BYRN

SEC source: 0001437749-24-035781 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 378,059

F3 · price: The sales were made pursuant to a 10b5-1 plan adopted April 8, 2024, in multiple transactions at prices ranging from $19.51 to $19.70055 per share. The reported price of $19.6283 is the weighted average price of the sales. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-035608 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

F1 · price: The shares were purchased in two transactions, both at the price of $18.60. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

SEC source: 0001437749-24-035781 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 396,885

F1 · price: The sales were made pursuant to a 10b5-1 plan adopted April 8, 2024, in multiple transactions at prices ranging from $19.41192 to $19.482 per share. The reported price of $19.4179 is the weighted average price of the sales.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-25-008807 · rdgdoc.xml · derivative · entry 3

Brasseur John · CIK 0002021969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares vested and were on October 18, 2024. This transaction represents the settlement of 10,000 restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares vested and were on October 18, 2024. This transaction represents the settlement of 10,000 restricted stock units in shares of common stock following vesting.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares vested and were on October 18, 2024. This transaction represents the settlement of 10,000 restricted stock units in shares of common stock following vesting.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares vested and were on October 18, 2024. This transaction represents the settlement of 10,000 restricted stock units in shares of common stock following vesting.

SEC source: 0001437749-25-008807 · rdgdoc.xml · nonDerivative · entry 2

Brasseur John · CIK 0002021969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,340

F2 · price: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner forfeited rights to 4,435 shares of the Company's common stock due to him as part of the RSU settlement to cover the Reporting Owner's withholding tax obligations arising from settlement of vested restricted stock units. There was no market transaction in connection with this forfeiture. Reporting owner was issued the net number of shares (5,565) reflecting the 10,000 rsus settlement net of the 4,435 shares withhdeld for taxes calculated at the prior day's closing price of $15.25.

SEC source: 0001437749-25-008807 · rdgdoc.xml · nonDerivative · entry 1

Brasseur John · CIK 0002021969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares vested and were on October 18, 2024. This transaction represents the settlement of 10,000 restricted stock units in shares of common stock following vesting.

SEC source: 0001437749-24-031149 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The shares were purchased in multiple transactions at prices ranging from $13.8963 to $14.18. The listed price of $14.0382 represents the weighted average price of the purchases. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

SEC source: 0001437749-24-030214 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 398,059

F1 · price: The sale was made pursuant to a 10b5-1 plan adopted April 8, 2024.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029927 · rdgdoc.xml · nonDerivative · entry 3

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 400,537

F3 · price: The sales were made in multiple transactions at prices ranging from $17.4068 to $18.43, pursuant to a 10b5-1 plan adopted April 8, 2024. The reported sale price of $17.9765 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029927 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 432,563

F2 · price: The sale was made pursuant to a 10b5-1 plan adopted April 8, 2024.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029927 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 432,564

F1 · price: The sales were made in multiple transactions at prices ranging from $17.40 to $17.42, pursuant to a 10b5-1 plan adopted April 8, 2024. The reported sale price of $17.4128 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029503 · rdgdoc.xml · nonDerivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,555

F1 · price: The shares were sold pursuant to a 10b5-1 plan adopted February 21, 2024 in multiple transactions at prices ranging from $17.01 to $17.04. The listed price of $17.0147 represents the weighted average price of all sales. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

SEC source: 0001437749-24-029175 · rdgdoc.xml · nonDerivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,005

F1 · price: The sale was made pursuant to a 10b5-1 plan adopted February 21, 2024.

SEC source: 0001437749-24-028686 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,089

F1 · price: The shares were sold in multiple transactions, pursuant to a 10b5-1 plan adopted February 21, 2024, ranging from $15.08 to $15.09431. The stated price of $15.0843 represents the weighted average price of the sales. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

SEC source: 0001437749-24-028687 · rdgdoc.xml · nonDerivative · entry 2

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,055

F2 · price: The sales were made pursuant to a 10b5-1 plan adopted February 21, 2024 in multiple transactions at prices ranging from $15.02 to $15.09427. The stated price of $15.0773 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

SEC source: 0001437749-24-028688 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 460,617

F1 · price: The sales were made, pursuant to a 10b5-1 plan adopted 04/08/2024, in multiple transactions at prices ranging from $15.40 to $15.4181. The reported sale price of $15.4024 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029176 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 438,059

F1 · price: The sales were made, pursuant to a 10b5-1 plan adopted April 8, 2024, in multiple transactions at prices ranging from $15.40 to $16.47. The reported sale price of $16.3301 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-028687 · rdgdoc.xml · nonDerivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,555

