Last 12 months
Inside the activity.
1 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2022 Filed Feb 8, 2022 23:31 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 8,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001644 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 23:31 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 14,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001644 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:42 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionRSU P · Derivative | 34,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001653 · doc4.xml · derivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. F2 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:42 UTC |
Timperman JurgenPresident, Fire & Security
|
Tax withholdingCommon Stock | 10,524 | $45.84 | $482,420.16 |
DisclosureSEC source: 0001225208-22-001653 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,772 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:42 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionCommon Stock | 34,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001653 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 23:32 UTC |
Gitlin David L.Director · Chairman and CEO
|
Exercise / conversionRSU P · Derivative | 133,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001646 · doc4.xml · derivative · entry 6 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F3 · derivative.exercise_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 23:32 UTC |
Gitlin David L.Director · Chairman and CEO
|
Tax withholdingCommon Stock | 46,687 | $45.84 | $2,140,132.08 |
DisclosureSEC source: 0001225208-22-001646 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,784 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 23:32 UTC |
Gitlin David L.Director · Chairman and CEO
|
Exercise / conversionCommon Stock | 133,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001646 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 04, 2022 Filed Feb 5, 2022 01:19 UTC |
Crockett KyleVice President, Controller
|
SaleCommon Stock | 3,682 | $45.73 | $168,360.19 |
DisclosureSEC source: 0001225208-22-001525 · doc4.xml · nonDerivative · entry 3 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. F3 · price: The price reported in Column 4 is a weighted average price for the shares sold in multiple transactions. The sale prices range from $45.00 to $46.16 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 03, 2022 Filed Feb 5, 2022 01:19 UTC |
Crockett KyleVice President, Controller
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 5,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001525 · doc4.xml · derivative · entry 5 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · shares: The reporting person was granted these RSUs on February 3, 2020 and are the second of three tranches that vest over a three-year period. F6 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 03, 2022 Filed Feb 5, 2022 01:19 UTC |
Crockett KyleVice President, Controller
|
Tax withholdingCommon Stock | 1,346 | $46.24 | $62,239.04 |
DisclosureSEC source: 0001225208-22-001525 · doc4.xml · nonDerivative · entry 2 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,694 Read SEC document |
| February 03, 2022 Filed Feb 5, 2022 01:19 UTC |
Crockett KyleVice President, Controller
|
Exercise / conversionCommon Stock | 5,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001525 · doc4.xml · nonDerivative · entry 1 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:04 UTC |
White Timothy NPresident, Refrigeration
|
GrantStock Appreciation Right · Derivative | 70,985 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001520 · doc4.xml · derivative · entry 1 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,985 Underlying: Common Stock · 70,985 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 16,070 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:04 UTC |
Nelson Christopher JohnPresident, HVAC
|
GrantStock Appreciation Right · Derivative | 117,570 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001518 · doc4.xml · derivative · entry 1 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,570 Underlying: Common Stock · 117,570 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 26,615 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:05 UTC |
Villeneuve NadiaSenior VP & CHRO
|
GrantStock Appreciation Right · Derivative | 63,535 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001523 · doc4.xml · derivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,535 Underlying: Common Stock · 63,535 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 14,385 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 02, 2022 Filed Feb 5, 2022 01:19 UTC |
Crockett KyleVice President, Controller
|
GrantStock Appreciation Right · Derivative | 21,075 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001525 · doc4.xml · derivative · entry 4 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,075 Underlying: Common Stock · 21,075 shares Expires 2032-02-01 F4 · balance_after: The reporting person was also awarded 4,775 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:04 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
GrantStock Appreciation Right · Derivative | 31,060 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001516 · doc4.xml · derivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,060 Underlying: Common Stock · 31,060 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 7,030 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:04 UTC |
O'Connor Kevin J.Senior VP & CLO
|
GrantStock Appreciation Right · Derivative | 75,425 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001522 · doc4.xml · derivative · entry 1 O'Connor Kevin J. · CIK 0001808321 · Senior VP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,425 Underlying: Common Stock · 75,425 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 17,075 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:04 UTC |
Timperman JurgenPresident, Fire & Security
|
GrantStock Appreciation Right · Derivative | 84,295 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001519 · doc4.xml · derivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,295 Underlying: Common Stock · 84,295 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 19,085 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:04 UTC |
Goris Patrick P.Senior Vice President & CFO
|
GrantStock Appreciation Right · Derivative | 136,650 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001521 · doc4.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,650 Underlying: Common Stock · 136,650 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 30,930 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:04 UTC |
Gitlin David L.Director · Chairman and CEO
|
