Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC |
STROUP GARY AVice President
|
Tax withholdingCommon | 1,205 | $82.90 | $99,894.50 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · nonDerivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,937 Read SEC document |
| December 18, 2003 Filed Dec 19, 2003 14:26 UTC |
STROUP GARY AVice President
|
Exercise / conversionCommon | 1,934 | $51.66 | $99,903.09 |
DisclosureSEC source: 0000018230-03-000533 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2003 Filed Jan 7, 2004 15:43 UTC |
GALES THOMAS AVice President
|
GiftCommon | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000022 · edgar.xml · nonDerivative · entry 2 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,193 F1 · balance_after: This amount includes 5762 shares in 401K, 22 shares in SEIP and 1270 shares in dividend reinvestment. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 15:57 UTC |
WEST SHERRIL KVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,018 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000531 · edgar.xml · derivative · entry 3 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,018 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 15:57 UTC |
WEST SHERRIL KVice President
|
Tax withholdingCommon | 335 | $81.10 | $27,166.83 |
DisclosureSEC source: 0000018230-03-000531 · edgar.xml · nonDerivative · entry 2 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,830 F1 · balance_after: This amount includes 8917 shares in 401K, 1301 shares in SEIP and 963 shares in dividend reinvestment. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 15:57 UTC |
WEST SHERRIL KVice President
|
Exercise / conversionCommon | 1,018 | $26.77 | $27,247.38 |
DisclosureSEC source: 0000018230-03-000531 · edgar.xml · nonDerivative · entry 1 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2003 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 20 | $40.30 | $806.00 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| December 17, 2003 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 20 | $40.30 | $806.00 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| December 16, 2003 Filed Dec 17, 2003 16:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000527 · edgar.xml · derivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,000 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.expiration_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 16, 2003 Filed Dec 17, 2003 16:20 UTC |
WESTERN DONALD GVice President
|
Tax withholdingCommon | 2,925 | $79.85 | $233,546.63 |
DisclosureSEC source: 0000018230-03-000527 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,424 F1 · balance_after: This amount includes 12,362 shares in 401K and 3305 shares in SEIP. Read SEC document |
| December 16, 2003 Filed Dec 17, 2003 16:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 5,000 | $32.91 | $164,531.00 |
DisclosureSEC source: 0000018230-03-000527 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2003 Filed Dec 18, 2003 15:55 UTC |
PALMER GERALDVice President
|
GiftCommon | 572 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000530 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,237 Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:28 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 12,722 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000525 · edgar.xml · derivative · entry 3 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,722 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:28 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 5,376 | $77.87 | $418,602.24 |
DisclosureSEC source: 0000018230-03-000525 · edgar.xml · nonDerivative · entry 2 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,435 F1 · balance_after: This amount includes 6699 shares in 401K, 4096 shares in SEIP and 6645 shares in dividend reinvestment. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:28 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 12,722 | $32.91 | $418,632.68 |
DisclosureSEC source: 0000018230-03-000525 · edgar.xml · nonDerivative · entry 1 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:27 UTC |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000524 · edgar.xml · derivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:27 UTC |
PALMER GERALDVice President
|
Tax withholdingCommon | 1,283 | $77.87 | $99,900.80 |
DisclosureSEC source: 0000018230-03-000524 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,209 F1 · balance_after: This amount includes 2253 shares in SEIP. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:27 UTC |
PALMER GERALDVice President
|
Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-03-000524 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 14:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 2,000 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000523 · edgar.xml · derivative · entry 4 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,000 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to Buy) with tandem tax withholding rights. F5 · derivative.expiration_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 14:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Tax withholdingCommon | 781 | $77.15 | $60,250.25 |
DisclosureSEC source: 0000018230-03-000523 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,834 F1 · balance_after: This amount includes 7608 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 14:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionCommon | 2,000 | $30.16 | $60,312.40 |
DisclosureSEC source: 0000018230-03-000523 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2003 Filed Jan 7, 2004 15:39 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
GiftCommon | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000021 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,280 F1 · balance_after: This amount includes 7608 shares in 401K, 616 shares in SEIP and 1380 shares in dividend reinvestment. Read SEC document |
| December 09, 2003 Filed Dec 18, 2003 15:55 UTC |
PALMER GERALDVice President
|
GiftCommon | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000530 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,809 Read SEC document |
| December 08, 2003 Filed Jan 7, 2004 15:43 UTC |
GALES THOMAS AVice President
|
