Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CATERPILLAR INC
Report date February 01, 2005 · Filed February 03, 2005
Section 16 reporting ended · disclosed 2005-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 63,123 |
Reported balance
Holding disclosure · report date 2005-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 63,123 F1: This amount includes 18,830 shares in 401K. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 18,830 shares in 401K.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · derivative · entry 12 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 1,604 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · derivative · entry 11 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,604 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 1,795 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · derivative · entry 10 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,795 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · derivative · entry 9 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,090 | $91.62 | $99,865.80 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · nonDerivative · entry 8 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,123 F1 · balance_after: This amount includes 18,830 shares in 401K. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · nonDerivative · entry 7 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,091 | $91.62 | $99,957.42 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · nonDerivative · entry 6 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,612 Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,604 | $62.34 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · nonDerivative · entry 5 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,091 | $91.62 | $99,957.42 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · nonDerivative · entry 4 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,099 Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,795 | $55.69 | $99,959.06 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · nonDerivative · entry 3 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,090 | $91.62 | $99,865.80 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · nonDerivative · entry 2 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,395 Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,934 | $51.66 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 20:28 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000660 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,510 F1 · balance_after: This amount includes 18,789 shares in 401K. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 19:38 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 8,399 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-04-000640 · edgar.xml · derivative · entry 3 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,399 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 19:38 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 5,093 | $86.84 | $442,276.12 |
DisclosureSEC source: 0000018230-04-000640 · edgar.xml · nonDerivative · entry 2 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,510 F1 · balance_after: This amount includes 18,789 shares in 401K. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 19:38 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 8,399 | $38.41 | $322,574.51 |
DisclosureSEC source: 0000018230-04-000640 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2004 Filed Jul 22, 2004 20:12 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-04-000466 · edgar.xml · derivative · entry 3 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 21, 2004 Filed Jul 22, 2004 20:12 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,283 | $77.87 | $99,907.21 |
DisclosureSEC source: 0000018230-04-000466 · edgar.xml · nonDerivative · entry 2 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,103 F1 · balance_after: This amount includes 18,688 shares in 401K. Read SEC document |
| July 21, 2004 Filed Jul 22, 2004 20:12 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-04-000466 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2004 Filed Jun 9, 2004 22:33 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 32,000 | $0.00 Strike: $77.26 | $0.00 |
DisclosureSEC source: 0000018230-04-000382 · edgar.xml · derivative · entry 2 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common · 32,000 shares Expires 2014-06-08 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · price: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · derivative.exercise_date: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 16:53 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 359 | $83.11 | $29,836.49 |
DisclosureSEC source: 0000018230-04-000042 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,168 F1 · balance_after: This amount includes 18,508 shares in 401K. Read SEC document |
| November 03, 2003 Filed Nov 4, 2003 14:39 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000490 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,489 F1 · balance_after: This amount includes 18,470 shares in 401K. Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 17:59 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 17,962 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000474 · edgar.xml · derivative · entry 3 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 17,962 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 17:59 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 10,635 | $78.01 | $829,583.18 |
DisclosureSEC source: 0000018230-03-000474 · edgar.xml · nonDerivative · entry 2 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,489 F1 · balance_after: This amount includes 18,470 shares in 401K. Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 17:59 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 17,962 | $32.91 | $591,061.16 |
DisclosureSEC source: 0000018230-03-000474 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2003 Filed Aug 13, 2003 15:23 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon | 5,222 | $70.05 | $365,801.10 |
DisclosureSEC source: 0000018230-03-000400 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,162 F1 · balance_after: This amount includes 18,470 shares in 401K. Read SEC document |
| August 11, 2003 Filed Aug 12, 2003 21:17 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,316 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000396 · edgar.xml · derivative · entry 6 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,316 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 11, 2003 Filed Aug 12, 2003 21:17 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 17,684 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000396 · edgar.xml · derivative · entry 5 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 17,684 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 11, 2003 Filed Aug 12, 2003 21:17 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,461 | $68.44 | $99,990.84 |
DisclosureSEC source: 0000018230-03-000396 · edgar.xml · nonDerivative · entry 4 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,331 F1 · balance_after: This amount includes 18,068 shares in EIP-1 and 349 shares in 401K. Read SEC document |
| August 11, 2003 Filed Aug 12, 2003 21:17 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,316 | $30.16 | $99,997.96 |
DisclosureSEC source: 0000018230-03-000396 · edgar.xml · nonDerivative · entry 3 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2003 Filed Aug 12, 2003 21:17 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 10,704 | $68.44 | $732,581.76 |
DisclosureSEC source: 0000018230-03-000396 · edgar.xml · nonDerivative · entry 2 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,476 Read SEC document |
| August 11, 2003 Filed Aug 12, 2003 21:17 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 17,684 | $30.16 | $533,282.24 |
DisclosureSEC source: 0000018230-03-000396 · edgar.xml · nonDerivative · entry 1 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.