C

SEC source: 0001209191-20-009655 · doc4.xml · nonDerivative · entry 1

Dailey Grace E · CIK 0001787628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630.5569

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009657 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,857.7916

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009659 · doc4.xml · nonDerivative · entry 1

DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,818.6653

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009660 · doc4.xml · nonDerivative · entry 1

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766.8097

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,112.1808 shares of deferred common stock which vested on 1/20/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009673 · doc4.xml · nonDerivative · entry 1

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354.8097

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,112.1808 shares of deferred common stock which vested on 1/20/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009675 · doc4.xml · nonDerivative · entry 1

Jacobs Lew W IV · CIK 0001385286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,421.3123

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009677 · doc4.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354.8097

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,112.1808 shares of deferred common stock which vested on 1/20/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009679 · doc4.xml · nonDerivative · entry 1

MCQUADE EUGENE M · CIK 0001195069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,968.9004

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,015.0457 shares of deferred common stock which vested on 1/20/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009681 · doc4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,131.98

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009683 · doc4.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354.8097

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,112.1808 shares of deferred common stock which vested on 1/20/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009685 · doc4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892.8097

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,112.1808 shares of deferred common stock which vested on 1/20/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009688 · doc4.xml · nonDerivative · entry 1

WRIGHT DEBORAH C · CIK 0001192501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,105.9905

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009692 · doc4.xml · nonDerivative · entry 1

Wynaendts Alexander R · CIK 0001787734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630.5569

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-009694 · doc4.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354.8097

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,112.1808 shares of deferred common stock which vested on 1/20/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-010050 · doc4.xml · nonDerivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,669.8097

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,112.1808 shares of deferred common stock which vested on 1/20/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-004491 · doc4.xml · nonDerivative · entry 1

AKRAM RAJA · CIK 0001721897 · Controller &Chief Acc. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035.09

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004493 · doc4.xml · nonDerivative · entry 1

Babej Peter · CIK 0001792004 · CEO, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,524.05

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004494 · doc4.xml · derivative · entry 2

CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,649.56

Underlying: Common Stock · 101,649.56 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 16, 2017 the Reporting Person received from the Issuer a target award of 83,285.18 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 101,649.56 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.exercise_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 83,285.18 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 101,649.56 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.expiration_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 83,285.18 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 101,649.56 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · balance_after: On February 16, 2017 the Reporting Person received from the Issuer a target award of 83,285.18 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 101,649.56 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

SEC source: 0001209191-20-004494 · doc4.xml · nonDerivative · entry 1

CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,071.15

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004495 · doc4.xml · derivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,340.65

Underlying: Common Stock · 37,340.65 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 16, 2017 the Reporting Person received from the Issuer a target award of 30,594.55 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 37,340.65 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.exercise_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 30,594.55 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 37,340.65 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.expiration_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 30,594.55 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 37,340.65 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · balance_after: On February 16, 2017 the Reporting Person received from the Issuer a target award of 30,594.55 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 37,340.65 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

SEC source: 0001209191-20-004495 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,956.94

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004496 · doc4.xml · derivative · entry 2

Fraser Jane Nind · CIK 0001644491 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,053.47

Underlying: Common Stock · 46,053.47 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 16, 2017 the Reporting Person received from the Issuer a target award of 37,733.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 46,053.47 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.exercise_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 37,733.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 46,053.47 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.expiration_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 37,733.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 46,053.47 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · balance_after: On February 16, 2017 the Reporting Person received from the Issuer a target award of 37,733.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 46,053.47 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

SEC source: 0001209191-20-004496 · doc4.xml · nonDerivative · entry 1

Fraser Jane Nind · CIK 0001644491 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,323.89

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004497 · doc4.xml · derivative · entry 2

Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,384.52

Underlying: Common Stock · 34,384.52 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 16, 2017 the Reporting Person received from the Issuer a target award of 28,172.49 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 34,384.52 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.exercise_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 28,172.49 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 34,384.52 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.expiration_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 28,172.49 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 34,384.52 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · balance_after: On February 16, 2017 the Reporting Person received from the Issuer a target award of 28,172.49 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 34,384.52 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

SEC source: 0001209191-20-004497 · doc4.xml · nonDerivative · entry 1

Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,552.81

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004498 · doc4.xml · nonDerivative · entry 1

Livingstone David · CIK 0001770460 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,215

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004499 · doc4.xml · nonDerivative · entry 1

Mason Mark · CIK 0001487290 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,163.65

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004500 · doc4.xml · nonDerivative · entry 1

McNiff Mary · CIK 0001774216 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,514.27

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004501 · doc4.xml · nonDerivative · entry 1

Torres Cantu Ernesto · CIK 0001792762 · CEO, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,047.46

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004502 · doc4.xml · nonDerivative · entry 1

Wechter Sara · CIK 0001745277 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,312.46

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-004503 · doc4.xml · derivative · entry 2

Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,337.92

Underlying: Common Stock · 23,337.92 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 16, 2017 the Reporting Person received from the Issuer a target award of 19,121.60 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 23,337.92 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.exercise_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 19,121.60 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 23,337.92 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.expiration_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 19,121.60 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 23,337.92 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · balance_after: On February 16, 2017 the Reporting Person received from the Issuer a target award of 19,121.60 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 23,337.92 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

SEC source: 0001209191-20-004503 · doc4.xml · nonDerivative · entry 1

Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,926.96

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-20-000755 · doc4.xml · nonDerivative · entry 3

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566.1389

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000755 · doc4.xml · nonDerivative · entry 2

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,917.4538

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000755 · doc4.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,802.5674

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000758 · doc4.xml · nonDerivative · entry 1

Dailey Grace E · CIK 0001787628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729.7053

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000761 · doc4.xml · nonDerivative · entry 2

DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,729.8454

SEC source: 0001209191-20-000761 · doc4.xml · nonDerivative · entry 1

DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,710.2935

SEC source: 0001209191-20-000768 · doc4.xml · nonDerivative · entry 2

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978.1389

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000768 · doc4.xml · nonDerivative · entry 1

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,535.4621

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000774 · doc4.xml · nonDerivative · entry 3

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881.1389

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000774 · doc4.xml · nonDerivative · entry 2

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,934.8735

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000774 · doc4.xml · nonDerivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,824.8212

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000779 · doc4.xml · nonDerivative · entry 2

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 526.8507

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 523.2980 shares of deferred common stock which vested on 1/1/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000779 · doc4.xml · nonDerivative · entry 1

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566.1389

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 523.2980 shares of deferred common stock which vested on 1/1/2020 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000795 · doc4.xml · nonDerivative · entry 2

Jacobs Lew W IV · CIK 0001385286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520.4607

F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000795 · doc4.xml · nonDerivative · entry 1

Jacobs Lew W IV · CIK 0001385286 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,290

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000817 · doc4.xml · nonDerivative · entry 2

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566.1389

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000817 · doc4.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,068.7342

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-000828 · doc4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,231.1284

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.