Last 12 months
Inside the activity.
1 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
WILSON VIRGINIA MDirector
|
GrantDirector DSU · Derivative | 4,649.6254 | $45.38 | $211,000.00 |
DisclosureSEC source: 0001225208-23-004944 · doc4.xml · derivative · entry 1 WILSON VIRGINIA M · CIK 0001262696 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,610.5027 Underlying: Common Stock · 4,649.6254 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
TODMAN MICHAELDirector
|
GrantDirector DSU · Derivative | 4,561.4808 | $45.38 | $207,000.00 |
DisclosureSEC source: 0001225208-23-004943 · doc4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,817.4563 Underlying: Common Stock · 4,561.4808 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
STORY SUSAN NDirector
|
GrantDirector DSU · Derivative | 7,161.7453 | $45.38 | $325,000.00 |
DisclosureSEC source: 0001225208-23-004942 · doc4.xml · derivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,738.6768 Underlying: Common Stock · 7,161.7453 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
HOLLEY CHARLES MDirector
|
GrantDirector DSU · Derivative | 4,429.264 | $45.38 | $201,000.00 |
DisclosureSEC source: 0001225208-23-004941 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,158.742 Underlying: Common Stock · 4,429.264 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
GARNIER JEAN PIERREDirector
|
GrantDirector DSU · Derivative | 6,831.2032 | $45.38 | $310,000.00 |
DisclosureSEC source: 0001225208-23-004940 · doc4.xml · derivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,444.5261 Underlying: Common Stock · 6,831.2032 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
MCNAMARA MICHAEL MDirector
|
GrantDirector DSU · Derivative | 7,271.926 | $45.38 | $330,000.00 |
DisclosureSEC source: 0001225208-23-004939 · doc4.xml · derivative · entry 1 MCNAMARA MICHAEL M · CIK 0001261031 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,921.5341 Underlying: Common Stock · 7,271.926 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
GREISCH JOHN JDirector
|
GrantDirector DSU · Derivative | 7,602.468 | $45.38 | $345,000.00 |
DisclosureSEC source: 0001225208-23-004938 · doc4.xml · derivative · entry 1 GREISCH JOHN J · CIK 0001278569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,249.9755 Underlying: Common Stock · 7,602.468 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Exercise / conversionStock Appreciation Right · Derivative | 6,469 | $0.00 Strike: $18.81 | $0.00 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · derivative · entry 6 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,469 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC |
Villeneuve NadiaSenior VP & CHRO
|
SaleCommon Stock | 16,672 | $45.44 | $757,610.69 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 5 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,900 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.43 to $45.48 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC |
Villeneuve NadiaSenior VP & CHRO
|
SaleCommon Stock | 3,794 | $45.48 | $172,553.40 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 4 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,572 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.4805 to $48.4850 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Disposition to issuerCommon Stock | 2,675 | $45.48 | $121,659.00 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,366 F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC |
Villeneuve NadiaSenior VP & CHRO
|
SaleCommon Stock | 72 | $45.57 | $3,281.11 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,041 Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:12 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Exercise / conversionCommon Stock | 6,469 | $18.81 | $121,681.89 |
DisclosureSEC source: 0001225208-23-003265 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 21:09 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionStock Appreciation Right · Derivative | 396,014 | $0.00 Strike: $20.95 | $0.00 |
DisclosureSEC source: 0001225208-23-001878 · doc4.xml · derivative · entry 7 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 396,014 shares Expires 2029-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 21:09 UTC |
Nelson Christopher JohnPresident, HVAC
|
SaleCommon Stock | 213,353 | $45.30 | $9,665,445.62 |
DisclosureSEC source: 0001225208-23-001878 · doc4.xml · nonDerivative · entry 5 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,285 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.175 to $45.445 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 21:09 UTC |
Nelson Christopher JohnPresident, HVAC
|
Disposition to issuerCommon Stock | 182,661 | $45.42 | $8,296,462.62 |
DisclosureSEC source: 0001225208-23-001878 · doc4.xml · nonDerivative · entry 4 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,638 Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 21:09 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionCommon Stock | 396,014 | $20.95 | $8,296,493.30 |
DisclosureSEC source: 0001225208-23-001878 · doc4.xml · nonDerivative · entry 3 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001878 · doc4.xml · derivative · entry 6 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F4 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F4 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Nelson Christopher JohnPresident, HVAC
|
Tax withholdingCommon Stock | 59 | $44.83 | $2,644.97 |
DisclosureSEC source: 0001225208-23-001878 · doc4.xml · nonDerivative · entry 2 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,285 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001878 · doc4.xml · nonDerivative · entry 1 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001882 · doc4.xml · derivative · entry 3 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 89 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Tax withholdingCommon Stock | 33 | $44.83 | $1,479.39 |
DisclosureSEC source: 0001225208-23-001882 · doc4.xml · nonDerivative · entry 2 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,644 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC |
Villeneuve NadiaSenior VP & CHRO
|
Exercise / conversionCommon Stock | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001882 · doc4.xml · nonDerivative · entry 1 Villeneuve Nadia · CIK 0001808218 · Senior VP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
Crockett KyleVice President, Controller
