Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $3.50 | $35,000.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 17:25 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $3.50 | $35,000.00 |
DisclosureSEC source: 0001387131-18-000902 · frichtel-form4_030118.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:34 UTC |
Hodas JoeChief Operating Officer
|
GrantOption · Derivative | 300,000 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001387131-18-000773 · hodas-form4_022118.xml · derivative · entry 1 Hodas Joe · CIK 0001732493 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-02-21 F1 · derivative.exercise_date: One-third (1/3) of the shares of common stock subject to the Option vests on each anniversary of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $3.93 | $19,650.00 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 5 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $3.85 | $38,500.00 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 4 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $3.80 | $38,000.00 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $3.91 | $19,554.50 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:35 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 20,000 | $4.05 | $81,000.00 |
DisclosureSEC source: 0001387131-18-000443 · frichtel-form4_020118.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 800 | $7.03 | $5,624.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 7 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 4,250 | $6.92 | $29,410.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 6 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,800 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 4,950 | $7.08 | $35,046.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 5 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,050 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 20,000 | $7.06 | $141,200.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 4 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $6.95 | $34,750.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $7.13 | $35,650.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:07 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $7.10 | $71,000.00 |
DisclosureSEC source: 0001387131-18-000023 · frichtel-form4_010218.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 16:18 UTC |
FEINSOD MICHAELDirector · 10% owner
|
SaleWarrant · Derivative | 19,000 | $1.00 Strike: $1.08 | $19,000.00 |
DisclosureSEC source: 0001387131-17-006044 · feinsod-form4_122917.xml · derivative · entry 2 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Infinity Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,000 shares Expires 2017-12-31 F1 · kind: The Reporting Person disposed of the warrant in connection with a private sale. F2 · ownership.nature: The Reporting Person is the sole member (and managing member) of Infinity Capital, LLC ("Infinity Capital"). Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 16:18 UTC |
FEINSOD MICHAELDirector · 10% owner
|
SaleWarrant · Derivative | 135,500 | $1.00 Strike: $1.08 | $135,500.00 |
DisclosureSEC source: 0001387131-17-006044 · feinsod-form4_122917.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Infinity Capital, LLC Disclosed balance after: 19,000 Underlying: Common Stock · 135,500 shares Expires 2017-12-31 F1 · kind: The Reporting Person disposed of the warrant in connection with a private sale. F2 · ownership.nature: The Reporting Person is the sole member (and managing member) of Infinity Capital, LLC ("Infinity Capital"). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:16 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005993 · levin-form4_122117.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:24 UTC |
Whitson ShellyPrincipal Accounting Officer
|
GrantOption · Derivative | 5,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005997 · whitson-form4_122117.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:26 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
GrantOption · Derivative | 10,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005999 · frichtel-form4_122117.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:22 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005996 · boockvar-form4_122117.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:21 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005995 · green-form4_122117.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:19 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005994 · feinsod-form4_122117.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:12 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005991 · andrews-form4_122117.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 11, 2017 Filed Feb 2, 2018 16:38 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
GiftCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-18-000445 · frichtel-form5_123117.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,000 F1 · price: This transaction represents a gift/charitable donation to a 501(c)(3) charitable organization. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 16:59 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 12,312 | $3.30 | $40,629.60 |
DisclosureSEC source: 0001387131-17-005749 · frichtel-form4_120817.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:39 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 300,000 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001387131-17-005782 · feinsod-form4_120817.xml · derivative · entry 2 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-12-08 F2 · derivative.exercise_date: One-third (1/3) of the shares of common stock subject to the Option vest on the date on which the Twenty Day Average Trading Price (as defined below) for a share of common stock equals or exceeds $3.50 per share, $5.00 per share and $6.50 per share, respectively. "Twenty Day Average Trading Price" will equal or exceed a specified price when the Ten Day Volume Weighted Average Price for Common Stock (as defined below) has reached and remained at or above such price for 20 consecutive trading days. "Ten Day Volume Weighted Average Price" will mean, as of any date, the volume-weighted average Fair Market Value of the Common Stock for the last ten 10 consecutive trading days, as determined after market close on the tenth (10th) such consecutive trading day. The option was granted pursuant to the reporting person's employment agreement with the company. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:39 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 600,000 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001387131-17-005782 · feinsod-form4_120817.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2027-12-08 F1 · derivative.exercise_date: One-third (1/3) of the shares of common stock subject to the Option vests on each anniversary of the grant date. The option was granted pursuant to the reporting person's employment agreement with the company. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 17:45 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 2,688 | $3.05 | $8,198.40 |
