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Crockett Kyle

Disclosed activity across 2 companies

Tapewire entity
41174
SEC CIK
0001807898

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CARRIER GLOBAL CorpCARR · Entity 3043VP, Controller & CAOFebruary 14, 2025February 19, 2025
FORD MOTOR COF · Entity 1829Chief Accounting OfficerJune 04, 2026June 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CARRIER GLOBAL Corp

Report date February 14, 2025 · Filed February 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,573 Ending reported balance After 2025-02-14 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2025-02-14 · Exercise / conversion · Acquired 24,545 · Balance 32,243

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

Row 2 · 2025-02-14 · Exercise / conversion · Acquired 21,075 · Balance 53,318

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

Row 3 · 2025-02-14 · Tax withholding · Disposed 14,436 · Balance 38,882

Row 4 · 2025-02-14 · Tax withholding · Disposed 15,364 · Balance 23,518

Row 5 · 2025-02-14 · Sale · Disposed 18,945 · Balance 4,573

F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $65.1705 to $65.185 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $47.51 · Expires 2032-02-01Direct0 Reported balance After 2025-02-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-02-14 · Exercise / conversion · Disposed 21,075 · Balance 0

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $38.33 · Expires 2031-02-03Direct0 Reported balance After 2025-02-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-02-14 · Exercise / conversion · Disposed 24,545 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $65.1705 to $65.185 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

FORD MOTOR CO

Report date June 04, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect41,791 Ending reported balance After 2026-06-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-04 · Exercise / conversion · Acquired 74,098 · Balance 74,098

F1: Settlement of Restricted Stock Units into shares of Ford Common Stock under the Company's Long-Term Incentive Plan.

Row 2 · 2026-06-04 · Tax withholding · Disposed 32,307 · Balance 41,791

F2: Shares withheld by the Company to cover income tax liabilities from the settlement of Restricted Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

Ford Stock UnitsSEC Table II · derivative / convertible securityDirect150,447 Reported balance After 2026-06-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-04 · Exercise / conversion · Disposed 74,098 · Balance 150,447

F1: Settlement of Restricted Stock Units into shares of Ford Common Stock under the Company's Long-Term Incentive Plan.

F3: The balance shown includes additional units resulting from reinvestment of dividend equivalents.

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of Restricted Stock Units into shares of Ford Common Stock under the Company's Long-Term Incentive Plan.

F2: Shares withheld by the Company to cover income tax liabilities from the settlement of Restricted Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F3: The balance shown includes additional units resulting from reinvestment of dividend equivalents.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2026 Filed Jun 5, 2026 20:29 UTC FORD MOTOR CO F · Entity 1829 Exercise / conversionFord Stock Units · Derivative 74,098 Not disclosed Not disclosed
Disclosure

SEC source: 0000037996-26-000146 · wk-form4_1780691385.xml · derivative · entry 3

Crockett Kyle · CIK 0001807898 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,447

Underlying: Common Stock, $0.01 par value · 74,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units into shares of Ford Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: Settlement of Restricted Stock Units into shares of Ford Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: Settlement of Restricted Stock Units into shares of Ford Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.expiration_date: Settlement of Restricted Stock Units into shares of Ford Common Stock under the Company's Long-Term Incentive Plan.

F3 · balance_after: The balance shown includes additional units resulting from reinvestment of dividend equivalents.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:29 UTC FORD MOTOR CO F · Entity 1829 Tax withholdingCommon Stock, $0.01 par value 32,307 $15.71 $507,542.97
Disclosure

SEC source: 0000037996-26-000146 · wk-form4_1780691385.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,791

F2 · shares: Shares withheld by the Company to cover income tax liabilities from the settlement of Restricted Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:29 UTC FORD MOTOR CO F · Entity 1829 Exercise / conversionCommon Stock, $0.01 par value 74,098 Not disclosed Not disclosed
Disclosure

SEC source: 0000037996-26-000146 · wk-form4_1780691385.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of Restricted Stock Units into shares of Ford Common Stock under the Company's Long-Term Incentive Plan.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 21:34 UTC FORD MOTOR CO F · Entity 1829 GrantFord Stock Units · Derivative 46,838 Not disclosed Not disclosed
Disclosure

SEC source: 0000037996-26-000060 · wk-form4_1772746472.xml · derivative · entry 1

Crockett Kyle · CIK 0001807898 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,838

Underlying: Common Stock, $0.01 par value · 46,838 shares

Expires not disclosed

F1 · derivative.exercise_price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment. These Ford Restricted Stock Units will be converted and distributed, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2026), 66% after two years, and in full after three years.

