person · Reporting owner

Gitlin David L.

Disclosed activity across 3 companies

Tapewire entity: 11900
SEC CIK: 0001631473

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BOEING COBA · Entity 2862	Director	July 01, 2026	July 06, 2026
CARRIER GLOBAL CorpCARR · Entity 3043	Director · Chairman and CEO	February 01, 2026	February 04, 2026
RTX CorpUTX · Entity 2823	President & CEO, Carrier	February 12, 2020	February 14, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BOEING CO

Report date July 01, 2026 · Filed July 06, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	7,675.802	Reported balance After 2026-07-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-07-01 · Grant · Acquired 383 · Balance 7,675.802 F1: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units are convertible into common stock on a 1-for-1 basis.

F2: Phantom stock units awarded or acquired in lieu of director cash compensation.

F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director.

CARRIER GLOBAL Corp

Report date February 01, 2026 · Filed February 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	589,549	Ending reported balance After 2026-02-01 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-02-01 · Grant · Acquired 90,872 · Balance 625,346 F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Row 2 · 2026-02-01 · Tax withholding · Disposed 35,797 · Balance 589,549
Common StockSEC Table I · non-derivative	IndirectBy Family Trust	176,397	Reported balance Holding disclosure · report date 2026-02-01 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 176,397
Common StockSEC Table I · non-derivative	IndirectBy Spouse's Trust	102,374	Reported balance Holding disclosure · report date 2026-02-01 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 102,374

Filing footnotes · ownership attribution and instrument terms

F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

RTX Corp

Report date February 12, 2020 · Filed February 14, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,965	Ending reported balance After 2020-02-12 transaction · row 6 6 source rows · reconciled sequence Row 1 · 2020-02-12 · Exercise / conversion · Acquired 37,467 · Balance 56,084 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 2 · 2020-02-12 · Exercise / conversion · Acquired 24,500 · Balance 80,584 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 3 · 2020-02-12 · Exercise / conversion · Acquired 18,900 · Balance 99,484 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 4 · 2020-02-12 · Exercise / conversion · Acquired 7,569 · Balance 107,053 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 5 · 2020-02-12 · Disposition to issuer · Disposed 49,597 · Balance 57,456 Row 6 · 2020-02-12 · Sale · Disposed 51,491 · Balance 5,965 F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $153.56 to $155.29 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $84.00 · Expires 2023-01-01	Direct	0	Reported balance After 2020-02-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2020-02-12 · Exercise / conversion · Disposed 18,900 · Balance 0
Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $112.49 · Expires 2024-01-01	Direct	0	Reported balance After 2020-02-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2020-02-12 · Exercise / conversion · Disposed 24,500 · Balance 0
Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $74.79 · Expires 2022-07-31	Direct	0	Reported balance After 2020-02-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2020-02-12 · Exercise / conversion · Disposed 7,569 · Balance 0
Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $74.79 · Expires 2022-07-31	Direct	0	Reported balance After 2020-02-12 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2020-02-12 · Exercise / conversion · Disposed 37,467 · Balance 0
Common StockSEC Table I · non-derivative	IndirectBy Savings Plan Trustee	2,810	Reported balance Holding disclosure · report date 2020-02-12 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 2,810
Common StockSEC Table I · non-derivative	IndirectBy Spouse's Trust	12,893	Reported balance Holding disclosure · report date 2020-02-12 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 12,893

