seq1.xml · derivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,512 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments in the first, second and thired anniversaries of the grant date. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 20:55 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 15,977 | $682.99 | $10,912,131.23 |
DisclosureSEC source: 0001104659-26-009704 · tm263771-2_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,953 F1 · price: This transaction was executed in multiple trades at prices ranging from $682.93 to $683.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 20:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 4,535 | $683.41 | $3,099,264.35 |
DisclosureSEC source: 0001104659-26-009704 · tm263771-2_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,930 Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 20:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 20,512 | $151.12 | $3,099,773.44 |
DisclosureSEC source: 0001104659-26-009704 · tm263771-2_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2026 Filed Jan 13, 2026 19:58 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 473 | $621.97 | $294,191.81 |
DisclosureSEC source: 0001104659-26-003280 · tm263076-2_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,953 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of Restricted Stock Units granted January 12, 2024. F2 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 21:01 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 0.0982 | $108.52 | $10.66 |
DisclosureSEC source: 0000880266-25-000066 · wk-form4_1765918875.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,039.9491 F1 · balance_after: Includes 38.9491 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 19:09 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 20,000 | $151.12 Strike: $151.12 | $3,022,400.00 |
DisclosureSEC source: 0001104659-25-108358 · tm2530609-1_4seq1.xml · derivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,512 Underlying: Common Stock · 20,000 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 19:09 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 14,638 | $562.36 | $8,231,825.68 |
DisclosureSEC source: 0001104659-25-108358 · tm2530609-1_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,209 F2 · price: This transaction was executed in multiple trades at prices ranging from $562.32 to $562.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 19:09 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 5,362 | $563.66 | $3,022,344.92 |
DisclosureSEC source: 0001104659-25-108358 · tm2530609-1_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,847 Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 19:09 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 20,000 | $151.12 | $3,022,400.00 |
DisclosureSEC source: 0001104659-25-108358 · tm2530609-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 19:33 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 17.8808 | $109.83 | $1,963.85 |
DisclosureSEC source: 0000880266-25-000053 · wk-form4_1758051228.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,039.8509 F1 · balance_after: Includes 443.8509 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| June 16, 2025 Filed Jun 17, 2025 13:54 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 19.1628 | $102.18 | $1,958.05 |
DisclosureSEC source: 0001628280-25-031728 · wk-form4_1750168452.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,021.9701 F1 · balance_after: Includes 425.9701 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| May 06, 2025 Filed May 7, 2025 18:13 UTC | AGCO CORP /DE AGCO · Entity 3615 | PurchaseCommon Stock | 2,642 | $94.77 | $250,382.34 |
DisclosureSEC source: 0001628280-25-023036 · wk-form4_1746641596.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,002.8073 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $94.53 to $94.95, inclusive. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 24, 2025 Filed Apr 28, 2025 20:34 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-020315 · wk-form4_1745872443.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,360.8073 F1 · acquired: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:08 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 14.2321 | $93.36 | $1,328.71 |
DisclosureSEC source: 0001628280-25-013093 · wk-form4_1742242122.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,203.8073 F1 · balance_after: Includes 406.8073 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 23:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 343 | $325.30 | $111,577.90 |
DisclosureSEC source: 0001104659-25-021010 · tm258358-4_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,603 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024 Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 8,439 | $0.00 Strike: $332.04 | $0.00 |
DisclosureSEC source: 0001104659-25-021010 · tm258358-4_4seq1.xml · derivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,439 Underlying: Common Stock · 8,439 shares Expires 2035-03-03 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 2,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-021010 · tm258358-4_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,946 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 19:33 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 3,850 | $362.70 | $1,396,395.00 |
DisclosureSEC source: 0001104659-25-012846 · tm255985-3_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,970 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 19:33 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 9,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-012846 · tm255985-3_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,820 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.