Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | SVP, Chief People/Comm Ofcr | February 01, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date February 01, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,522 |
Ending reported balance
After 2026-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-01 · Grant · Acquired 15,194 · Balance 116,331 F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Row 2 · 2026-02-01 · Tax withholding · Disposed 3,809 · Balance 112,522 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2026 Filed Feb 3, 2026 19:20 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 3,809 | $59.58 | $226,940.22 |
DisclosureSEC source: 0001225208-26-001263 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · SVP, Chief People/Comm Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,522 Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 19:20 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 15,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-001263 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · SVP, Chief People/Comm Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,331 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| January 28, 2026 Filed Jan 30, 2026 17:47 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 69,690 | $0.00 Strike: $57.91 | $0.00 |
DisclosureSEC source: 0001225208-26-001082 · doc4.xml · derivative · entry 1 Villeneuve Nadia · CIK 0001808218 · SVP, Chief People/Comm Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,690 Underlying: Common Stock · 69,690 shares Expires 2036-01-27 F1 · balance_after: The reporting person was also awarded 19,315 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 17:55 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 44,105 | $0.00 Strike: $65.21 | $0.00 |
DisclosureSEC source: 0001225208-25-001507 · doc4.xml · derivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,105 Underlying: Common Stock · 44,105 shares Expires 2035-02-05 F1 · balance_after: The reporting person was also awarded 12,075 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 18:24 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 6,863 | $63.15 | $433,398.45 |
DisclosureSEC source: 0001225208-25-001305 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,137 Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 18:24 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 22,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001305 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,000 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 2, 2022 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 11,236 | $0.00 Strike: $15.98 | $0.00 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · derivative · entry 10 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,236 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 10,725 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · derivative · entry 9 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,725 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 78,963 | $0.00 Strike: $21.43 | $0.00 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · derivative · entry 8 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,963 shares Expires 2028-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 5,873 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · derivative · entry 7 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,873 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 98,428 | $65.40 | $6,437,663.65 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · nonDerivative · entry 6 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,028 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $65.27 to $65.53 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 33,369 | $65.43 | $2,183,333.67 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · nonDerivative · entry 5 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,456 Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 5,873 | $19.24 | $112,996.52 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · nonDerivative · entry 4 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 10,725 | $18.53 | $198,734.25 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · nonDerivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 11,236 | $15.98 | $179,551.28 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 78,963 | $21.43 | $1,692,177.09 |
DisclosureSEC source: 0001225208-24-006007 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 04, 2024 Filed Feb 6, 2024 16:37 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 11,410 | $56.78 | $647,859.80 |
DisclosureSEC source: 0001225208-24-001641 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,028 Read SEC document |
| February 04, 2024 Filed Feb 6, 2024 16:37 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 35,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001641 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,438 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 4, 2021 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 185.5% level. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 16:35 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 56,490 | $0.00 Strike: $56.33 | $0.00 |
DisclosureSEC source: 0001225208-24-001380 · doc4.xml · derivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,490 Underlying: Common Stock · 56,490 shares Expires 2034-01-29 F1 · balance_after: The reporting person was also awarded 14,610 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| May 16, 2023 Filed May 17, 2023 16:16 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 24,264 | $42.15 | $1,022,727.60 |
DisclosureSEC source: 0001225208-23-006008 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,296 Read SEC document |
| May 16, 2023 Filed May 17, 2023 16:16 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 61,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006008 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,560 F1 · date: The acquisition of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on May 14, 2020 as part of a founder's grant awarded to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested solely upon achievement of the pre-established performance target for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria was satisfied at the 200% level. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 6,469 | $0.00 Strike: $18.81 | $0.00 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · derivative · entry 6 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,469 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 16,672 | $45.44 | $757,610.69 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 5 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,900 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.43 to $45.48 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 3,794 | $45.48 | $172,553.40 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 4 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,572 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.4805 to $48.4850 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 2,675 | $45.48 | $121,659.00 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,366 F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 72 | $45.57 | $3,281.11 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,041 Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 6,469 | $18.81 | $121,681.89 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001882 · doc4.xml · derivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 89 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 33 | $44.83 | $1,479.39 |
DisclosureSEC source: 0001225208-23-001882 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,644 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001882 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 16:11 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 21,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001421 · doc4.xml · derivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 16:11 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 4,806 | $46.89 | $225,353.34 |
DisclosureSEC source: 0001225208-23-001421 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,588 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 16:11 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 21,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001421 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 18:23 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 84,655 | $0.00 Strike: $46.14 | $0.00 |
DisclosureSEC source: 0001225208-23-001312 · doc4.xml · derivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,655 Underlying: Common Stock · 84,655 shares Expires 2033-01-31 F1 · balance_after: The reporting person was also awarded 21,370 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012291 · doc4.xml · derivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,478 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 833 | $44.93 | $37,426.69 |
DisclosureSEC source: 0001225208-22-012291 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,916 Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012291 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 24,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008165 · doc4.xml · derivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 9,779 | $35.94 | $351,457.26 |
DisclosureSEC source: 0001225208-22-008165 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,916 Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:27 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 24,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008165 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 16:30 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002043 · doc4.xml · derivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 5, 2019 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 8, 2022, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2022. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 5, 2019 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 8, 2022, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 16:30 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 6 | $47.15 | $282.90 |
DisclosureSEC source: 0001225208-22-002043 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,845 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 16:30 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002043 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:31 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRSU P · Derivative | 12,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001645 · doc4.xml · derivative · entry 6 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F3 · derivative.exercise_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:31 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 6,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001645 · doc4.xml · derivative · entry 5 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted these RSUs on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.expiration_date: The reporting person was granted these RSUs on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:31 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 3,073 | $45.84 | $140,866.32 |
DisclosureSEC source: 0001225208-22-001645 · doc4.xml · nonDerivative · entry 4 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,829 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:31 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 1,704 | $45.84 | $78,111.36 |
DisclosureSEC source: 0001225208-22-001645 · doc4.xml · nonDerivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,902 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:31 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 6,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001645 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:31 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 12,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001645 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:05 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 63,535 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001523 · doc4.xml · derivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,535 Underlying: Common Stock · 63,535 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 14,385 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.