Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 5, 2017 21:16 UTC |
TAYLOR DIANA LDirector
|
GrantCommon Stock | 51.3362 | $58.65 | $3,011.02 |
DisclosureSEC source: 0001209191-17-002033 · doc4.xml · nonDerivative · entry 1 TAYLOR DIANA L · CIK 0001397512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,863.6893 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:15 UTC |
RODIN JUDITHDirector
|
GrantCommon Stock | 19.2611 | $58.65 | $1,129.72 |
DisclosureSEC source: 0001209191-17-002024 · doc4.xml · nonDerivative · entry 2 RODIN JUDITH · CIK 0001102075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,077.4974 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:15 UTC |
RODIN JUDITHDirector
|
GrantCommon Stock | 86.398 | $58.65 | $5,067.50 |
DisclosureSEC source: 0001209191-17-002024 · doc4.xml · nonDerivative · entry 1 RODIN JUDITH · CIK 0001102075 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,747.2844 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:16 UTC |
SPERO JOAN EDirector
|
GrantCommon Stock | 19.2611 | $58.65 | $1,129.72 |
DisclosureSEC source: 0001209191-17-002028 · doc4.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,077.4974 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:16 UTC |
SPERO JOAN EDirector
|
GrantCommon Stock | 56.9483 | $58.65 | $3,340.19 |
DisclosureSEC source: 0001209191-17-002028 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,522.6147 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:16 UTC |
SPERO JOAN EDirector
|
GrantCommon Stock | 596.7299 | $58.65 | $35,000.00 |
DisclosureSEC source: 0001209191-17-002028 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,465.6664 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:18 UTC |
Turley James SDirector
|
GrantCommon Stock | 8.3203 | $58.65 | $488.01 |
DisclosureSEC source: 0001209191-17-002042 · doc4.xml · nonDerivative · entry 2 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,057.3075 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:18 UTC |
Turley James SDirector
|
GrantCommon Stock | 19.2611 | $58.65 | $1,129.72 |
DisclosureSEC source: 0001209191-17-002042 · doc4.xml · nonDerivative · entry 1 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,615.4974 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:17 UTC |
THOMPSON WILLIAM SDirector
|
GrantCommon Stock | 19.2611 | $58.65 | $1,129.72 |
DisclosureSEC source: 0001209191-17-002037 · doc4.xml · nonDerivative · entry 2 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,077.4974 F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:17 UTC |
THOMPSON WILLIAM SDirector
|
GrantCommon Stock | 852 | $58.65 | $49,972.36 |
DisclosureSEC source: 0001209191-17-002037 · doc4.xml · nonDerivative · entry 1 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 94,634 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:19 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 19.2611 | $58.65 | $1,129.72 |
DisclosureSEC source: 0001209191-17-002048 · doc4.xml · nonDerivative · entry 2 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,077.4974 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:19 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 47.639 | $58.65 | $2,794.17 |
DisclosureSEC source: 0001209191-17-002048 · doc4.xml · nonDerivative · entry 1 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,505.1311 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:21 UTC |
Forese James A.President
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-152671 · doc4.xml · derivative · entry 3 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 175,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:21 UTC |
Forese James A.President
|
Tax withholdingCommon Stock | 70,253.29 | $56.39 | $3,961,583.02 |
DisclosureSEC source: 0001209191-16-152671 · doc4.xml · nonDerivative · entry 2 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,659.71 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:21 UTC |
Forese James A.President
|
Exercise / conversionCommon Stock | 75,000 | $49.10 | $3,682,500.00 |
DisclosureSEC source: 0001209191-16-152671 · doc4.xml · nonDerivative · entry 1 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 175,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:01 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-151945 · doc4.xml · derivative · entry 4 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:01 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 142,532.56 | $55.54 | $7,916,258.38 |
DisclosureSEC source: 0001209191-16-151945 · doc4.xml · nonDerivative · entry 2 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,690.29 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:01 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 150,000 | $49.10 | $7,365,000.00 |
DisclosureSEC source: 0001209191-16-151945 · doc4.xml · nonDerivative · entry 1 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,222.85 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC |
Gerspach John CChief Financial Officer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-151947 · doc4.xml · derivative · entry 7 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC |
Gerspach John CChief Financial Officer
|
Tax withholdingCommon Stock | 141,576.63 | $55.54 | $7,863,166.03 |