F1 · price: The sales were made pursuant to a 10b5-1 plan adopted February 21, 2024 in multiple transactions at prices ranging from $13.00 to $14.005. The stated price of $13.50 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

SEC source: 0001437749-24-023396 · rdgdoc.xml · derivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,111

Underlying: Common Stock · 16,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F2 · shares: 11,528 of the RSUs were granted as partial compensation for the Reporting Person's service as an independent director of the Company for the period from May 19, 2024 through September 19, 2025 and 4,583 of the RSUs were granted part of a stipend for the Reporting Person's service as Chairman of the Board of Directors of the Company for the same period.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F3 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected. The vesting of 11,528 of the RSUs is conditional upon the Reporting Person's continued service to the Company in his capacity as an Independent Director on the vesting date; the vesting of 4,583 of the RSUs is conditional upon the Reporting Person's continued service to the Company as Chairman of the Board on the vesting date.

F3 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected. The vesting of 11,528 of the RSUs is conditional upon the Reporting Person's continued service to the Company in his capacity as an Independent Director on the vesting date; the vesting of 4,583 of the RSUs is conditional upon the Reporting Person's continued service to the Company as Chairman of the Board on the vesting date.

SEC source: 0001437749-24-023395 · rdgdoc.xml · derivative · entry 1

Reed Chris Lavern · CIK 0001862127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,528

Underlying: Common Stock · 11,528 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected, conditional on continued service to the Company as an independent director on the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected, conditional on continued service to the Company as an independent director on the vesting date.

SEC source: 0001437749-24-023394 · rdgdoc.xml · derivative · entry 1

ELMORE LEONARD J · CIK 0001250690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,528

Underlying: Common Stock · 11,528 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected, conditional on continued service to the Company as an independent director on the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected, conditional on continued service to the Company as an independent director on the vesting date.

SEC source: 0001437749-24-023393 · rdgdoc.xml · derivative · entry 1

Rooney Emily · CIK 0001888288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,528

Underlying: Common Stock · 11,528 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected, conditional on continued service to the Company as an independent director on the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected, conditional on continued service to the Company as an independent director on the vesting date.

SEC source: 0001437749-24-018523 · rdgdoc.xml · nonDerivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,555

F1 · price: The sales were made pursuant to a 10b5-1 plan adopted February 21, 2024 in multiple transactions, all at $12.00. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

SEC source: 0001437749-24-017901 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,589

F1 · price: The shares were sold in multiple transactions, pursuant to a 10b5-1 plan adopted February 21, 2024, ranging from $10.91 to $11.49. The stated price of $11.1571 represents the weighted average price of the purchases. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

SEC source: 0001437749-24-017902 · rdgdoc.xml · nonDerivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257,887

F1 · price: The sales were made pursuant to a 10b5-1 plan adopted February 21, 2024 in multiple transactions ranging from $10.89 to $11.46. The reported price of $11.2093 represents the weighted average price of those transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.

SEC source: 0001437749-25-022750 · rdgdoc.xml · derivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,000

Underlying: Common Stock · 55,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer").

F2 · derivative.exercise_date: Pursuant to the terms of an employment agreement effective 9/1/2023 (the "Agreement") and filed with the Issuer's Form 8-K on 9/18/2023, the vesting of the RSUs is subject to a double trigger of performance and time: (i) the performance hurdle for 1/3 of the RSUs will be met when the Issuer's common stock trades above $6.00 on a 20-day volume weighted average closing price ("VWAP"); (ii) the performance hurdle for 1/3 of the RSUs will be met when the Issuer's common stock trades above $9.00 on a 20-day VWAP; (iii) the performance hurdle for the final 1/3 of the will be met when the Issuer's common stock trades above $12 on a 20-VWAP; and (iv) subject to specific modifications detailed in the Agreement for a termination through a Qualified Retirement (as defined therein), without cause, by resignation, by virtue of death or disability, or through a Change in Control, the reporting person must remain employed by the Issuer until 8/31/2026.

F2 · derivative.expiration_date: Pursuant to the terms of an employment agreement effective 9/1/2023 (the "Agreement") and filed with the Issuer's Form 8-K on 9/18/2023, the vesting of the RSUs is subject to a double trigger of performance and time: (i) the performance hurdle for 1/3 of the RSUs will be met when the Issuer's common stock trades above $6.00 on a 20-day volume weighted average closing price ("VWAP"); (ii) the performance hurdle for 1/3 of the RSUs will be met when the Issuer's common stock trades above $9.00 on a 20-day VWAP; (iii) the performance hurdle for the final 1/3 of the will be met when the Issuer's common stock trades above $12 on a 20-VWAP; and (iv) subject to specific modifications detailed in the Agreement for a termination through a Qualified Retirement (as defined therein), without cause, by resignation, by virtue of death or disability, or through a Change in Control, the reporting person must remain employed by the Issuer until 8/31/2026.

