Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | President, Refrigeration | January 30, 2024 | February 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date January 30, 2024 · Filed February 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.33 · Expires 2034-01-29 | Direct | 55,215 |
Reported balance
After 2024-01-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-01-30 · Grant · Acquired 55,215 · Balance 55,215 F1: The reporting person was also awarded 14,280 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was also awarded 14,280 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2024 Filed Feb 1, 2024 16:35 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 55,215 | $0.00 Strike: $56.33 | $0.00 |
DisclosureSEC source: 0001225208-24-001379 · doc4.xml · derivative · entry 1 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,215 Underlying: Common Stock · 55,215 shares Expires 2034-01-29 F1 · balance_after: The reporting person was also awarded 14,280 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 10,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008678 · doc4.xml · derivative · entry 3 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.expiration_date: On September 1, 2021, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 3,632 | $57.94 | $210,438.08 |
DisclosureSEC source: 0001225208-23-008678 · doc4.xml · nonDerivative · entry 2 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,317 Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 10,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008678 · doc4.xml · nonDerivative · entry 1 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 18:23 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 84,015 | $0.00 Strike: $46.14 | $0.00 |
DisclosureSEC source: 0001225208-23-001315 · doc4.xml · derivative · entry 1 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,015 Underlying: Common Stock · 84,015 shares Expires 2033-01-31 F1 · balance_after: The reporting person was also awarded 21,210 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 10,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009961 · doc4.xml · derivative · entry 3 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 4,113 | $39.79 | $163,656.27 |
DisclosureSEC source: 0001225208-22-009961 · doc4.xml · nonDerivative · entry 2 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,338 Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 16:12 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 10,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009961 · doc4.xml · nonDerivative · entry 1 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:04 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 70,985 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001520 · doc4.xml · derivative · entry 1 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,985 Underlying: Common Stock · 70,985 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 16,070 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 42,549 | $0.00 Strike: $57.89 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 6 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,549 Underlying: Common Stock · 42,549 shares Expires 2031-08-31 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 42,548 | $0.00 Strike: $57.89 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 5 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,548 Underlying: Common Stock · 42,548 shares Expires 2031-08-31 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 42,548 | $0.00 Strike: $57.89 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 4 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,548 Underlying: Common Stock · 42,548 shares Expires 2031-08-31 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Units · Derivative | 10,319 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 3 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,319 Underlying: Common Stock · 10,319 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Units · Derivative | 10,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 2 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 Underlying: Common Stock · 10,318 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Units · Derivative | 10,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 1 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 Underlying: Common Stock · 10,318 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.