F1 · price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment. These Ford Restricted Stock Units will be converted and distributed, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2026), 66% after two years, and in full after three years.

F1 · derivative.exercise_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment. These Ford Restricted Stock Units will be converted and distributed, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2026), 66% after two years, and in full after three years.

F1 · derivative.expiration_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment. These Ford Restricted Stock Units will be converted and distributed, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2026), 66% after two years, and in full after three years.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:51 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 24,545 $65.17 Strike: $38.33 $1,599,597.65
Disclosure

SEC source: 0001225208-25-002008 · doc4.xml · derivative · entry 7

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,545 shares

Expires 2031-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:51 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 21,075 $65.17 Strike: $47.51 $1,373,457.75
Disclosure

SEC source: 0001225208-25-002008 · doc4.xml · derivative · entry 6

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,075 shares

Expires 2032-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:51 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 18,945 $65.18 $1,234,884.36
Disclosure

SEC source: 0001225208-25-002008 · doc4.xml · nonDerivative · entry 5

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,573

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $65.1705 to $65.185 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:51 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 15,364 $65.17 $1,001,271.88
Disclosure

SEC source: 0001225208-25-002008 · doc4.xml · nonDerivative · entry 4

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,518

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:51 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 14,436 $65.17 $940,794.12
Disclosure

SEC source: 0001225208-25-002008 · doc4.xml · nonDerivative · entry 3

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,882

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:51 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 21,075 $47.51 $1,001,273.25
Disclosure

SEC source: 0001225208-25-002008 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:51 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 24,545 $38.33 $940,809.85
Disclosure

SEC source: 0001225208-25-002008 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:55 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantStock Appreciation Right · Derivative 13,530 $0.00 Strike: $65.21 $0.00
Disclosure

SEC source: 0001225208-25-001508 · doc4.xml · derivative · entry 1

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,530

Underlying: Common Stock · 13,530 shares

Expires 2035-02-05

F1 · balance_after: The reporting person was also awarded 3,705 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:23 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 1,969 $63.15 $124,342.35
Disclosure

SEC source: 0001225208-25-001303 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,698

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:23 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantCommon Stock 7,625 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-001303 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,667

F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 2, 2022 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:56 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 17,500 $76.47 Strike: $25.58 $1,338,225.00
Disclosure

SEC source: 0001225208-24-009823 · doc4.xml · derivative · entry 4

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:56 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 11,647 $76.34 $889,081.90
Disclosure

SEC source: 0001225208-24-009823 · doc4.xml · nonDerivative · entry 3

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,042

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $76.32 to $76.385 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:56 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 5,853 $76.74 $449,159.22
Disclosure

SEC source: 0001225208-24-009823 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,689

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:56 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 17,500 $25.58 $447,650.00
Disclosure

SEC source: 0001225208-24-009823 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 7,500 $0.00 Strike: $25.58 $0.00
Disclosure

SEC source: 0001225208-24-006327 · doc4.xml · derivative · entry 4

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 7,500 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 4,611 $66.39 $306,133.51
Disclosure

SEC source: 0001225208-24-006327 · doc4.xml · nonDerivative · entry 3

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,042

Read SEC document
May 21, 2024 Filed May 23, 2024 20:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 2,889 $66.39 $191,800.71
Disclosure

SEC source: 0001225208-24-006327 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,653

Read SEC document
May 21, 2024 Filed May 23, 2024 20:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 7,500 $25.58 $191,850.00
Disclosure

SEC source: 0001225208-24-006327 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 10,258 $0.00 Strike: $25.58 $0.00
Disclosure

SEC source: 0001225208-24-001803 · doc4.xml · derivative · entry 5

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 10,258 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 6,775 $53.95 $365,518.03
Disclosure

SEC source: 0001225208-24-001803 · doc4.xml · nonDerivative · entry 4

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,042

F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.951 to $53.96 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 5,395 $53.97 $291,173.55
Disclosure

SEC source: 0001225208-24-001803 · doc4.xml · nonDerivative · entry 3

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,817

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.971 to $53.975 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 4,863 $53.95 $262,358.85
Disclosure

SEC source: 0001225208-24-001803 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,212

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:25 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 10,258 $25.58 $262,399.64
Disclosure

SEC source: 0001225208-24-001803 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

Read SEC document
February 04, 2024 Filed Feb 6, 2024 21:37 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 2,976 $56.78 $168,977.28
Disclosure

SEC source: 0001225208-24-001643 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,817

Read SEC document
February 04, 2024 Filed Feb 6, 2024 21:37 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantCommon Stock 11,751 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001643 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,793

