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CITIGROUP INC

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SEC CIK
0000831001
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2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2025 Filed Apr 3, 2025 20:06 UTC GrantCommon Stock 279.1435 $72.18 $20,147.46
Disclosure

SEC source: 0000950170-25-050384 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 36,256.7545

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:06 UTC GrantCommon Stock 16.4322 $72.18 $1,186.01
Disclosure

SEC source: 0000950170-25-050384 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,671.2985

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:07 UTC GrantCommon Stock 23.46 $72.18 $1,693.25
Disclosure

SEC source: 0000950170-25-050385 · ownership.xml · nonDerivative · entry 2

von Koskull Casper Wilhelm · CIK 0001961830 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,047.1146

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:07 UTC GrantCommon Stock 16.4322 $72.18 $1,186.01
Disclosure

SEC source: 0000950170-25-050385 · ownership.xml · nonDerivative · entry 1

von Koskull Casper Wilhelm · CIK 0001961830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,996.4558

F1 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:01 UTC
Sieg Andrew M.Head of Wealth
Tax withholdingCommon Stock 16,949.05 $71.44 $1,210,840.13
Disclosure

SEC source: 0000950170-25-043812 · ownership.xml · nonDerivative · entry 1

Sieg Andrew M. · CIK 0001766798 · Head of Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,302.54

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:01 UTC
Fraser Jane NindDirector · Chief Executive Officer
GrantPerformance Share Unit · Derivative 105,623.36 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025585 · ownership.xml · derivative · entry 2

Fraser Jane Nind · CIK 0001644491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,623.36

Underlying: Common Stock · 105,623.36 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 10, 2022 the Reporting Person received from the Issuer a target award of 159,071.33 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 105,623.36 PSUs.

F2 · derivative.exercise_price: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.exercise_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 159,071.33 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 105,623.36 PSUs.

F2 · derivative.exercise_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.expiration_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 159,071.33 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 105,623.36 PSUs.

F2 · derivative.expiration_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · balance_after: On February 10, 2022 the Reporting Person received from the Issuer a target award of 159,071.33 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 105,623.36 PSUs.

F2 · balance_after: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:01 UTC
Garg SunilCEO, Citibank, N.A.
GrantPerformance Share Unit · Derivative 17,295.62 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025586 · ownership.xml · derivative · entry 2

Garg Sunil · CIK 0001847149 · CEO, Citibank, N.A.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,295.62

Underlying: Common Stock · 17,295.62 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 10, 2022 the Reporting Person received from the Issuer a target award of 26,047.62 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 17,295.62 PSUs.

F2 · derivative.exercise_price: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.exercise_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 26,047.62 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 17,295.62 PSUs.

F2 · derivative.exercise_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.expiration_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 26,047.62 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 17,295.62 PSUs.

F2 · derivative.expiration_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · balance_after: On February 10, 2022 the Reporting Person received from the Issuer a target award of 26,047.62 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 17,295.62 PSUs.

F2 · balance_after: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:02 UTC
Mason MarkChief Financial Officer
GrantPerformance Share Unit · Derivative 34,760.9 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025589 · ownership.xml · derivative · entry 3

Mason Mark · CIK 0001487290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,760.9

Underlying: Common Stock · 34,760.9 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 10, 2022 the Reporting Person received from the Issuer a target award of 52,350.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 34,760.90 PSUs.

F2 · derivative.exercise_price: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.exercise_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 52,350.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 34,760.90 PSUs.

F2 · derivative.exercise_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.expiration_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 52,350.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 34,760.90 PSUs.

F2 · derivative.expiration_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · balance_after: On February 10, 2022 the Reporting Person received from the Issuer a target award of 52,350.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 34,760.90 PSUs.