GrantStock Appreciation Right · Derivative | 421,475 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001517 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,475 Underlying: Common Stock · 421,475 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 95,405 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 1,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014453 · doc4.xml · derivative · entry 3 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,824 Underlying: Common Stock · 1,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC |
Nelson Christopher JohnPresident, HVAC
|
Tax withholdingCommon Stock | 1,396 | $53.60 | $74,825.60 |
DisclosureSEC source: 0001225208-21-014453 · doc4.xml · nonDerivative · entry 2 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionCommon Stock | 1,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014453 · doc4.xml · nonDerivative · entry 1 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014455 · doc4.xml · derivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,471 Underlying: Common Stock · 522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Tax withholdingCommon Stock | 522 | $53.60 | $27,979.20 |
DisclosureSEC source: 0001225208-21-014455 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,239 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014455 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Gitlin David L.Director · Chairman and CEO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 3,504 | $0.00 Strike: $16.55 | $0.00 |
DisclosureSEC source: 0001225208-21-014456 · doc4.xml · derivative · entry 8 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,417 Underlying: Common Stock · 3,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.exercise_date: The reporting person was granted RSUs on May 14, 2020. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F3 · derivative.expiration_date: The reporting person was granted RSUs on May 14, 2020. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Gitlin David L.Director · Chairman and CEO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 3,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014456 · doc4.xml · derivative · entry 7 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,481 Underlying: Common Stock · 3,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Gitlin David L.Director · Chairman and CEO
|
Tax withholdingCommon Stock | 3,739 | $53.60 | $200,410.40 |
DisclosureSEC source: 0001225208-21-014456 · doc4.xml · nonDerivative · entry 4 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,915 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Gitlin David L.Director · Chairman and CEO
|
Tax withholdingCommon Stock | 3,504 | $53.60 | $187,814.40 |
DisclosureSEC source: 0001225208-21-014456 · doc4.xml · nonDerivative · entry 3 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,654 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Gitlin David L.Director · Chairman and CEO
|
Exercise / conversionCommon Stock | 3,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014456 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:18 UTC |
Gitlin David L.Director · Chairman and CEO
|
Exercise / conversionCommon Stock | 3,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014456 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC |
Goris Patrick P.Senior Vice President & CFO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 17,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014454 · doc4.xml · derivative · entry 3 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC |
Goris Patrick P.Senior Vice President & CFO
|
Tax withholdingCommon Stock | 6,514 | $53.60 | $349,150.40 |
DisclosureSEC source: 0001225208-21-014454 · doc4.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,394 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC |
Goris Patrick P.Senior Vice President & CFO
|
Exercise / conversionCommon Stock | 17,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014454 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionStock Appreciation Right · Derivative | 2,724 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · derivative · entry 9 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,724 Underlying: Common Stock · 2,724 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionStock Appreciation Right · Derivative | 34,397 | $0.00 Strike: $21.43 | $0.00 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · derivative · entry 8 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,397 Underlying: Common Stock · 34,397 shares Expires 2028-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
SaleCommon Stock | 21,220 | $56.05 | $1,189,474.37 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 7 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,995 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $56.05 to $56.075 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
Disposition to issuerCommon Stock | 13,177 | $55.94 | $737,121.38 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,215 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
SaleCommon Stock | 9,994 | $56.05 | $560,207.67 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,392 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $56.05 to $56.075 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
SaleCommon Stock | 1,822 | $56.05 | $102,131.12 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,386 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $56.05 to $56.075 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
Disposition to issuerCommon Stock | 902 | $55.94 | $50,457.88 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,208 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionCommon Stock | 2,724 | $18.53 | $50,475.72 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionCommon Stock | 34,397 | $21.43 | $737,127.71 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| October 02, 2021 Filed Oct 5, 2021 16:48 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 27,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · derivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| October 02, 2021 Filed Oct 5, 2021 16:48 UTC |
Timperman JurgenPresident, Fire & Security
|
Tax withholdingCommon Stock | 10,721 | $52.33 | $561,029.93 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,989 Read SEC document |
| October 02, 2021 Filed Oct 5, 2021 16:48 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionCommon Stock | 27,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:48 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 5,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · derivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:48 UTC |
Timperman JurgenPresident, Fire & Security
|
Tax withholdingCommon Stock | 2,249 | $52.46 | $117,982.54 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,466 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.