Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,604 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · derivative · entry 11 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,604 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,795 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · derivative · entry 10 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,795 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · derivative · entry 9 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · derivative · entry 8 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,316 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · derivative · entry 7 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,316 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · nonDerivative · entry 6 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 22,572 shares in 401K and 2566 shares in SEIP. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionCommon | 1,604 | $62.34 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · nonDerivative · entry 5 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionCommon | 1,795 | $55.69 | $99,959.06 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · nonDerivative · entry 4 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionCommon | 1,934 | $51.66 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · nonDerivative · entry 3 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · nonDerivative · entry 2 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Apr 21, 2005 17:30 UTC |
BEARD JAMES SVice President
|
Exercise / conversionCommon | 3,316 | $30.16 | $99,997.96 |
DisclosureSEC source: 0000018230-05-000353 · edgar.xml · nonDerivative · entry 1 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 15:25 UTC |
GALLARDO JUANDirector
|
GrantCommon | 42 | $88.66 | $3,723.51 |
DisclosureSEC source: 0000018230-05-000049 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,544 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 2 shares in dividend reinvestment. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 15:27 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 15 | $88.66 | $1,329.83 |
DisclosureSEC source: 0000018230-05-000050 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 82 shares in dividend reinvestment. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 21:07 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 65 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000018230-05-000057 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 65 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 21:09 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 61 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000018230-05-000058 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 61 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 21:10 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000059 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 77 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 21:28 UTC |
WUNNING STEVEN HGroup President
|
GrantPhantom Stock Units · Derivative | 33 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000064 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 33 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 21:29 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000065 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 25 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 1, 2005 21:31 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000066 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 23 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 18:44 UTC |
Rohner William JVice President
|
GrantPhantom Stock Units · Derivative | 55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000080 · edgar.xml · derivative · entry 3 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 55 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 18:45 UTC |
BEARD JAMES SVice President
|
GrantPhantom Stock Units · Derivative | 194 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000081 · edgar.xml · derivative · entry 2 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 194 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 18:47 UTC |
Bell Mary AVice President
|
GrantPhantom Stock Units · Derivative | 36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000082 · edgar.xml · derivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 36 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 18:48 UTC |
RAPP EDWARD JVice President
|
GrantPhantom Stock Units · Derivative | 90 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000083 · edgar.xml · derivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 90 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 19:47 UTC |
MACIER ROBERT RVice President
|
GrantPhantom Stock Units · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000086 · edgar.xml · derivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 25 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 19:49 UTC |
LEVENICK STUART LGroup President
|
GrantPhantom Stock Units · Derivative | 275 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000087 · edgar.xml · derivative · entry 4 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 275 shares Expires not disclosed F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 18:21 UTC Amendment |
Rohner William JVice President
|
GrantPhantom Stock Units · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000101 · edgar.xml · derivative · entry 3 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 0 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F5 · shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.underlying_shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 18:22 UTC Amendment |
Bell Mary AVice President
|
GrantPhantom Stock Units · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000102 · edgar.xml · derivative · entry 2 BELL MARY H · CIK 0001273773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 0 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.underlying_shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 18:23 UTC Amendment |
LEVENICK STUART LGroup President
|
GrantPhantom Stock Units · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000103 · edgar.xml · derivative · entry 4 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 0 shares Expires not disclosed F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F6 · shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. F5 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.underlying_shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 18:25 UTC Amendment |
BEARD JAMES SVice President
|
GrantPhantom Stock Units · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000104 · edgar.xml · derivative · entry 2 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 0 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.underlying_shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 18:26 UTC Amendment |
MACIER ROBERT RVice President
|
GrantPhantom Stock Units · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000105 · edgar.xml · derivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 0 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.underlying_shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 18:27 UTC Amendment |
RAPP EDWARD JVice President
|
GrantPhantom Stock Units · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000106 · edgar.xml · derivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 0 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.underlying_shares: Shares were incorrectly stated and were not acquired in the Caterpillar Stock Fund. Read SEC document |
| January 27, 2005 Filed Jan 31, 2005 18:50 UTC |
Rohner William JVice President
|
GiftCommon | 5,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000046 · edgar.xml · nonDerivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 5,108 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| January 27, 2005 Filed Jan 31, 2005 18:50 UTC |
Rohner William JVice President
|
GiftCommon | 5,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000046 · edgar.xml · nonDerivative · entry 1 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171 F1 · balance_after: This amount includes 1 share in dividend reinvestment. Read SEC document |
| January 24, 2005 Filed Jan 25, 2005 19:26 UTC |
VITTECOQ GERARD RGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 8,460 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000036 · edgar.xml · derivative · entry 3 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,460 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 24, 2005 Filed Jan 25, 2005 19:26 UTC |
VITTECOQ GERARD RGroup President
|
Tax withholdingCommon | 2,868 | $88.93 | $255,036.90 |
DisclosureSEC source: 0000018230-05-000036 · edgar.xml · nonDerivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,677 F1 · balance_after: Included in this amount are 13,992 shares in EIP and 600 shares in dividend reinvestment. Read SEC document |
| January 24, 2005 Filed Jan 25, 2005 19:26 UTC |
VITTECOQ GERARD RGroup President
|
Exercise / conversionCommon | 8,460 | $30.16 | $255,121.45 |
DisclosureSEC source: 0000018230-05-000036 · edgar.xml · nonDerivative · entry 1 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · derivative · entry 13 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,604 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · derivative · entry 12 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,604 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,795 | $0.00 Strike: $55.69 | $0.00 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · derivative · entry 11 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,795 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,934 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · derivative · entry 10 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,934 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Tax withholdingCommon | 1,111 | $89.86 | $99,834.46 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · nonDerivative · entry 8 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,861 F1 · balance_after: This amount includes 265 shares in 401K and 3359 shares in SEIP. (1470 shares were distributed from 401K plan and 10,833 shares were rolled over to an IRA from the 401K plan 12/16/04.) Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · nonDerivative · entry 7 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Tax withholdingCommon | 1,112 | $89.86 | $99,924.32 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · nonDerivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,371 Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 1,604 | $62.34 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · nonDerivative · entry 5 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Tax withholdingCommon | 1,112 | $89.86 | $99,924.32 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · nonDerivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,879 Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 1,795 | $55.69 | $99,959.06 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Tax withholdingCommon | 1,111 | $89.86 | $99,834.46 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,196 Read SEC document |
| January 21, 2005 Filed Jan 24, 2005 21:20 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 1,934 | $51.66 | $99,903.09 |
DisclosureSEC source: 0000018230-05-000034 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2005 Filed Jan 20, 2005 18:56 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GiftCommon | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000030 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,307 F1 · balance_after: This amount includes 10,431 shares in 401K, 3903 shares in SEIP and 605 shares in dividend reinvestment. Read SEC document |
| January 12, 2005 Filed Jan 14, 2005 14:11 UTC |
BENSON RICHARD AVice President
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Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000028 · edgar.xml · derivative · entry 12 BENSON RICHARD A · CIK 0001171769 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.