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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2022 Filed Oct 4, 2022 20:09 UTC GrantCommon Stock 49.3999 $49.18 $2,429.24
Disclosure

SEC source: 0001209191-22-052193 · doc4.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,341.7095

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:09 UTC GrantCommon Stock 226.0592 $49.18 $11,116.46
Disclosure

SEC source: 0001209191-22-052193 · doc4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,986.9314

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:01 UTC GrantCommon Stock 48.0012 $50.04 $2,401.93
Disclosure

SEC source: 0001209191-22-041043 · doc4.xml · nonDerivative · entry 3

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,755.3096

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:01 UTC GrantCommon Stock 367.8621 $50.04 $18,407.45
Disclosure

SEC source: 0001209191-22-041043 · doc4.xml · nonDerivative · entry 2

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 37,766.6355

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:01 UTC GrantCommon Stock 1,323.9674 $50.04 $66,250.00
Disclosure

SEC source: 0001209191-22-041043 · doc4.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 37,398.7734

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:02 UTC GrantCommon Stock 48.0012 $50.04 $2,401.93
Disclosure

SEC source: 0001209191-22-041047 · doc4.xml · nonDerivative · entry 1

Dailey Grace E · CIK 0001787628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540.3096

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:03 UTC GrantCommon Stock 1,249.0258 $50.04 $62,500.00
Disclosure

SEC source: 0001209191-22-041050 · doc4.xml · nonDerivative · entry 1

DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,692.6424

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:04 UTC GrantCommon Stock 48.0012 $50.04 $2,401.93
Disclosure

SEC source: 0001209191-22-041052 · doc4.xml · nonDerivative · entry 2

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167.3096

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:04 UTC GrantCommon Stock 219.6601 $50.04 $10,991.57
Disclosure

SEC source: 0001209191-22-041052 · doc4.xml · nonDerivative · entry 1

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,760.8722

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:05 UTC GrantCommon Stock 48.0012 $50.04 $2,401.93
Disclosure

SEC source: 0001209191-22-041065 · doc4.xml · nonDerivative · entry 2

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,309.3096

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:05 UTC GrantCommon Stock 76.6848 $50.04 $3,837.23
Disclosure

SEC source: 0001209191-22-041065 · doc4.xml · nonDerivative · entry 1

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,596.8587

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:07 UTC GrantCommon Stock 48.0012 $50.04 $2,401.93
Disclosure

SEC source: 0001209191-22-041068 · doc4.xml · nonDerivative · entry 2

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,755.3096

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:07 UTC GrantCommon Stock 148.5855 $50.04 $7,435.07
Disclosure

SEC source: 0001209191-22-041068 · doc4.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,719.7811

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:08 UTC GrantCommon Stock 899 $50.04 $44,985.06
Disclosure

SEC source: 0001209191-22-041070 · doc4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,657.6378

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:09 UTC GrantCommon Stock 48.0012 $50.04 $2,401.93
Disclosure

SEC source: 0001209191-22-041075 · doc4.xml · nonDerivative · entry 2

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,755.3096

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:09 UTC GrantCommon Stock 405.1394 $50.04 $20,272.77
Disclosure

SEC source: 0001209191-22-041075 · doc4.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,135.597

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:10 UTC GrantCommon Stock 48.0012 $50.04 $2,401.93
Disclosure

SEC source: 0001209191-22-041078 · doc4.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,292.3096

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:10 UTC GrantCommon Stock 219.6601 $50.04 $10,991.57
Disclosure

SEC source: 0001209191-22-041078 · doc4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,760.8722

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:01 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022953 · doc4.xml · nonDerivative · entry 3

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,707.3084

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:01 UTC GrantCommon Stock 313.8511 $56.20 $17,638.43
Disclosure

SEC source: 0001209191-22-022953 · doc4.xml · nonDerivative · entry 2

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 36,074.806

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:01 UTC GrantCommon Stock 1,178.8256 $56.20 $66,250.00
Disclosure

SEC source: 0001209191-22-022953 · doc4.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 35,760.9549