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $153.56 to $155.29 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 01, 2026 Filed Jul 6, 2026 20:40 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	383	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-26-006507 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,675.802 Underlying: Common Stock · 383 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:48 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	404	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-26-004379 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,292.802 Underlying: Common Stock · 404 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
February 01, 2026 Filed Feb 4, 2026 00:16 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	35,797	$59.58	$2,132,785.26	Disclosure SEC source: 0001225208-26-001259 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 589,549 Read SEC document
February 01, 2026 Filed Feb 4, 2026 00:16 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantCommon Stock	90,872	$0.00	$0.00	Disclosure SEC source: 0001225208-26-001259 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 625,346 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document
January 28, 2026 Filed Jan 30, 2026 22:45 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantStock Appreciation Right · Derivative	438,195	$0.00 Strike: $57.91	$0.00	Disclosure SEC source: 0001225208-26-001075 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,195 Underlying: Common Stock · 438,195 shares Expires 2036-01-27 F1 · balance_after: The reporting person was also awarded 121,445 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:46 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	378	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-26-000423 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,888.802 Underlying: Common Stock · 378 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
November 25, 2025 Filed Nov 25, 2025 16:25 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	PurchaseCommon Stock	19,300	$52.62	$1,015,571.79	Disclosure SEC source: 0000950142-25-003064 · es250709885_4-gitlin.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 534,474 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.45 to $52.70, inclusive. The reporting person undertakes to provide to Carrier Global Corporation, any security holder of Carrier Global Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
October 01, 2025 Filed Oct 3, 2025 22:06 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	390	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-25-008496 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,510.802 Underlying: Common Stock · 390 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
July 01, 2025 Filed Jul 3, 2025 23:38 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	400.111	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-25-006557 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,120.802 Underlying: Common Stock · 400.111 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:44 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	499.711	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-25-004037 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,720.691 Underlying: Common Stock · 499.711 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:54 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantStock Appreciation Right · Derivative	321,970	$0.00 Strike: $65.21	$0.00	Disclosure SEC source: 0001225208-25-001501 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,970 Underlying: Common Stock · 321,970 shares Expires 2035-02-05 F1 · balance_after: The reporting person was also awarded 88,150 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:19 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	59,995	$63.15	$3,788,684.25	Disclosure SEC source: 0001225208-25-001299 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 515,174 Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:19 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantCommon Stock	152,361	$0.00	$0.00	Disclosure SEC source: 0001225208-25-001299 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 575,169 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 2, 2022 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:44 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	479.929	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-25-000402 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,220.98 Underlying: Common Stock · 479.929 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:26 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	547.582	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-24-009140 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,741.051 Underlying: Common Stock · 547.582 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:25 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	450.669	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-24-007304 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,193.469 Underlying: Common Stock · 450.669 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:02 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	438.6	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-24-004953 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,742.8 Underlying: Common Stock · 438.6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionStock Appreciation Right · Derivative	67,250	$0.00 Strike: $15.98	$0.00	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · derivative · entry 12 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,250 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionStock Appreciation Right · Derivative	46,819	$0.00 Strike: $18.53	$0.00	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · derivative · entry 11 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,819 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionStock Appreciation Right · Derivative	320,042	$0.00 Strike: $21.43	$0.00	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · derivative · entry 10 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 320,042 shares Expires 2028-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionStock Appreciation Right · Derivative	39,158	$0.00 Strike: $19.24	$0.00	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · derivative · entry 9 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,158 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	SaleCommon Stock	354,539	$54.16	$19,203,073.13	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · nonDerivative · entry 6 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422,808 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.51 to $54.665 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	176,730	$54.06	$9,554,023.80	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · nonDerivative · entry 5 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 777,347 Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionCommon Stock	39,158	$19.24	$753,399.92	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · nonDerivative · entry 4 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 954,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionCommon Stock	46,819	$18.53	$867,556.07	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · nonDerivative · entry 3 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionCommon Stock	67,250	$15.98	$1,074,655.00	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 868,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:26 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionCommon Stock	320,042	$21.43	$6,858,500.06	Disclosure SEC source: 0001225208-24-001805 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document
February 04, 2024 Filed Feb 6, 2024 21:35 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	83,004	$56.78	$4,712,967.12	Disclosure SEC source: 0001225208-24-001637 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,808 Read SEC document