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001883 · doc4.xml · derivative · entry 6 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 3, 2020 and February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 3, 2020 and February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
Crockett KyleVice President, Controller
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001883 · doc4.xml · derivative · entry 5 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 3, 2020 and February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 3, 2020 and February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
Crockett KyleVice President, Controller
|
Tax withholdingCommon Stock | 10 | $44.83 | $448.30 |
DisclosureSEC source: 0001225208-23-001883 · doc4.xml · nonDerivative · entry 4 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
Crockett KyleVice President, Controller
|
Tax withholdingCommon Stock | 6 | $44.83 | $268.98 |
DisclosureSEC source: 0001225208-23-001883 · doc4.xml · nonDerivative · entry 3 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
Crockett KyleVice President, Controller
|
Exercise / conversionCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001883 · doc4.xml · nonDerivative · entry 2 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
Crockett KyleVice President, Controller
|
Exercise / conversionCommon Stock | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001883 · doc4.xml · nonDerivative · entry 1 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001881 · doc4.xml · derivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Tax withholdingCommon Stock | 13 | $44.83 | $582.79 |
DisclosureSEC source: 0001225208-23-001881 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,024 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001881 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
O'Connor Kevin J.Senior VP & CLO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001884 · doc4.xml · derivative · entry 6 O'Connor Kevin J. · CIK 0001808321 · Senior VP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F3 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F3 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
O'Connor Kevin J.Senior VP & CLO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001884 · doc4.xml · derivative · entry 5 O'Connor Kevin J. · CIK 0001808321 · Senior VP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on January 2, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on January 3, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on January 2, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on January 3, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
O'Connor Kevin J.Senior VP & CLO
|
Tax withholdingCommon Stock | 66 | $44.83 | $2,958.78 |
DisclosureSEC source: 0001225208-23-001884 · doc4.xml · nonDerivative · entry 4 O'Connor Kevin J. · CIK 0001808321 · Senior VP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,344 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
O'Connor Kevin J.Senior VP & CLO
|
Tax withholdingCommon Stock | 57 | $44.83 | $2,555.31 |
DisclosureSEC source: 0001225208-23-001884 · doc4.xml · nonDerivative · entry 3 O'Connor Kevin J. · CIK 0001808321 · Senior VP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,410 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
O'Connor Kevin J.Senior VP & CLO
|
Exercise / conversionCommon Stock | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001884 · doc4.xml · nonDerivative · entry 2 O'Connor Kevin J. · CIK 0001808321 · Senior VP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:10 UTC |
O'Connor Kevin J.Senior VP & CLO
|
Exercise / conversionCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001884 · doc4.xml · nonDerivative · entry 1 O'Connor Kevin J. · CIK 0001808321 · Senior VP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001880 · doc4.xml · derivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC |
Timperman JurgenPresident, Fire & Security
|
Tax withholdingCommon Stock | 38 | $44.83 | $1,703.54 |
DisclosureSEC source: 0001225208-23-001880 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,603 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001880 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Gitlin David L.Director · Chairman and CEO
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 404 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001879 · doc4.xml · derivative · entry 6 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Gitlin David L.Director · Chairman and CEO
|
Tax withholdingCommon Stock | 150 | $44.83 | $6,724.50 |
DisclosureSEC source: 0001225208-23-001879 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,609 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:09 UTC |
Gitlin David L.Director · Chairman and CEO
|
Exercise / conversionCommon Stock | 404 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001879 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 21:16 UTC |
Crockett KyleVice President, Controller
|
SaleCommon Stock | 10,433 | $45.85 | $478,378.09 |
DisclosureSEC source: 0001225208-23-001650 · doc4.xml · nonDerivative · entry 1 Crockett Kyle · CIK 0001807898 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.75 to $46.00 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 21:11 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 33,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001418 · doc4.xml · derivative · entry 3 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 21:11 UTC |
Nelson Christopher JohnPresident, HVAC
|
Tax withholdingCommon Stock | 10,980 | $46.89 | $514,852.20 |
DisclosureSEC source: 0001225208-23-001418 · doc4.xml · nonDerivative · entry 2 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,206 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 21:11 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionCommon Stock | 33,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001418 · doc4.xml · nonDerivative · entry 1 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 21:11 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 13,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001416 · doc4.xml · derivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 21:11 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Tax withholdingCommon Stock | 3,006 | $46.89 | $140,951.34 |
DisclosureSEC source: 0001225208-23-001416 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,981 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.