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:02 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022954 · doc4.xml · nonDerivative · entry 1

Dailey Grace E · CIK 0001787628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,492.8534

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:04 UTC GrantCommon Stock 1,112.0996 $56.20 $62,500.00
Disclosure

SEC source: 0001209191-22-022957 · doc4.xml · nonDerivative · entry 1

DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,443.6166

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:05 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022959 · doc4.xml · nonDerivative · entry 2

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,119.3084

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:05 UTC GrantCommon Stock 193.7395 $56.20 $10,888.16
Disclosure

SEC source: 0001209191-22-022959 · doc4.xml · nonDerivative · entry 1

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,541.2121

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:07 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022961 · doc4.xml · nonDerivative · entry 2

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,261.3084

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:07 UTC GrantCommon Stock 67.6356 $56.20 $3,801.12
Disclosure

SEC source: 0001209191-22-022961 · doc4.xml · nonDerivative · entry 1

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,520.1739

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:08 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022964 · doc4.xml · nonDerivative · entry 2

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,707.3084

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:08 UTC GrantCommon Stock 131.0518 $56.20 $7,365.11
Disclosure

SEC source: 0001209191-22-022964 · doc4.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,571.1956

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:10 UTC GrantCommon Stock 800 $56.20 $44,960.00
Disclosure

SEC source: 0001209191-22-022970 · doc4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,759.4894

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:11 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022975 · doc4.xml · nonDerivative · entry 2

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,707.3084

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:11 UTC GrantCommon Stock 357.3319 $56.20 $20,082.05
Disclosure

SEC source: 0001209191-22-022975 · doc4.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 39,730.4576

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:13 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022978 · doc4.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,245.3084

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:13 UTC GrantCommon Stock 193.7395 $56.20 $10,888.16
Disclosure

SEC source: 0001209191-22-022978 · doc4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,541.2121

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:14 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022984 · doc4.xml · nonDerivative · entry 1

WRIGHT DEBORAH C · CIK 0001192501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,016.8534

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:16 UTC GrantCommon Stock 22.0598 $56.20 $1,239.76
Disclosure

SEC source: 0001209191-22-022992 · doc4.xml · nonDerivative · entry 2

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,707.3084

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:16 UTC GrantCommon Stock 343.2712 $56.20 $19,291.84
Disclosure

SEC source: 0001209191-22-022992 · doc4.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 38,167.093

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:12 UTC
COLE TITILOPECEO, Legacy Franchises
Tax withholdingCommon Stock 5,252.06 $57.35 $301,205.64
Disclosure

SEC source: 0001209191-22-020760 · doc4.xml · nonDerivative · entry 1

COLE TITILOPE · CIK 0001915422 · CEO, Legacy Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,957.25

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
February 25, 2022 Filed Feb 26, 2022 00:44 UTC GrantPerformance Share Units · Derivative 29,602.1 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013394 · doc4.xml · derivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,602.1

Underlying: Common Stock · 29,602.1 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 14, 2019 the Reporting Person received from the Issuer a target award of 33,638.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,602.10 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.exercise_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 33,638.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,602.10 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.expiration_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 33,638.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,602.10 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

Read SEC document
February 25, 2022 Filed Feb 26, 2022 00:45 UTC
Fraser Jane NindDirector · Chief Executive Officer
GrantPerformance Share Units · Derivative 37,002.63 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013395 · doc4.xml · derivative · entry 2

Fraser Jane Nind · CIK 0001644491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,002.63

Underlying: Common Stock · 37,002.63 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 14, 2019 the Reporting Person received from the Issuer a target award of 42,048.44 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 37,002.63 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.exercise_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 42,048.44 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 37,002.63 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.expiration_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 42,048.44 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 37,002.63 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

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February 25, 2022 Filed Feb 26, 2022 00:46 UTC
McNiff MaryChief Compliance Officer
GrantPerformance Share Units · Derivative 7,048.13 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013397 · doc4.xml · derivative · entry 2

McNiff Mary · CIK 0001774216 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,048.13