GiftCommon | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000022 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,093 Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 16:21 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 4,382 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000515 · edgar.xml · derivative · entry 7 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,382 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 16:21 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000515 · edgar.xml · derivative · entry 6 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 16:21 UTC |
GALES THOMAS AVice President
|
Tax withholdingCommon | 2,543 | $76.56 | $194,692.08 |
DisclosureSEC source: 0000018230-03-000515 · edgar.xml · nonDerivative · entry 4 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,092 F1 · balance_after: This amount includes 5762 shares in 401K, 22 shares in SEIP and 1270 shares in dividend reinvestment. Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 16:21 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 4,382 | $32.91 | $144,194.97 |
DisclosureSEC source: 0000018230-03-000515 · edgar.xml · nonDerivative · entry 3 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 16:21 UTC |
GALES THOMAS AVice President
|
Tax withholdingCommon | 1,305 | $76.56 | $99,910.80 |
DisclosureSEC source: 0000018230-03-000515 · edgar.xml · nonDerivative · entry 2 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,253 Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 16:21 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-03-000515 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2003 Filed Dec 30, 2003 16:47 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000543 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,802 Read SEC document |
| December 03, 2003 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 316 | $38.11 | $12,042.76 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,316 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| December 03, 2003 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 316 | $38.11 | $12,042.76 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,316 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · derivative · entry 12 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 1,604 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · derivative · entry 11 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,604 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 1,795 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · derivative · entry 10 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,795 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · derivative · entry 9 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 1,313 | $76.07 | $99,879.91 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · nonDerivative · entry 8 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,957 F1 · balance_after: This amount includes 6679 shares in 401K, 4083 shares in SEIP and 6546 shares in dividend reinvestment. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · nonDerivative · entry 7 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 1,314 | $76.07 | $99,955.98 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · nonDerivative · entry 6 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,669 Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 1,604 | $62.34 | $99,999.46 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · nonDerivative · entry 5 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 1,314 | $76.07 | $99,955.98 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · nonDerivative · entry 4 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,379 Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 1,795 | $55.69 | $99,959.06 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · nonDerivative · entry 3 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Tax withholdingCommon | 1,313 | $76.07 | $99,879.91 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · nonDerivative · entry 2 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,898 Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 14:51 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
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Exercise / conversionCommon | 1,934 | $51.66 | $99,903.09 |
DisclosureSEC source: 0000018230-03-000509 · edgar.xml · nonDerivative · entry 1 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2003 Filed Dec 2, 2003 20:42 UTC |
WUNNING STEVEN HVice President
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GrantPhantom Stock Units · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000512 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 23 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 30, 2003 Filed Dec 2, 2003 20:43 UTC |
PARKER JAMES JVice President
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GrantPhantom Stock Units · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000513 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 25 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 28, 2003 Filed Dec 1, 2003 15:29 UTC |
POWELL CHARLES DDirector
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GrantCommon | 18 | $75.72 | $1,362.87 |
DisclosureSEC source: 0000018230-03-000506 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| November 28, 2003 Filed Dec 1, 2003 15:24 UTC |
MAGOWAN PETER ADirector
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GrantPhantom Stock Units · Derivative | 85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000504 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 85 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $75.715 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $75.715 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $75.715 per share. Read SEC document |
| November 28, 2003 Filed Dec 1, 2003 15:25 UTC |
GOODE DAVID RDirector
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GrantPhantom Stock Units · Derivative | 154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000505 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 154 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $77.975 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $77.975 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $77.975 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.