Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2004 Filed Dec 16, 2004 15:13 UTC |
Halverson Bradley MController
|
SaleCommon | 4,351 | $95.00 | $413,345.00 |
DisclosureSEC source: 0000018230-04-000708 · edgar.xml · nonDerivative · entry 3 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,813 Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 15:13 UTC |
Halverson Bradley MController
|
Exercise / conversionCommon | 2,245 | $55.69 | $125,018.44 |
DisclosureSEC source: 0000018230-04-000708 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 15:13 UTC |
Halverson Bradley MController
|
Exercise / conversionCommon | 2,106 | $51.66 | $108,787.96 |
DisclosureSEC source: 0000018230-04-000708 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 6,642 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · derivative · entry 8 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,642 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to Buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · derivative · entry 7 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to Buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Tax withholdingCommon | 3,589 | $94.38 | $338,729.82 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 5 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,696 F1 · balance_after: This amount includes 7716 shares in 401K, 624 shares in SEIP and 622 shares in dividend reinvestment. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionCommon | 6,642 | $32.91 | $218,562.98 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 4 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Tax withholdingCommon | 1,059 | $94.38 | $99,948.42 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 3 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,643 Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:24 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
GiftCommon | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000712 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,664 Read SEC document |
| December 13, 2004 Filed Dec 15, 2004 17:14 UTC |
SPRINGER WILLIAM FVice President
|
GiftCommon | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000706 · edgar.xml · nonDerivative · entry 2 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,195 F1 · balance_after: This amount includes 9996 shares in 401K and 30 shares in SEIP. Read SEC document |
| December 13, 2004 Filed Jan 3, 2005 14:57 UTC |
GALES THOMAS AVice President
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000002 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,628 Read SEC document |
| December 09, 2004 Filed Dec 15, 2004 17:14 UTC |
SPRINGER WILLIAM FVice President
|
GiftCommon | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000706 · edgar.xml · nonDerivative · entry 1 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,245 Read SEC document |
| December 06, 2004 Filed Dec 6, 2004 19:53 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000698 · edgar.xml · nonDerivative · entry 2 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,412 F1 · balance_after: This amount includes 14,220 shares in 401K and 2,237 shares in SEIP. Read SEC document |
| December 03, 2004 Filed Dec 6, 2004 19:51 UTC |
BUSSELL RODNEY LVice President
|
GiftCommon | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000697 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,673 F1 · balance_after: This amount includes 1688 shares in EIP-1 and 59 shares in dividend reinvestment. Read SEC document |
| December 03, 2004 Filed Dec 6, 2004 19:53 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GiftCommon | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000698 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,162 Read SEC document |
| December 01, 2004 Filed Dec 22, 2004 22:12 UTC |
OSBORN WILLIAM ADirector
|
PurchaseCommon | 350 | $92.28 | $32,298.00 |
DisclosureSEC source: 0000018230-04-000720 · edgar.xml · nonDerivative · entry 1 OSBORN WILLIAM A · CIK 0001171797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,142 F1 · balance_after: This amount includes 42 shares in dividend reinvestment. Read SEC document |
| December 01, 2004 Filed Dec 22, 2004 22:53 UTC Amendment |
OSBORN WILLIAM ADirector
|
PurchaseCommon | 350 | $92.28 | $32,298.00 |
DisclosureSEC source: 0000018230-04-000722 · edgar.xml · nonDerivative · entry 2 OSBORN WILLIAM A · CIK 0001171797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Wife's Trust Account Disclosed balance after: 350 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 19:23 UTC |
GALLARDO JUANDirector
|
GrantCommon | 41 | $90.99 | $3,730.59 |
DisclosureSEC source: 0000018230-04-000672 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,439 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 19:24 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 15 | $90.99 | $1,364.85 |
DisclosureSEC source: 0000018230-04-000673 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 57 shares in dividend reinvestment. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 19:25 UTC |
WUNNING STEVEN HGroup President
|
GrantPhantom Stock Units · Derivative | 32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000674 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 32 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 19:26 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000675 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 23 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 19:28 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000676 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 23 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 14:53 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 128 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000018230-04-000680 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 128 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 14:55 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 76 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000018230-04-000681 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 76 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 14:56 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000682 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 68 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share. Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 15:39 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-04-000664 · edgar.xml · derivative · entry 4 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 15:39 UTC |
