GREISCH JOHN J

SEC source: 0001225208-26-004560 · doc4.xml · derivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,763.2394

Underlying: Common Stock · 3,945.3459 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-25-004211 · doc4.xml · derivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,999.0764

Underlying: Common Stock · 6,072.075 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0000950170-24-137657 · ownership.xml · derivative · entry 5

GREISCH JOHN J · CIK 0001278569 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,096 shares

Expires 2033-08-30

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

SEC source: 0000950170-24-137657 · ownership.xml · nonDerivative · entry 4

GREISCH JOHN J · CIK 0001278569 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F6 · price: At the Effective Time, each outstanding PSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the PSU as determined in accordance with the Merger Agreement multiplied by (ii) the Merger Consideration.

SEC source: 0000950170-24-137657 · ownership.xml · nonDerivative · entry 3

GREISCH JOHN J · CIK 0001278569 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,530

F5 · shares: At the Effective Time, each performance stock unit ("PSU"), whether or not vested, outstanding immediately prior to the Effective Time vested based on the greater of (i) the target level of performance or (ii) the actual level of performance as of the Effective Time as determined by the Issuer's board of directors or a committee thereof in its reasonable discretion (other than all then-outstanding awards of PSUs for which the applicable performance period has been completed and the actual level of performance has been certified, in each case, prior to the Effective Time, which vested in accordance with the actual level of performance). PSUs granted with respect to the fiscal 2023-2025 performance period vested at the target level of performance and PSUs granted with respect to the fiscal 2024-2026 performance period vested at 150%, the actual level of performance as of the Effective Time.

SEC source: 0000950170-24-137657 · ownership.xml · nonDerivative · entry 2

GREISCH JOHN J · CIK 0001278569 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · Through John J. Greisch 2014 Trust

Disclosed balance after: 0

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F3 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $63.50 in cash, without interest (the "Merger Consideration").

SEC source: 0000950170-24-137657 · ownership.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F2 · shares: Includes restricted stock units ("RSUs").

F3 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $63.50 in cash, without interest (the "Merger Consideration").

F4 · price: At the Effective Time, each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU multiplied by (ii) the Merger Consideration, except for certain RSUs granted following the date of the Merger Agreement which were converted at the Effective Time into restricted cash awards equal to the product of (a) the Merger Consideration multiplied by (b) the number of shares of Issuer common stock subject to such award and otherwise remain subject to their terms, including vesting and acceleration terms.

SEC source: 0001596783-24-000064 · wk-form4_1722375372.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,932

F1 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur in three equal annual installments beginning on July 26, 2025.

F2 · balance_after: Includes RSUs.

SEC source: 0001225208-24-005159 · doc4.xml · derivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,335.9844

Underlying: Common Stock · 6,463.0948 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001596783-23-000126 · wf-form4_169359074262075.xml · derivative · entry 3

GREISCH JOHN J · CIK 0001278569 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,096

Underlying: Common Stock · 127,096 shares

Expires 2033-08-30

F3 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.

F4 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on August 30, 2024.

SEC source: 0001596783-23-000126 · wf-form4_169359074262075.xml · nonDerivative · entry 2

GREISCH JOHN J · CIK 0001278569 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · Through John J. Greisch 2014 Trust

Disclosed balance after: 34,000

F2 · price: Volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.97 to $50.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001225208-23-004938 · doc4.xml · derivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,249.9755

Underlying: Common Stock · 7,602.468 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001596783-22-000171 · wf-form4_166724992460162.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,880

F1 · kind: The equity acquired by the reporting person is the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-employee director compensation package. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur on the earlier of one year from the date of award and the date of the Issuer's fiscal 2023 annual meeting of shareholders.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-22-035499 · doc4.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Revocable Trust

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

SEC source: 0001225208-22-005877 · doc4.xml · derivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,130.8104

Underlying: Common Stock · 8,357.5581 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001596783-21-000172 · wf-form4_163576801860516.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,731

F1 · kind: The equity acquired by the reporting person is the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-management director compensation package. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur on the earlier of one year from the date of award and the date of the Issuer's fiscal 2022 annual meeting of shareholders.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-21-034524 · doc4.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Revocable Trust

Disclosed balance after: 23,438

F1 · shares: These shares represent an award of restricted common stock that will vest on the earlier of May 25, 2022 or the calendar day immediately preceding the date of the Cerner Corporation 2022 annual meeting of shareholders.

F2 · balance_after: Includes 4,453 shares of restricted common stock.

SEC source: 0001225208-21-006870 · doc4.xml · derivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,513.7651

Underlying: Common Stock · 7,522.2248 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001596783-20-000213 · wf-form4_160431965038573.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,329

F1 · kind: The equity acquired by the reporting person is the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-management director compensation package. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur on the earlier of one year from the date of award and the date of the Issuer's fiscal 2021 annual meeting of shareholders.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001596783-20-000143 · wf-form4_159865479896929.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,204

F1 · kind: The equity acquired by the reporting person is part of the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-management director compensation package. The grant is in respect of the period between July 1, 2020 and the date of the reporting person's annual meeting of shareholders in respect of fiscal 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur one year from the date of award.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-20-032289 · doc4.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Revocable Trust

Disclosed balance after: 20,250

F1 · shares: These shares represent an award of restricted common stock that will vest on the earlier of May 18, 2021 or the calendar day immediately preceding the date of the Cerner Corporation 2021 annual meeting of shareholders.