Underlying: Common Stock · 7,048.13 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 14, 2019 the Reporting Person received from the Issuer a target award of 8,009.23 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,048.13 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.exercise_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 8,009.23 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,048.13 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.expiration_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 8,009.23 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,048.13 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

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February 25, 2022 Filed Feb 26, 2022 00:47 UTC
Skyler EdwardHead of Global Public Affairs
GrantPerformance Share Units · Derivative 23,258.8 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013399 · doc4.xml · derivative · entry 2

Skyler Edward · CIK 0001810396 · Head of Global Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,258.8

Underlying: Common Stock · 23,258.8 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 14, 2019 the Reporting Person received from the Issuer a target award of 26,430.45 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 23,258.80 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.exercise_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 26,430.45 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 23,258.80 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.expiration_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 26,430.45 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 23,258.80 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

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February 25, 2022 Filed Feb 26, 2022 00:48 UTC
Wechter SaraHead of Human Resources
GrantPerformance Share Units · Derivative 7,892.74 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013400 · doc4.xml · derivative · entry 3

Wechter Sara · CIK 0001745277 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,892.74

Underlying: Common Stock · 7,892.74 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 14, 2019 the Reporting Person received from the Issuer a target award of 8,969.02 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,892.74 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.exercise_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 8,969.02 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,892.74 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

F1 · derivative.expiration_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 8,969.02 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,892.74 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022.

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February 20, 2022 Filed Feb 23, 2022 21:02 UTC
Fernandez de Ybarra FranciscoCEO, Institutional Clients Grp
Tax withholdingCommon Stock 36,248.95 $64.14 $2,325,007.65
Disclosure

SEC source: 0001209191-22-012151 · doc4.xml · nonDerivative · entry 1

Fernandez de Ybarra Francisco · CIK 0001775724 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,858.88

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

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February 20, 2022 Filed Feb 23, 2022 21:04 UTC
Turek ZdenekChief Risk Officer
Tax withholdingCommon Stock 3,537.92 $64.14 $226,922.19
Disclosure

SEC source: 0001209191-22-012152 · doc4.xml · nonDerivative · entry 1

Turek Zdenek · CIK 0001837361 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,966.76

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

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February 20, 2022 Filed Feb 23, 2022 21:04 UTC
Whitaker MichaelHead of Enterprise O&T
Tax withholdingCommon Stock 19,460.56 $64.14 $1,248,200.32
Disclosure

SEC source: 0001209191-22-012154 · doc4.xml · nonDerivative · entry 1

Whitaker Michael · CIK 0001758982 · Head of Enterprise O&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,987.65

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

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February 11, 2022 Filed Feb 14, 2022 21:36 UTC
McNiff MaryChief Compliance Officer
SaleCommon Stock 5,000 $68.66 $343,300.00
Disclosure

SEC source: 0001209191-22-009299 · doc4.xml · nonDerivative · entry 2

McNiff Mary · CIK 0001774216 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,828.77

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February 11, 2022 Filed Feb 14, 2022 21:44 UTC
Turek ZdenekChief Risk Officer
SaleCommon Stock 8,000 $68.68 $549,468.00
Disclosure

SEC source: 0001209191-22-009326 · doc4.xml · nonDerivative · entry 5

Turek Zdenek · CIK 0001837361 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,504.68

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February 11, 2022 Filed Feb 14, 2022 21:45 UTC
Wechter SaraHead of Human Resources
GiftCommon Stock 747 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009330 · doc4.xml · nonDerivative · entry 3

Wechter Sara · CIK 0001745277 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,296.15

F2 · shares: Represents a gift by the Reporting Person to a charitable organization.

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February 11, 2022 Filed Feb 14, 2022 21:45 UTC
Wechter SaraHead of Human Resources
SaleCommon Stock 14,800 $68.56 $1,014,614.00
Disclosure

SEC source: 0001209191-22-009330 · doc4.xml · nonDerivative · entry 2

Wechter Sara · CIK 0001745277 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,043.15

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.