DisclosureSEC source: 0001209191-16-151947 · doc4.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,692.46 F3 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. F2 · balance_after: Reflects the following distributions from the Reporting Person's current and expired Grantor Retained Annuity Trusts ("GRATs") to the Reporting Person's direct holdings that occurred since his last Form 4 filing on February 18, 2016: 27,330 shares from 2014 GRAT-1 on May 25, 2016; 25,110 shares from 2015 GRAT-1 on May 25, 2016; 23,091 shares from 2015 GRAT-2 on November 9, 2016; and 16,867 shares from 2014 GRAT-2 on November 13, 2016. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC |
Gerspach John CChief Financial Officer
|
Exercise / conversionCommon Stock | 150,000 | $49.10 | $7,365,000.00 |
DisclosureSEC source: 0001209191-16-151947 · doc4.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,269.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. F2 · balance_after: Reflects the following distributions from the Reporting Person's current and expired Grantor Retained Annuity Trusts ("GRATs") to the Reporting Person's direct holdings that occurred since his last Form 4 filing on February 18, 2016: 27,330 shares from 2014 GRAT-1 on May 25, 2016; 25,110 shares from 2015 GRAT-1 on May 25, 2016; 23,091 shares from 2015 GRAT-2 on November 9, 2016; and 16,867 shares from 2014 GRAT-2 on November 13, 2016. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC |
Hu W. BradfordCHIEF RISK OFFICER
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-151948 · doc4.xml · derivative · entry 3 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 12,500 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC |
Hu W. BradfordCHIEF RISK OFFICER
|
Tax withholdingCommon Stock | 11,798.05 | $55.54 | $655,263.70 |
DisclosureSEC source: 0001209191-16-151948 · doc4.xml · nonDerivative · entry 2 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,984.34 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC |
Hu W. BradfordCHIEF RISK OFFICER
|
Exercise / conversionCommon Stock | 12,500 | $49.10 | $613,750.00 |
DisclosureSEC source: 0001209191-16-151948 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,782.39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 12,500 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:03 UTC |
WALSH JEFFREY RController
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-151949 · doc4.xml · derivative · entry 4 WALSH JEFFREY R · CIK 0001469021 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 20,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:03 UTC |
WALSH JEFFREY RController
|
Tax withholdingCommon Stock | 18,975.44 | $55.54 | $1,053,895.94 |
DisclosureSEC source: 0001209191-16-151949 · doc4.xml · nonDerivative · entry 2 WALSH JEFFREY R · CIK 0001469021 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,534.03 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:03 UTC |
WALSH JEFFREY RController
|
Exercise / conversionCommon Stock | 20,000 | $49.10 | $982,000.00 |
DisclosureSEC source: 0001209191-16-151949 · doc4.xml · nonDerivative · entry 1 WALSH JEFFREY R · CIK 0001469021 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,509.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 20,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:14 UTC |
BIRD STEPHENCEO, Global Consumer Bank
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-150598 · doc4.xml · derivative · entry 4 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 100,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:14 UTC |
BIRD STEPHENCEO, Global Consumer Bank
|
Tax withholdingCommon Stock | 94,940.61 | $55.45 | $5,264,456.82 |
DisclosureSEC source: 0001209191-16-150598 · doc4.xml · nonDerivative · entry 2 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,520.73 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:14 UTC |
BIRD STEPHENCEO, Global Consumer Bank
|
Exercise / conversionCommon Stock | 100,000 | $49.10 | $4,910,000.00 |
DisclosureSEC source: 0001209191-16-150598 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,461.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 100,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:15 UTC |
Mills WilliamCEO, North America
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-150599 · doc4.xml · derivative · entry 6 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:15 UTC |
Mills WilliamCEO, North America
|
Tax withholdingCommon Stock | 142,880.49 | $55.45 | $7,922,723.17 |
DisclosureSEC source: 0001209191-16-150599 · doc4.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,260.49 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:15 UTC |
Mills WilliamCEO, North America
|
Exercise / conversionCommon Stock | 150,000 | $49.10 | $7,365,000.00 |
DisclosureSEC source: 0001209191-16-150599 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,140.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 21:01 UTC |
Callahan DonHead of Operations&Technology
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-150133 · doc4.xml · derivative · entry 4 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 21:01 UTC |
Callahan DonHead of Operations&Technology
|
Tax withholdingCommon Stock | 71,293.35 | $54.68 | $3,898,320.38 |