F3 · derivative.expiration_date: By agreements dated May 17, 2024 the reporting person, with the consent of the Compensation Committee of the Issuer's Board of Directors and consistent with the terms of the Issuer's equity incentive plan, assigned 55,000 of the RSUs (the "Assigned Units") to certain officers of the Issuer as a bona fide gift. The assignments did not alter any of the conditions of vesting, including the performance triggers or the requirement that, subject to specific modifications noted in note 2 above, that the reporting person remain employed through August 31, 2026. In the event that the applicable assignee ceases to be employed by the Issuer prior to such date, ownership of the Assigned Units will revert to the reporting person.

F3 · balance_after: By agreements dated May 17, 2024 the reporting person, with the consent of the Compensation Committee of the Issuer's Board of Directors and consistent with the terms of the Issuer's equity incentive plan, assigned 55,000 of the RSUs (the "Assigned Units") to certain officers of the Issuer as a bona fide gift. The assignments did not alter any of the conditions of vesting, including the performance triggers or the requirement that, subject to specific modifications noted in note 2 above, that the reporting person remain employed through August 31, 2026. In the event that the applicable assignee ceases to be employed by the Issuer prior to such date, ownership of the Assigned Units will revert to the reporting person.

SEC source: 0001437749-25-022751 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer").

F2 · derivative.exercise_date: Pursuant to the terms of an employment agreement between the Issuer and Bryan Ganz ("Ganz") effective 9/1/2023 (the "Agreement") and filed with the Issuer's Form 8-K on 9/18/2023, the vesting of the RSUS is subject to a double trigger of performance and time: (i) the performance hurdle for 1/3 of the units is met when the Issuer's common stock trades above $6.00 on a 20-day volume weighted average closing price ("VWAP"); (ii) the performance hurdle for 1/3 of the units is met when the Issuer's common stock trades above $9.00 on a 20-day VWAP; (iii) the performance hurdle for the final one-third of the will be met when the Issuer's common stock trades above $12 on a 20-day VWAP; and (iv) subject to specific modifications detailed in the Agreement for a termination through a Qualified Retirement (as defined therein), without cause, by resignation, by virtue of death or disability, or through a Change in Control, Ganz must remain employed by the Issuer until 8/31/2026.

F3 · derivative.exercise_date: By agreements dated May 17, 2024, Ganz, with the consent of the Compensation Committee of the Issuer's Board of Directors and consistent with the terms of the Issuer's equity incentive plan, assigned 20,000 of the units to the reporting person as a bona fide gift. The assignment did not alter any of the vesting conditions set forth in note 2, including the performance triggers or the requirement that, subject to specific modifications noted, that Ganz remain employed through August 31, 2026 for the units to vest. In the event the reporting person ceases to be employed by the Issuer such date, ownership of the Assigned Units will revert to Ganz.

F3 · derivative.expiration_date: By agreements dated May 17, 2024, Ganz, with the consent of the Compensation Committee of the Issuer's Board of Directors and consistent with the terms of the Issuer's equity incentive plan, assigned 20,000 of the units to the reporting person as a bona fide gift. The assignment did not alter any of the vesting conditions set forth in note 2, including the performance triggers or the requirement that, subject to specific modifications noted, that Ganz remain employed through August 31, 2026 for the units to vest. In the event the reporting person ceases to be employed by the Issuer such date, ownership of the Assigned Units will revert to Ganz.

SEC source: 0001437749-24-013822 · rdgdoc.xml · derivative · entry 3

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit · 5,000 shares

Expires 2024-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

F3 · derivative.exercise_date: These restricted stock units vested on 4/18/24 and were settled on 4/29/24.

F3 · balance_after: These restricted stock units vested on 4/18/24 and were settled on 4/29/24.

SEC source: 0001437749-24-013822 · rdgdoc.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,631

F2 · kind: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner forfeited his rights to 1,081 shares of common stock that otherwise was due to him as part of the RSU settlement to cover the Reporting Owner's withholding tax obligations arising from settlement of vested restricted stock units. There was no market transaction in connection with this forfeiture. Reporting owner was issued the net number of shares (3,158) reflecting the 5,000 rsus settlement net of the 1,081 shares withhdeld for taxes calculated at the prior trading day's closing price of $13.67.

