Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Pres, Merrill Wealth Mgmt | March 01, 2023 | March 03, 2023 |
| CITIGROUP INCC · Entity 2837 | Head of Wealth | March 20, 2026 | March 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 391,831.1787 |
Ending reported balance
After 2023-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-01 · Exercise / conversion · Acquired 42,602 · Balance 413,580.1787 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2023-03-01 · Tax withholding · Disposed 21,749 · Balance 391,831.1787 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2020 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-01 · Exercise / conversion · Disposed 42,602 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 7.8539 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7.8539 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 12,618 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,618 |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding.
CITIGROUP INC
Report date March 20, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 243,491.62 |
Reported balance
After 2026-03-20 transaction · row 1
1 source rowRow 1 · 2026-03-20 · Tax withholding · Disposed 21,901.21 · Balance 243,491.62 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2026 Filed Mar 24, 2026 20:03 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 21,901.21 | $109.85 | $2,405,847.92 |
DisclosureSEC source: 0001193125-26-121781 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,491.62 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:11 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 36,016.12 | $115.55 | $4,161,662.67 |
DisclosureSEC source: 0001193125-26-066998 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,392.83 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:07 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 32,699.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-051358 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,408.95 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2027; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2026 Filed Jan 20, 2026 22:12 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 11,593.58 | $118.04 | $1,368,506.18 |
DisclosureSEC source: 0001193125-26-016807 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,708.96 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:01 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 16,949.05 | $71.44 | $1,210,840.13 |
DisclosureSEC source: 0000950170-25-043812 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,302.54 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 40,726.99 | $83.94 | $3,418,623.54 |
DisclosureSEC source: 0000950170-25-025595 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,251.59 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 21:35 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 44,282.35 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-022355 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,978.58 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2026; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2025 Filed Jan 22, 2025 21:06 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 5,596.99 | $79.99 | $447,703.23 |
DisclosureSEC source: 0000950170-25-007750 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,696.23 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:06 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 61,351.97 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017331 · ownership.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,293.22 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2025; none of the award is eligible for immediate sale. Read SEC document |
| October 05, 2023 Filed Oct 10, 2023 20:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 237,143.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052505 · doc4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Head of Wealth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,941.25 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in five unequal installments beginning in 2025 and ending in 2027; none of the award is eligible for immediate sale. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2020 Performance Restricted Stock Units · Derivative | 42,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-008838 · form4.xml · derivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding. F3 · derivative.expiration_date: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 21,749 | $34.14 | $742,510.86 |
DisclosureSEC source: 0001127602-23-008838 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,831.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 42,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-008838 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,580.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 02:34 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2023 Restricted Stock Units · Derivative | 62,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005425 · form4.xml · derivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,448 Underlying: Common Stock · 62,448 shares Expires 2027-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 02:34 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2023 Performance Restricted Stock Units · Derivative | 62,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005425 · form4.xml · derivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,448 Underlying: Common Stock · 62,448 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2022 Restricted Stock Units · Derivative | 12,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · derivative · entry 11 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,253 Underlying: Common Stock · 12,084 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2021 Restricted Stock Units · Derivative | 13,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · derivative · entry 10 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,728 Underlying: Common Stock · 13,364 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2020 Restricted Stock Units · Derivative | 15,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · derivative · entry 9 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,956 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 6,169 | $35.56 | $219,369.64 |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · nonDerivative · entry 6 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,978.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 12,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · nonDerivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,147.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 6,823 | $35.56 | $242,625.88 |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · nonDerivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,063.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 13,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · nonDerivative · entry 3 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,886.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 8,146 | $35.56 | $289,671.76 |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,522.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:36 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 15,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-006000 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,668.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-002500 · form4.xml · derivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2023-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On January 25, 2019, the reporting person was granted units, vesting in two equal annual installments commencing on January 25, 2022. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 38,174 | $34.87 | $1,331,127.38 |
DisclosureSEC source: 0001127602-23-002500 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,712.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 23:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-002500 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,886.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 02:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005211 · form4.xml · derivative · entry 6 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in two equal annual installments commencing February 15, 2025. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 02:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2022 Restricted Stock Units · Derivative | 48,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005211 · form4.xml · derivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,337 Underlying: Common Stock · 48,337 shares Expires 2026-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2023. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 02:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2022 Performance Restricted Stock Units · Derivative | 48,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005211 · form4.xml · derivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,337 Underlying: Common Stock · 48,337 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2022 and ending December 31, 2024. To the extent earned, the award will be settled in shares on March 1, 2025. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2022 and ending December 31, 2024. To the extent earned, the award will be settled in shares on March 1, 2025. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2021 Restricted Stock Units · Derivative | 13,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · derivative · entry 11 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,092 Underlying: Common Stock · 13,364 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2020 Restricted Stock Units · Derivative | 15,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · derivative · entry 10 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,956 Underlying: Common Stock · 15,956 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2019 Restricted Stock Units · Derivative | 37,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · derivative · entry 9 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,038 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 6,823 | $47.79 | $326,071.17 |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · nonDerivative · entry 6 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,886.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 13,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · nonDerivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,709.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 8,146 | $47.79 | $389,297.34 |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · nonDerivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,345.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 15,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · nonDerivative · entry 3 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,491.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 18,908 | $47.79 | $903,613.32 |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,535.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 37,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005645 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merrill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,443.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| January 28, 2022 Filed Jan 29, 2022 00:00 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 18,407 | $45.12 | $830,523.84 |
DisclosureSEC source: 0001127602-22-002455 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,405.1787 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.120 to $45.125, inclusive. The reporting person undertakes to provide to Bank of America Corporation, any security holder of Bank of America Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 23:45 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-002314 · form4.xml · derivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2023-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On January 25, 2019, the reporting person was granted units, vesting in two equal annual installments commencing on January 25, 2022. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 23:45 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 38,185 | $45.43 | $1,734,744.55 |
DisclosureSEC source: 0001127602-22-002314 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,812.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 23:45 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-002314 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,997.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| December 06, 2021 Filed Jan 29, 2022 00:00 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002455 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,997.1787 F2 · kind: Represents a charitable gift by the reporting person. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2020 Restricted Stock Units · Derivative | 15,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · derivative · entry 11 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,912 Underlying: Common Stock · 15,956 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2019 Restricted Stock Units · Derivative | 37,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · derivative · entry 10 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,038 Underlying: Common Stock · 37,037 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2018 Restricted Stock Units · Derivative | 29,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · derivative · entry 9 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,563 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 7,814 | $33.37 | $260,753.18 |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 6 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,997.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 15,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,811.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 18,138 | $33.37 | $605,265.06 |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,855.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.