F2 · balance_after: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:03 UTC
McIntosh BrentChief Legal Off. & Corp. Sec'y
GrantPerformance Share Unit · Derivative 2,417.11 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025592 · ownership.xml · derivative · entry 2

McIntosh Brent · CIK 0001872640 · Chief Legal Off. & Corp. Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,417.11

Underlying: Common Stock · 2,417.11 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 10, 2022 the Reporting Person received from the Issuer a target award of 3,640.23 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 2,417.11 PSUs.

F2 · derivative.exercise_price: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.exercise_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 3,640.23 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 2,417.11 PSUs.

F2 · derivative.exercise_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.expiration_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 3,640.23 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 2,417.11 PSUs.

F2 · derivative.expiration_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · balance_after: On February 10, 2022 the Reporting Person received from the Issuer a target award of 3,640.23 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 2,417.11 PSUs.

F2 · balance_after: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:04 UTC
Selvakesari AnandChief Operating Officer
GrantPerformance Share Unit · Derivative 29,203.94 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025594 · ownership.xml · derivative · entry 2

Selvakesari Anand · CIK 0001836808 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,203.94

Underlying: Common Stock · 29,203.94 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 10, 2022 the Reporting Person received from the Issuer a target award of 43,981.84 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,203.94 PSUs.

F2 · derivative.exercise_price: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.exercise_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 43,981.84 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,203.94 PSUs.

F2 · derivative.exercise_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.expiration_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 43,981.84 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,203.94 PSUs.

F2 · derivative.expiration_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · balance_after: On February 10, 2022 the Reporting Person received from the Issuer a target award of 43,981.84 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,203.94 PSUs.

F2 · balance_after: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:05 UTC
Skyler EdwardHd of Ent Svc & Public Affairs
GrantPerformance Share Unit · Derivative 17,479.25 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025598 · ownership.xml · derivative · entry 2

Skyler Edward · CIK 0001810396 · Hd of Ent Svc & Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,479.25

Underlying: Common Stock · 17,479.25 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 10, 2022 the Reporting Person received from the Issuer a target award of 26,324.17 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 17,479.25 PSUs.

F2 · derivative.exercise_price: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.exercise_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 26,324.17 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 17,479.25 PSUs.

F2 · derivative.exercise_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.expiration_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 26,324.17 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 17,479.25 PSUs.

F2 · derivative.expiration_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · balance_after: On February 10, 2022 the Reporting Person received from the Issuer a target award of 26,324.17 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 17,479.25 PSUs.

F2 · balance_after: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:05 UTC
Torres Cantu ErnestoHead of International
GrantPerformance Share Units · Derivative 30,988.4 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025605 · ownership.xml · derivative · entry 4

Torres Cantu Ernesto · CIK 0001792762 · Head of International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,988.4

Underlying: Common Stock · 30,988.4 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 10, 2022 the Reporting Person received from the Issuer a target award of 46,669.27 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 30,988.40 PSUs.

F3 · derivative.exercise_price: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F2 · derivative.exercise_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 46,669.27 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 30,988.40 PSUs.

F3 · derivative.exercise_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F2 · derivative.expiration_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 46,669.27 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 30,988.40 PSUs.

F3 · derivative.expiration_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F2 · balance_after: On February 10, 2022 the Reporting Person received from the Issuer a target award of 46,669.27 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 30,988.40 PSUs.

F3 · balance_after: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:07 UTC
Wechter SaraChief Human Resources Officer
GrantPerformance Share Unit · Derivative 16,509.18 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025609 · ownership.xml · derivative · entry 3

Wechter Sara · CIK 0001745277 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,509.18

Underlying: Common Stock · 16,509.18 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 10, 2022 the Reporting Person received from the Issuer a target award of 24,863.22 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 16,509.18 PSUs.

F2 · derivative.exercise_price: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.exercise_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 24,863.22 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 16,509.18 PSUs.

F2 · derivative.exercise_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · derivative.expiration_date: On February 10, 2022 the Reporting Person received from the Issuer a target award of 24,863.22 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 16,509.18 PSUs.