DisclosureSEC source: 0001209191-16-150133 · doc4.xml · nonDerivative · entry 2 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,862.84 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 21:01 UTC |
Callahan DonHead of Operations&Technology
|
Exercise / conversionCommon Stock | 75,000 | $49.10 | $3,682,500.00 |
DisclosureSEC source: 0001209191-16-150133 · doc4.xml · nonDerivative · entry 1 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,156.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:48 UTC |
Forese James A.President
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-149844 · doc4.xml · derivative · entry 3 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 100,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 175,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 represent a partial exercise and conversion of 100,000 employee stock options exempted pursuant to Rule 16b-3. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:48 UTC |
Forese James A.President
|
Tax withholdingCommon Stock | 95,881.52 | $53.61 | $5,140,208.29 |
DisclosureSEC source: 0001209191-16-149844 · doc4.xml · nonDerivative · entry 2 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,913 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:48 UTC |
Forese James A.President
|
Exercise / conversionCommon Stock | 100,000 | $49.10 | $4,910,000.00 |
DisclosureSEC source: 0001209191-16-149844 · doc4.xml · nonDerivative · entry 1 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,794.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 175,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 represent a partial exercise and conversion of 100,000 employee stock options exempted pursuant to Rule 16b-3. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:41 UTC |
MCQUADE EUGENE MDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-149809 · doc4.xml · derivative · entry 5 MCQUADE EUGENE M · CIK 0001195069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 100,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:41 UTC |
MCQUADE EUGENE MDirector
|
Tax withholdingCommon Stock | 95,925.77 | $53.61 | $5,142,580.53 |
DisclosureSEC source: 0001209191-16-149809 · doc4.xml · nonDerivative · entry 2 MCQUADE EUGENE M · CIK 0001195069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,304.32 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:41 UTC |
MCQUADE EUGENE MDirector
|
Exercise / conversionCommon Stock | 100,000 | $49.10 | $4,910,000.00 |
DisclosureSEC source: 0001209191-16-149809 · doc4.xml · nonDerivative · entry 1 MCQUADE EUGENE M · CIK 0001195069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,230.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 100,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:55 UTC |
Callahan DonHead of Operations&Technology
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-149438 · doc4.xml · derivative · entry 4 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 represent a partial exercise and conversion of 75,000 employee stock options exempted pursuant to Rule 16b-3. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:55 UTC |
Callahan DonHead of Operations&Technology
|
Tax withholdingCommon Stock | 73,246.89 | $51.59 | $3,778,807.06 |
DisclosureSEC source: 0001209191-16-149438 · doc4.xml · nonDerivative · entry 2 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,156.19 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:55 UTC |
Callahan DonHead of Operations&Technology
|
Exercise / conversionCommon Stock | 75,000 | $49.10 | $3,682,500.00 |
DisclosureSEC source: 0001209191-16-149438 · doc4.xml · nonDerivative · entry 1 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,403.08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 represent a partial exercise and conversion of 75,000 employee stock options exempted pursuant to Rule 16b-3. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:03 UTC |
COSTELLO ELLENDirector
|
GrantCommon Stock | 13.7097 | $47.31 | $648.66 |
DisclosureSEC source: 0001209191-16-144128 · doc4.xml · nonDerivative · entry 3 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,066.7906 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:03 UTC |
COSTELLO ELLENDirector
|
GrantCommon Stock | 4.2651 | $47.31 | $201.80 |
DisclosureSEC source: 0001209191-16-144128 · doc4.xml · nonDerivative · entry 2 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,978.4977 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:03 UTC |
COSTELLO ELLENDirector
|
GrantCommon Stock | 713.3195 | $47.31 | $33,750.00 |
DisclosureSEC source: 0001209191-16-144128 · doc4.xml · nonDerivative · entry 1 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,974.2326 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:05 UTC |
Henry Peter B.Director
|
GrantCommon Stock | 18.2616 | $47.31 | $864.03 |
DisclosureSEC source: 0001209191-16-144132 · doc4.xml · nonDerivative · entry 3 Henry Peter B. · CIK 0001513315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,372.025 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:05 UTC |
Henry Peter B.Director
|
GrantCommon Stock | 4.5469 | $47.31 | $215.13 |
DisclosureSEC source: 0001209191-16-144132 · doc4.xml · nonDerivative · entry 2 Henry Peter B. · CIK 0001513315 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,062.0814 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.