GALES THOMAS AVice President
|
Tax withholdingCommon | 1,099 | $90.88 | $99,877.12 |
DisclosureSEC source: 0000018230-04-000664 · edgar.xml · nonDerivative · entry 2 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,750 F1 · balance_after: This amount includes 5843 shares in 401K, 22 shares in SEIP and 1432 shares in dividend reinvestment. Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 15:39 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-04-000664 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2004 Filed Dec 20, 2004 22:36 UTC |
Bell Mary AVice President
|
GiftCommon | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000714 · edgar.xml · nonDerivative · entry 1 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,672 F1 · balance_after: This amount includes 746 shares in 401K, 20 shares in SEIP, and 9 shares in dividend reinvestment. Read SEC document |
| November 22, 2004 Filed Nov 23, 2004 21:06 UTC |
BURRITT DAVID BController
|
Exercise / conversionEmployee Stock Option · Derivative | 500 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-04-000662 · edgar.xml · derivative · entry 7 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 500 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 22, 2004 Filed Nov 23, 2004 21:06 UTC |
BURRITT DAVID BController
|
Exercise / conversionEmployee Stock Option · Derivative | 2,388 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-04-000662 · edgar.xml · derivative · entry 6 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,388 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 22, 2004 Filed Nov 23, 2004 21:06 UTC |
BURRITT DAVID BController
|
Tax withholdingCommon | 286 | $90.27 | $25,817.22 |
DisclosureSEC source: 0000018230-04-000662 · edgar.xml · nonDerivative · entry 4 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,821 F1 · balance_after: This amount includes 4049 shares in 401K and 9 shares in dividend reinvestment. Read SEC document |
| November 22, 2004 Filed Nov 23, 2004 21:06 UTC |
BURRITT DAVID BController
|
Exercise / conversionCommon | 500 | $51.66 | $25,828.10 |
DisclosureSEC source: 0000018230-04-000662 · edgar.xml · nonDerivative · entry 3 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2004 Filed Nov 23, 2004 21:06 UTC |
BURRITT DAVID BController
|
Tax withholdingCommon | 870 | $90.27 | $78,534.90 |
DisclosureSEC source: 0000018230-04-000662 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,607 Read SEC document |
| November 22, 2004 Filed Nov 23, 2004 21:06 UTC |
BURRITT DAVID BController
|
Exercise / conversionCommon | 2,388 | $32.91 | $78,580.01 |
DisclosureSEC source: 0000018230-04-000662 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 19:36 UTC |
GOSSELIN STEPHEN AVice President
|
GiftCommon | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000657 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423 F1 · balance_after: This amount includes 3301 shares in 401K and 416 shares in SEIP. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 20:28 UTC |
BENSON RICHARD AVice President
|
GiftCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000660 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,510 F1 · balance_after: This amount includes 18,789 shares in 401K. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:34 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000656 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,779 F1 · balance_after: This amount includes 11,017 shares in 401K, 2204 shares in SEIP and 1903 shares in dividend reinvestment. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · derivative · entry 12 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,604 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · derivative · entry 11 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,604 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,795 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · derivative · entry 10 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,795 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · derivative · entry 9 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Tax withholdingCommon | 1,098 | $90.96 | $99,868.59 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · nonDerivative · entry 8 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,118 F1 · balance_after: This amount includes 1790 shares in EIP-1 and 6 shares in dividend reinvestment. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · nonDerivative · entry 7 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Tax withholdingCommon | 1,099 | $90.96 | $99,959.55 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · nonDerivative · entry 6 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,615 Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionCommon | 1,604 | $62.34 | $99,999.46 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · nonDerivative · entry 5 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Tax withholdingCommon | 1,098 | $90.96 | $99,868.59 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · nonDerivative · entry 4 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,110 Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Exercise / conversionCommon | 1,795 | $55.69 | $99,959.06 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · nonDerivative · entry 3 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 19:39 UTC |
LEVENICK STUART LGroup President
|
Tax withholdingCommon | 1,101 | $90.96 | $100,141.46 |
DisclosureSEC source: 0000018230-04-000658 · edgar.xml · nonDerivative · entry 2 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,413 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.