F2 · derivative.expiration_date: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

F1 · balance_after: On February 10, 2022 the Reporting Person received from the Issuer a target award of 24,863.22 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on tangible common equity ("RoTCE") over the three-year period ending on December 31, 2024 (the "Performance Period") and (ii) the Issuer's cumulative tangible book value per share ("TBVPS") over the Performance Period. Based on performance during the Performance Period, the Reporting Person is entitled to receive 16,509.18 PSUs.

F2 · balance_after: (con't) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2025. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2025, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2021 through February 28, 2025.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:02 UTC
Livingstone DavidChief Client Officer
Tax withholdingCommon Stock 958.06 $83.94 $80,419.56
Disclosure

SEC source: 0000950170-25-025588 · ownership.xml · nonDerivative · entry 3

Livingstone David · CIK 0001770460 · Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,405.95

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:02 UTC
Livingstone DavidChief Client Officer
GrantCommon Stock 2,038.06 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025588 · ownership.xml · nonDerivative · entry 2

Livingstone David · CIK 0001770460 · Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,364.01

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:02 UTC
Livingstone DavidChief Client Officer
Tax withholdingCommon Stock 12,648.16 $83.94 $1,061,686.55
Disclosure

SEC source: 0000950170-25-025588 · ownership.xml · nonDerivative · entry 1

Livingstone David · CIK 0001770460 · Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,325.95

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:03 UTC
MORTON ANDREW JOHNHead of Markets
Tax withholdingCommon Stock 89,444.99 $83.94 $7,508,012.46
Disclosure

SEC source: 0000950170-25-025593 · ownership.xml · nonDerivative · entry 1

MORTON ANDREW JOHN · CIK 0001994231 · Head of Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,174.19

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:04 UTC
Sieg Andrew M.Head of Wealth
Tax withholdingCommon Stock 40,726.99 $83.94 $3,418,623.54
Disclosure

SEC source: 0000950170-25-025595 · ownership.xml · nonDerivative · entry 1

Sieg Andrew M. · CIK 0001766798 · Head of Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,251.59

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:05 UTC
Torres Cantu ErnestoHead of International
Tax withholdingCommon Stock 791.44 $83.94 $66,433.47
Disclosure

SEC source: 0000950170-25-025605 · ownership.xml · nonDerivative · entry 2

Torres Cantu Ernesto · CIK 0001792762 · Head of International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,769.07

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:05 UTC
Torres Cantu ErnestoHead of International
GrantCommon Stock 1,865.44 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025605 · ownership.xml · nonDerivative · entry 1

Torres Cantu Ernesto · CIK 0001792762 · Head of International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,560.51

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:06 UTC
Turek ZdenekChief Risk Officer
Tax withholdingCommon Stock 6,640.58 $83.94 $557,410.29
Disclosure

SEC source: 0000950170-25-025607 · ownership.xml · nonDerivative · entry 1

Turek Zdenek · CIK 0001837361 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,888.32

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:30 UTC
Mason MarkChief Financial Officer
GiftCommon Stock 3,073 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022330 · ownership.xml · nonDerivative · entry 3

Mason Mark · CIK 0001487290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,257.96

F3 · shares: Represents a charitable gift by the Reporting Person.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:30 UTC
Mason MarkChief Financial Officer
SaleCommon Stock 58,465 $83.21 $4,864,790.80
Disclosure

SEC source: 0000950170-25-022330 · ownership.xml · nonDerivative · entry 2

Mason Mark · CIK 0001487290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,330.96

F2 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $82.87 to USD $83.34. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:35 UTC
Skyler EdwardHd of Ent Svc & Public Affairs
SaleCommon Stock 35,545 $82.41 $2,929,263.45
Disclosure

SEC source: 0000950170-25-022359 · ownership.xml · nonDerivative · entry 2

Skyler Edward · CIK 0001810396 · Hd of Ent Svc & Public Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,726.51

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:36 UTC
Torres Cantu ErnestoHead of International
GiftCommon Stock 89,008 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022362 · ownership.xml · nonDerivative · entry 6