DisclosureSEC source: 0001387131-17-005718 · frichtel-form4_120417.xml · nonDerivative · entry 3 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,312 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 17:45 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $3.01 | $30,100.00 |
DisclosureSEC source: 0001387131-17-005718 · frichtel-form4_120417.xml · nonDerivative · entry 2 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:45 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $2.73 | $13,650.00 |
DisclosureSEC source: 0001387131-17-005718 · frichtel-form4_120417.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 19:36 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
SaleCommon Stock | 20,000 | $2.00 | $40,000.00 |
DisclosureSEC source: 0001387131-17-005699 · frichtel-form4_120117.xml · nonDerivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,000 F1 · shares: The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:50 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004885 · levin-form4_092817.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:51 UTC |
Whitson ShellyChief Administrative Officer
|
GrantOption · Derivative | 5,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004886 · whitson-form4_092817.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:55 UTC |
FEINSOD MICHAELDirector · 10% owner
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004891 · feinsod-form4_092817.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:54 UTC |
Boockvar PeterDirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004890 · boockvar-form4_092817.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:53 UTC |
Green Mark D.Director
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004889 · green-form4_092817.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:52 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
|
GrantOption · Derivative | 10,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004887 · frichtel-form4_092817.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| September 15, 2017 Filed Sep 29, 2017 16:49 UTC |
Andrews Brian P.Chief Financial Officer
|
GrantOption · Derivative | 300,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001387131-17-004884 · andrews-form4_091517.xml · derivative · entry 1 Andrews Brian P. · CIK 0001714847 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2022-09-15 F1 · derivative.exercise_date: One-third of the options vest immediately, one-third of the options vest on the six month anniversary date of the grant, and one-third of which vest on the one year anniversary of the grant date. Read SEC document |
| July 10, 2017 Filed Jul 10, 2017 18:30 UTC |
FEINSOD MICHAELDirector · 10% owner
|
OtherCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-17-003593 · feinsod-form4_070617.xml · nonDerivative · entry 2 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Infinity Capital, LLC Disclosed balance after: 1,000,000 F2 · kind: Represents in-kind distribution of shares by the Reporting Person to a limited partner of Infinity Capital over which there is no longer any beneficial ownership or pecuniary interest. F1 · ownership.nature: The Reporting Person is the sole member (and managing member) of Infinity Capital, LLC ("Infinity Capital"). Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:30 UTC |
FEINSOD MICHAELDirector · 10% owner
|
SaleCommon Stock | 50,000 | $1.00 | $50,000.00 |
DisclosureSEC source: 0001387131-17-003593 · feinsod-form4_070617.xml · nonDerivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Infinity Capital, LLC Disclosed balance after: 1,050,000 F1 · ownership.nature: The Reporting Person is the sole member (and managing member) of Infinity Capital, LLC ("Infinity Capital"). Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:15 UTC |
Levin DuncanDirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003365 · levin-form4_062017.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:11 UTC |
Whitson ShellyPrincipal Accounting Officer
|
GrantOption · Derivative | 5,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003363 · whitson-form4_062017.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Commn Stock · 5,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:18 UTC |
Green Mark D.Director
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GrantOption · Derivative | 25,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003367 · green-form4_062017.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:16 UTC |
FEINSOD MICHAELDirector · 10% owner
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GrantOption · Derivative | 25,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003366 · feinsod-form4_062017.xml · derivative · entry 1 FEINSOD MICHAEL · CIK 0001187011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:13 UTC |
Boockvar PeterDirector
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GrantOption · Derivative | 25,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003364 · boockvar-form4_062017.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:09 UTC |
Frichtel Robert LawrenceDirector · Chief Executive Officer
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GrantOption · Derivative | 10,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003362 · frichtel-form4_062017.xml · derivative · entry 1 Frichtel Robert Lawrence · CIK 0001585447 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:36 UTC |
Levin DuncanDirector
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GrantOption · Derivative | 25,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001387131-17-001917 · levin-form4_033117.xml · derivative · entry 1 Levin Duncan · CIK 0001690950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-03-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:24 UTC |
Whitson ShellyPrincipal Accounting Officer
|
GrantOption · Derivative | 5,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001387131-17-001913 · whitson-form4_033117.xml · derivative · entry 1 Whitson Shelly · CIK 0001671790 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Commn Stock · 5,000 shares Expires 2022-03-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:38 UTC |
Green Mark D.Director
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GrantOption · Derivative | 25,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001387131-17-001918 · green-form4_033117.xml · derivative · entry 1 Green Mark D. · CIK 0001696699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-03-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.