F2 · balance_after: Includes 53 shares, which were inadvertently omitted in previous filings due to administrative error.

F3 · balance_after: Includes 6,246 shares of restricted common stock.

SEC source: 0001225208-20-008006 · doc4.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,417

F1 · price: The price reported in Column 4 is a weighted average price for shares purchased in multiple transactions. The purchase prices range from $17.36 to $17.47 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person held 417 shares of United Technologies Corporation (UTC) that resulted in the receipt of 417 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.

SEC source: 0001225208-20-007583 · doc4.xml · derivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,842.6966

Underlying: Common Stock · 17,842.6966 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001596783-19-000157 · wf-form4_156684884969837.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,543

F1 · kind: The equity acquired by the reporting person is the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-management director compensation package. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur one year from the date of award.

F2 · balance_after: Includes restricted stock units.

SEC source: 0001209191-19-033876 · doc4.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Revocable Trust

Disclosed balance after: 16,481

F1 · shares: These shares represent an award of restricted common stock that will vest on the earlier of May 21, 2020 or the calendar day immediately preceding the date of the Cerner Corporation 2020 annual meeting of shareholders.

F2 · balance_after: Includes 7,351 shares of restricted common stock.

SEC source: 0001209191-19-026967 · doc4.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Revocable Trust

Disclosed balance after: 12,925

F1 · price: Price reflects a weighted-average price for the transaction. Purchase of shares took place at actual prices ranging from $67.38 to $67.74.

F2 · price: Full information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

F3 · balance_after: Includes 3,795 shares of restricted common stock.

SEC source: 0001209191-19-026543 · doc4.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Revocable Trust

Disclosed balance after: 3,925

F1 · shares: These shares represent an award of restricted common stock that will vest per the following schedule: 1,265 on 4/29/2020, 1,265 on 4/29/2021 and 1,265 on 4/29/2022.

F2 · price: This transaction represents an award of restricted common stock to the reporting person by the issuer. Therefore, no consideration other than the value of the services rendered was paid for the security.

F3 · balance_after: Includes 3,795 shares of restricted common stock.

SEC source: 0001596783-18-000166 · wf-form4_154211572183017.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through John J. Greisch 2014 Trust

Disclosed balance after: 13,000

F1 · price: Volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.49 to $37.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001596783-18-000068 · wf-form4_153513651518046.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

F1 · kind: The equity acquired by the reporting person is the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-management director compensation program. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur one year from the date of award.

F2 · balance_after: Includes restricted stock units.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · derivative · entry 11

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,241 shares

Expires 2021-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · nonDerivative · entry 8

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,851

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F6 · price: This transaction was executed in multiple trades at prices ranging from $81.85 to $82.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · nonDerivative · entry 7

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · derivative · entry 10

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,241

Underlying: Common Stock · 50,000 shares

Expires 2021-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · nonDerivative · entry 6

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,851

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F5 · price: This transaction was executed in multiple trades at prices ranging from $82.71 to $83.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · nonDerivative · entry 5

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,951

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F4 · price: This transaction was executed in multiple trades at prices ranging from $81.66 to $82.66. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · nonDerivative · entry 4

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · derivative · entry 9

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,241

Underlying: Common Stock · 50,000 shares

Expires 2021-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · nonDerivative · entry 3

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,851

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.19 to $83.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · nonDerivative · entry 2

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,622

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.18 to $83.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000153 · wf-form4_151337294429705.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000047518-17-000149 · wf-form4_151320817968815.xml · derivative · entry 8

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,241

Underlying: Common Stock · 50,000 shares

Expires 2021-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.

SEC source: 0000047518-17-000149 · wf-form4_151320817968815.xml · nonDerivative · entry 6

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,851

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F5 · price: This transaction was executed in multiple trades at prices ranging from $83.33 to $83.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000149 · wf-form4_151320817968815.xml · nonDerivative · entry 5

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,594

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F4 · price: This transaction was executed in multiple trades at prices ranging from $82.31 to $83.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000149 · wf-form4_151320817968815.xml · nonDerivative · entry 4

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000047518-17-000149 · wf-form4_151320817968815.xml · derivative · entry 7

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,241

Underlying: Common Stock · 13,921 shares

Expires 2021-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.

SEC source: 0000047518-17-000149 · wf-form4_151320817968815.xml · nonDerivative · entry 3

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,851

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $82.75 to $83.22. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000149 · wf-form4_151320817968815.xml · nonDerivative · entry 2

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000047518-17-000149 · wf-form4_151320817968815.xml · nonDerivative · entry 1

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,851

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.75 to $83.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000047518-17-000142 · wf-form4_151138418387436.xml · derivative · entry 3

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On 11/17/2014, the reporting person was granted 25,563 restricted stock units. Restricted stock units vested 100% on 11/18/2017. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election was made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F2 · derivative.expiration_date: On 11/17/2014, the reporting person was granted 25,563 restricted stock units. Restricted stock units vested 100% on 11/18/2017. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election was made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

SEC source: 0000047518-17-000142 · wf-form4_151138418387436.xml · nonDerivative · entry 2

GREISCH JOHN J · CIK 0001278569 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,930