Torres Cantu Ernesto · CIK 0001792762 · Head of International

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 89,008

F5 · shares: On February 14, 2025, the Reporting Person made a gift of 89,008 shares to his spouse.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:36 UTC
Torres Cantu ErnestoHead of International
GiftCommon Stock 89,008 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022362 · ownership.xml · nonDerivative · entry 5

Torres Cantu Ernesto · CIK 0001792762 · Head of International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,695.07

F5 · shares: On February 14, 2025, the Reporting Person made a gift of 89,008 shares to his spouse.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:26 UTC GrantCommon Stock 19,172.44 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022298 · ownership.xml · nonDerivative · entry 1

COLE TITILOPE · CIK 0001915422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,046

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan in connection with the Reporting Person's service as an employee of the Issuer during 2024. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:27 UTC
Fraser Jane NindDirector · Chief Executive Officer
GrantCommon Stock 141,836.13 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022303 · ownership.xml · nonDerivative · entry 1

Fraser Jane Nind · CIK 0001644491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,418.22

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:28 UTC
Garg SunilCEO, Citibank, N.A.
GrantCommon Stock 29,493 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022304 · ownership.xml · nonDerivative · entry 1

Garg Sunil · CIK 0001847149 · CEO, Citibank, N.A.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,997.21

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:28 UTC
KHALIQ SYED SHAHMIRHead of Services
SaleCommon Stock 3,240 $81.72 $264,756.60
Disclosure

SEC source: 0000950170-25-022307 · ownership.xml · nonDerivative · entry 6

KHALIQ SYED SHAHMIR · CIK 0001994240 · Head of Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,327.84

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:28 UTC
KHALIQ SYED SHAHMIRHead of Services
SaleCommon Stock 4,008 $81.71 $327,493.68
Disclosure

SEC source: 0000950170-25-022307 · ownership.xml · nonDerivative · entry 5

KHALIQ SYED SHAHMIR · CIK 0001994240 · Head of Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,567.84

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:28 UTC
KHALIQ SYED SHAHMIRHead of Services
SaleCommon Stock 11,252 $81.71 $919,344.66
Disclosure

SEC source: 0000950170-25-022307 · ownership.xml · nonDerivative · entry 4

KHALIQ SYED SHAHMIR · CIK 0001994240 · Head of Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,575.84

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:28 UTC
KHALIQ SYED SHAHMIRHead of Services
SaleCommon Stock 7,500 $81.70 $612,750.00
Disclosure

SEC source: 0000950170-25-022307 · ownership.xml · nonDerivative · entry 3

KHALIQ SYED SHAHMIR · CIK 0001994240 · Head of Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,827.84

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:28 UTC
KHALIQ SYED SHAHMIRHead of Services
SaleCommon Stock 4,000 $81.70 $326,780.00
Disclosure

SEC source: 0000950170-25-022307 · ownership.xml · nonDerivative · entry 2

KHALIQ SYED SHAHMIR · CIK 0001994240 · Head of Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,327.84

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:28 UTC
KHALIQ SYED SHAHMIRHead of Services
GrantCommon Stock 33,598.59 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022307 · ownership.xml · nonDerivative · entry 1

KHALIQ SYED SHAHMIR · CIK 0001994240 · Head of Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,327.84

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:29 UTC
Livingstone DavidChief Client Officer
Tax withholdingCommon Stock 3,557.73 $81.27 $289,136.72
Disclosure

SEC source: 0000950170-25-022311 · ownership.xml · nonDerivative · entry 3

Livingstone David · CIK 0001770460 · Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,974.11

F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:29 UTC
Livingstone DavidChief Client Officer
GrantCommon Stock 7,567.73 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022311 · ownership.xml · nonDerivative · entry 2

Livingstone David · CIK 0001770460 · Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,531.84

F2 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. The award vests immediately and is sale-restricted for 12 months following the grant date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:29 UTC
Livingstone DavidChief Client Officer
GrantCommon Stock 42,818.16 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022311 · ownership.xml · nonDerivative · entry 1