February 04, 2024 Filed Feb 6, 2024 21:35 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantCommon Stock	210,857	$0.00	$0.00	Disclosure SEC source: 0001225208-24-001637 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 563,812 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 4, 2021 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 185.5% level. Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:33 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantStock Appreciation Right · Derivative	1,725,330	$0.00 Strike: $56.33	$0.00	Disclosure SEC source: 0001225208-24-001375 · doc4.xml · derivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,725,330 Underlying: Common Stock · 1,725,330 shares Expires 2034-01-29 F2 · balance_after: The reporting person was also awarded 446,110 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest equally on the third, fourth and fifth anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth over a three-year time period. Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:33 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantStock Appreciation Right · Derivative	307,800	$0.00 Strike: $56.33	$0.00	Disclosure SEC source: 0001225208-24-001375 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,800 Underlying: Common Stock · 307,800 shares Expires 2034-01-29 F1 · balance_after: The reporting person was also awarded 119,380 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:07 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	328.779	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-24-000418 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,304.2 Underlying: Common Stock · 328.779 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
October 02, 2023 Filed Oct 4, 2023 23:37 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	441.521	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-23-009363 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,975.421 Underlying: Common Stock · 441.521 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
July 03, 2023 Filed Jul 6, 2023 22:07 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	396.535	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-23-007383 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,533.9 Underlying: Common Stock · 396.535 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
May 24, 2023 Filed May 25, 2023 21:20 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionRestricted Stock Unit RSU · Derivative	412	$0.00	$0.00	Disclosure SEC source: 0001225208-23-006235 · doc4.xml · derivative · entry 5 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: The reporting person was granted RSUs on May 14, 2020. And on May 14, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until May 24, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on May 14, 2020. And on May 14, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until May 24, 2023. Read SEC document
May 24, 2023 Filed May 25, 2023 21:20 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	153	$41.30	$6,318.90	Disclosure SEC source: 0001225208-23-006235 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,955 Read SEC document
May 24, 2023 Filed May 25, 2023 21:20 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionCommon Stock	412	$0.00	$0.00	Disclosure SEC source: 0001225208-23-006235 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document
May 16, 2023 Filed May 17, 2023 20:16 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	72,782	$42.15	$3,067,761.30	Disclosure SEC source: 0001225208-23-006006 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,696 Read SEC document
May 16, 2023 Filed May 17, 2023 20:16 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantCommon Stock	184,960	$0.00	$0.00	Disclosure SEC source: 0001225208-23-006006 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,478 F1 · date: The acquisition of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on May 14, 2020 as part of a founder's grant awarded to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested solely upon achievement of the pre-established performance target for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria was satisfied at the 200% level. Read SEC document
May 14, 2023 Filed May 16, 2023 20:12 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionRestricted Stock Unit RSU · Derivative	92,078	$0.00 Strike: $16.55	$0.00	Disclosure SEC source: 0001225208-23-005953 · doc4.xml · derivative · entry 5 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Due to an administrative error, the prior Form 4 reporting the grant of these RSUs specified an exercise price of $16.55. F1 · price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Due to an administrative error, the prior Form 4 reporting the grant of these RSUs specified an exercise price of $16.55. F2 · derivative.expiration_date: On May 14, 2020, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date. Read SEC document
May 14, 2023 Filed May 16, 2023 20:12 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	34,069	$42.40	$1,444,525.60	Disclosure SEC source: 0001225208-23-005953 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,518 Read SEC document
May 14, 2023 Filed May 16, 2023 20:12 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionCommon Stock	92,078	$0.00	$0.00	Disclosure SEC source: 0001225208-23-005953 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Due to an administrative error, the prior Form 4 reporting the grant of these RSUs specified an exercise price of $16.55. Read SEC document
April 03, 2023 Filed Apr 5, 2023 23:44 UTC	BOEING CO BA · Entity 2862	GrantPhantom Stock Units · Derivative	388.541	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-23-004703 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,137.365 Underlying: Common Stock · 388.541 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:09 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionRestricted Stock Unit RSU · Derivative	404	$0.00	$0.00	Disclosure SEC source: 0001225208-23-001879 · doc4.xml · derivative · entry 6 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:09 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	150	$44.83	$6,724.50	Disclosure SEC source: 0001225208-23-001879 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,609 Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:09 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionCommon Stock	404	$0.00	$0.00	Disclosure SEC source: 0001225208-23-001879 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document
February 04, 2023 Filed Feb 7, 2023 21:11 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionRestricted Stock Unit RSU · Derivative	97,849	$0.00	$0.00	Disclosure SEC source: 0001225208-23-001417 · doc4.xml · derivative · entry 6 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F3 · derivative.exercise_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. F3 · derivative.expiration_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. Read SEC document
February 04, 2023 Filed Feb 7, 2023 21:11 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Tax withholdingCommon Stock	33,378	$46.89	$1,565,094.42	Disclosure SEC source: 0001225208-23-001417 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,355 Read SEC document
February 04, 2023 Filed Feb 7, 2023 21:11 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	Exercise / conversionCommon Stock	97,849	$0.00	$0.00	Disclosure SEC source: 0001225208-23-001417 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:23 UTC	CARRIER GLOBAL Corp CARR · Entity 3043	GrantStock Appreciation Right · Derivative	506,360	$0.00 Strike: $46.14	$0.00	Disclosure SEC source: 0001225208-23-001318 · doc4.xml · derivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,360 Underlying: Common Stock · 506,360 shares Expires 2033-01-31 F1 · balance_after: The reporting person was also awarded 127,810 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.