F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 4, 2021 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 185.5% level.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:42 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantStock Appreciation Right · Derivative 17,255 $0.00 Strike: $56.33 $0.00
Disclosure

SEC source: 0001225208-24-001381 · doc4.xml · derivative · entry 1

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,255

Underlying: Common Stock · 17,255 shares

Expires 2034-01-29

F1 · balance_after: The reporting person was also awarded 4,665 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

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July 31, 2023 Filed Jul 31, 2023 23:17 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionStock Appreciation Right · Derivative 12,000 $0.00 Strike: $25.58 $0.00
Disclosure

SEC source: 0001225208-23-007791 · doc4.xml · derivative · entry 4

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,258

Underlying: Common Stock · 12,000 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 31, 2023 Filed Jul 31, 2023 23:17 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 6,817 $59.22 $403,670.02
Disclosure

SEC source: 0001225208-23-007791 · doc4.xml · nonDerivative · entry 3

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.2101 to $59.2250 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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July 31, 2023 Filed Jul 31, 2023 23:17 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Disposition to issuerCommon Stock 5,183 $59.22 $306,937.26
Disclosure

SEC source: 0001225208-23-007791 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,859

Read SEC document
July 31, 2023 Filed Jul 31, 2023 23:17 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 12,000 $25.58 $306,960.00
Disclosure

SEC source: 0001225208-23-007791 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

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February 10, 2023 Filed Feb 14, 2023 21:10 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001883 · doc4.xml · derivative · entry 6

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2 · derivative.exercise_date: The reporting person was granted RSUs on February 3, 2020 and February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023.

F2 · derivative.expiration_date: The reporting person was granted RSUs on February 3, 2020 and February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023.

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February 10, 2023 Filed Feb 14, 2023 21:10 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001883 · doc4.xml · derivative · entry 5

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2 · derivative.exercise_date: The reporting person was granted RSUs on February 3, 2020 and February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023.

F2 · derivative.expiration_date: The reporting person was granted RSUs on February 3, 2020 and February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023.

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February 10, 2023 Filed Feb 14, 2023 21:10 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 10 $44.83 $448.30
Disclosure

SEC source: 0001225208-23-001883 · doc4.xml · nonDerivative · entry 4

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:10 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 6 $44.83 $268.98
Disclosure

SEC source: 0001225208-23-001883 · doc4.xml · nonDerivative · entry 3

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:10 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001883 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:10 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001883 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 21:16 UTC CARRIER GLOBAL Corp CARR · Entity 3043 SaleCommon Stock 10,433 $45.85 $478,378.09
Disclosure

SEC source: 0001225208-23-001650 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.75 to $46.00 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 04, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 8,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001422 · doc4.xml · derivative · entry 6

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F3 · derivative.exercise_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC.

F3 · derivative.expiration_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC.

Read SEC document
February 04, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 2,150 $46.89 $100,813.50
Disclosure

SEC source: 0001225208-23-001422 · doc4.xml · nonDerivative · entry 4

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,433

Read SEC document
February 04, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 8,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001422 · doc4.xml · nonDerivative · entry 3

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 5,108 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001422 · doc4.xml · derivative · entry 5

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2 · derivative.expiration_date: The reporting person was granted these RSUs on February 3, 2020 and are the last of three tranches that vested over a three-year period.

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February 03, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 1,375 $46.89 $64,473.75
Disclosure

SEC source: 0001225208-23-001422 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:11 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionCommon Stock 5,108 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001422 · doc4.xml · nonDerivative · entry 1

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:22 UTC CARRIER GLOBAL Corp CARR · Entity 3043 GrantStock Appreciation Right · Derivative 45,415 $0.00 Strike: $46.14 $0.00
Disclosure

SEC source: 0001225208-23-001310 · doc4.xml · derivative · entry 1

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,415

Underlying: Common Stock · 45,415 shares

Expires 2033-01-31

F1 · balance_after: The reporting person was also awarded 11,465 Performance Share Units (PSUs) under the 2020 Carrier Global Corporation Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:30 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Exercise / conversionRestricted Stock Unit RSU · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002042 · doc4.xml · derivative · entry 3

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2 · derivative.exercise_date: The reporting person was granted RSUs on February 3, 2020. And on February 4, 2022, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2022.

F2 · derivative.expiration_date: The reporting person was granted RSUs on February 3, 2020. And on February 4, 2022, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2022.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:30 UTC CARRIER GLOBAL Corp CARR · Entity 3043 Tax withholdingCommon Stock 4 $47.15 $188.60
Disclosure

SEC source: 0001225208-22-002042 · doc4.xml · nonDerivative · entry 2

Crockett Kyle · CIK 0001807898 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.