Livingstone David · CIK 0001770460 · Chief Client Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,964.11

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. Vests in five equal annual installments beginning on February 20, 2028; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:29 UTC
LUCHETTI GONZALOHead of U.S. Personal Banking
SaleCommon Stock 16,354 $81.36 $1,330,572.89
Disclosure

SEC source: 0000950170-25-022314 · ownership.xml · nonDerivative · entry 2

LUCHETTI GONZALO · CIK 0001994236 · Head of U.S. Personal Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,103.51

F2 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $81.35 to USD $81.38. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:29 UTC
LUCHETTI GONZALOHead of U.S. Personal Banking
GrantCommon Stock 33,197.49 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022314 · ownership.xml · nonDerivative · entry 1

LUCHETTI GONZALO · CIK 0001994236 · Head of U.S. Personal Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,457.51

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Mason MarkChief Financial Officer
GrantCommon Stock 51,871.5 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022330 · ownership.xml · nonDerivative · entry 1

Mason Mark · CIK 0001487290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,795.96

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
McIntosh BrentChief Legal Off. & Corp. Sec'y
SaleCommon Stock 6,384 $81.24 $518,604.24
Disclosure

SEC source: 0000950170-25-022335 · ownership.xml · nonDerivative · entry 4

McIntosh Brent · CIK 0001872640 · Chief Legal Off. & Corp. Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,839.18

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
McIntosh BrentChief Legal Off. & Corp. Sec'y
SaleCommon Stock 9,408 $81.22 $764,117.76
Disclosure

SEC source: 0000950170-25-022335 · ownership.xml · nonDerivative · entry 3

McIntosh Brent · CIK 0001872640 · Chief Legal Off. & Corp. Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,223.18

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
McIntosh BrentChief Legal Off. & Corp. Sec'y
SaleCommon Stock 4,208 $81.21 $341,731.68
Disclosure

SEC source: 0000950170-25-022335 · ownership.xml · nonDerivative · entry 2

McIntosh Brent · CIK 0001872640 · Chief Legal Off. & Corp. Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,631.18

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
McIntosh BrentChief Legal Off. & Corp. Sec'y
GrantCommon Stock 41,629.83 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022335 · ownership.xml · nonDerivative · entry 1

McIntosh Brent · CIK 0001872640 · Chief Legal Off. & Corp. Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,839.18

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:31 UTC
MORTON ANDREW JOHNHead of Markets
GrantCommon Stock 75,615.24 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022339 · ownership.xml · nonDerivative · entry 1

MORTON ANDREW JOHN · CIK 0001994231 · Head of Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,619.18

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:31 UTC
RAGHAVAN VISWASHead of Banking
GrantCommon Stock 81,049.22 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022341 · ownership.xml · nonDerivative · entry 1

RAGHAVAN VISWAS · CIK 0002024259 · Head of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 704,886.9

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:32 UTC
RYAN TIMOTHYHd. of Tech. & Bus. Enablement
GrantCommon Stock 33,156.5 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022345 · ownership.xml · nonDerivative · entry 1

RYAN TIMOTHY · CIK 0002024707 · Hd. of Tech. & Bus. Enablement

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,156.5

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:34 UTC
Selvakesari AnandChief Operating Officer
SaleCommon Stock 6,752 $81.14 $547,857.28
Disclosure

SEC source: 0000950170-25-022353 · ownership.xml · nonDerivative · entry 3

Selvakesari Anand · CIK 0001836808 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,179.69

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February 13, 2025 Filed Feb 18, 2025 21:34 UTC
Selvakesari AnandChief Operating Officer
SaleCommon Stock 23,248 $81.09 $1,885,289.59
Disclosure

SEC source: 0000950170-25-022353 · ownership.xml · nonDerivative · entry 2

Selvakesari Anand · CIK 0001836808 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,931.69

F2 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $81.09 to USD $81.12. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.