SEC source: 0001437749-24-013822 · rdgdoc.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: These restricted stock units vested on 4/18/24 and were settled on 4/29/24.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

SEC source: 0001437749-24-013813 · rdgdoc.xml · derivative · entry 2

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,166

Underlying: Plaeholder · 5,834 shares

Expires 2032-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-24-013813 · rdgdoc.xml · nonDerivative · entry 1

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-24-013814 · rdgdoc.xml · derivative · entry 4

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Restricted Stock Unit · 27,500 shares

Expires 2024-04-18

F3 · derivative.exercise_price: These restricted stock units were performance units that were forfeited because performance conditions were not satisfied by end date of 4/18/24.

F3 · price: These restricted stock units were performance units that were forfeited because performance conditions were not satisfied by end date of 4/18/24.

F4 · balance_after: These restricted stock units also vested on 4/18/24 but have not yet been settled.

SEC source: 0001437749-24-013814 · rdgdoc.xml · derivative · entry 3

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Restricted Stock Unit · 50,000 shares

Expires 2024-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 50,000 restricted stock units in shares of common stock upon vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 50,000 restricted stock units in shares of common stock upon vesting.

SEC source: 0001437749-24-013814 · rdgdoc.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,712

F2 · kind: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner forfeited his rights to 19,675 shares of common stock that otherwise was due to him as part of the RSU settlement to cover the Reporting Owner's withholding tax obligations arising from settlement of vested restricted stock units. There was no market transaction in connection with this forfeiture. Reporting owner was issued the net number of shares (30,325) reflecting the 50,000 rsus settlement net of the 19,675 shares withhdeld for taxes calculated at the prior day's closing price of $12.80

SEC source: 0001437749-24-013814 · rdgdoc.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 50,000 restricted stock units in shares of common stock upon vesting.

SEC source: 0001437749-24-007919 · rdgdoc.xml · derivative · entry 3

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

SEC source: 0001437749-24-007919 · rdgdoc.xml · nonDerivative · entry 2

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,400

F2 · kind: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner forfeited his rights to 7,589 shares of common stock that otherwise was due to him as part of the RSU settlement to cover the Reporting Owner's withholding tax obligations arising from settlement of vested restricted stock units.

SEC source: 0001437749-24-007919 · rdgdoc.xml · nonDerivative · entry 1

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

SEC source: 0001437749-24-007918 · rdgdoc.xml · derivative · entry 3

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

SEC source: 0001437749-24-007918 · rdgdoc.xml · nonDerivative · entry 2

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,220

F2 · price: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner transferred ownership of common shares of the Company's stock held in book entry to the Company to cover the Reporting Owner's withholding tax obligations arising from settlement of vested restricted stock units.

SEC source: 0001437749-24-007918 · rdgdoc.xml · nonDerivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The shares previously vested and were to be settled by March 15, 2024. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

SEC source: 0001437749-24-007921 · rdgdoc.xml · derivative · entry 7

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F5 · derivative.exercise_date: The Restricted Stock Units vested previously and were to be settled no later than March 15, 2024.

F5 · derivative.expiration_date: The Restricted Stock Units vested previously and were to be settled no later than March 15, 2024.

SEC source: 0001437749-24-007921 · rdgdoc.xml · nonDerivative · entry 3

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,406

F2 · price: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner transferred 21,905 unencumbered shares of the Company's common stock to the issuer and forfeited 17,837 shares from the RSU settlement , to cover withholding tax arising from settlement of vested restricted stock units.

SEC source: 0001437749-24-007921 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 898,243

F2 · price: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner transferred 21,905 unencumbered shares of the Company's common stock to the issuer and forfeited 17,837 shares from the RSU settlement , to cover withholding tax arising from settlement of vested restricted stock units.

SEC source: 0001437749-24-007921 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

SEC source: 0001437749-24-007046 · rdgdoc.xml · derivative · entry 2

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,631 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were exercisable upon issuance.

SEC source: 0001437749-24-007046 · rdgdoc.xml · nonDerivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-24-005434 · rdgdoc.xml · nonDerivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,686

F1 · price: The shares were sold in multiple transactions ranging from $11.36 to $11.75. The reported price of $11.3834 represents the weighted average price of those transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.

SEC source: 0001437749-24-005261 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,416

F1 · price: The shares were sold in multiple transactions. The stated price of $12.03 represents the weighted average price of the purchases. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.