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person · Reporting owner

Pham Luan

Disclosed activity across 2 companies

Tapewire entity
58304
SEC CIK
0001819373

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Byrna Technologies Inc.BYRN · Entity 6938PresidentMarch 17, 2026March 19, 2026
Laird Superfood, Inc.LSF · Entity 137CRMOSeptember 23, 2020September 25, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Byrna Technologies Inc.

Report date March 17, 2026 · Filed March 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,405 Reported balance After 2026-03-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-17 · Grant · Acquired 10,405 · Balance 10,405

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F2: The RSUs were granted in connection with the Reporting Person's promotion to President of the Issuer. Pursuant to the terms of an offer letter entered into effective March 17, 2026 (the "Agreement") and attached as an exhibit to the Form 8-K filed by the Issuer on March 19, 2026, the vesting of the RSUs is conditioned upon (i) the volume-weighted average price of the Issuer's common stock over the final 90 days of a one-year performance period equaling or exceeding 125% of the Issuer's closing stock price on March 16, 2026, and (ii) the Reporting Person's continuous service to the Issuer through March 17, 2027, subject to acceleration upon certain terminations following a change of control of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect20,811 Reported balance After 2026-03-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-03-17 · Grant · Acquired 20,811 · Balance 20,811

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F3: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They vest in three equal tranches on March 17, 2027, March 2, 2028 and March 2, 2029, subject to the Reporting Person's continuous service to the Issuer through each such vesting date. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect20,812 Reported balance After 2026-03-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-17 · Grant · Acquired 20,812 · Balance 20,812

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F4: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They are performance-based and will vest on November 30, 2028 if and to the extent that (a) the Issuer achieves preset revenue levels for its fiscal year ending November 30, 2027 and (b) the Reporting Person (i) remains employed by the Issuer through November 30, 2028 or (ii) is terminated without cause after November 30, 2027. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F2: The RSUs were granted in connection with the Reporting Person's promotion to President of the Issuer. Pursuant to the terms of an offer letter entered into effective March 17, 2026 (the "Agreement") and attached as an exhibit to the Form 8-K filed by the Issuer on March 19, 2026, the vesting of the RSUs is conditioned upon (i) the volume-weighted average price of the Issuer's common stock over the final 90 days of a one-year performance period equaling or exceeding 125% of the Issuer's closing stock price on March 16, 2026, and (ii) the Reporting Person's continuous service to the Issuer through March 17, 2027, subject to acceleration upon certain terminations following a change of control of the Issuer.

F3: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They vest in three equal tranches on March 17, 2027, March 2, 2028 and March 2, 2029, subject to the Reporting Person's continuous service to the Issuer through each such vesting date. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

F4: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They are performance-based and will vest on November 30, 2028 if and to the extent that (a) the Issuer achieves preset revenue levels for its fiscal year ending November 30, 2027 and (b) the Reporting Person (i) remains employed by the Issuer through November 30, 2028 or (ii) is terminated without cause after November 30, 2027. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

Laird Superfood, Inc.

Report date September 23, 2020 · Filed September 25, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect124,314 Ending reported balance After 2020-09-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-09-23 · Grant · Acquired 200 · Balance 120,314

F1: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

Row 2 · 2020-09-25 · Conversion · Acquired 4,000 · Balance 124,314

F2: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Series A-1 Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-09-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-09-25 · Conversion · Disposed 2,000 · Balance 0

F2: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F2: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2026 Filed Mar 19, 2026 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Units · Derivative 20,812 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008912 · rdgdoc.xml · derivative · entry 3

Pham Luan · CIK 0001819373 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,812

Underlying: Common Stock · 20,812 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F4 · derivative.exercise_date: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They are performance-based and will vest on November 30, 2028 if and to the extent that (a) the Issuer achieves preset revenue levels for its fiscal year ending November 30, 2027 and (b) the Reporting Person (i) remains employed by the Issuer through November 30, 2028 or (ii) is terminated without cause after November 30, 2027. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

F4 · derivative.expiration_date: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They are performance-based and will vest on November 30, 2028 if and to the extent that (a) the Issuer achieves preset revenue levels for its fiscal year ending November 30, 2027 and (b) the Reporting Person (i) remains employed by the Issuer through November 30, 2028 or (ii) is terminated without cause after November 30, 2027. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Units · Derivative 20,811 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008912 · rdgdoc.xml · derivative · entry 2

Pham Luan · CIK 0001819373 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,811

Underlying: Common Stock · 20,811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F3 · derivative.exercise_date: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They vest in three equal tranches on March 17, 2027, March 2, 2028 and March 2, 2029, subject to the Reporting Person's continuous service to the Issuer through each such vesting date. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

F3 · derivative.expiration_date: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They vest in three equal tranches on March 17, 2027, March 2, 2028 and March 2, 2029, subject to the Reporting Person's continuous service to the Issuer through each such vesting date. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Units · Derivative 10,405 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008912 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,405

Underlying: Common Stock · 10,405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F2 · derivative.exercise_date: The RSUs were granted in connection with the Reporting Person's promotion to President of the Issuer. Pursuant to the terms of an offer letter entered into effective March 17, 2026 (the "Agreement") and attached as an exhibit to the Form 8-K filed by the Issuer on March 19, 2026, the vesting of the RSUs is conditioned upon (i) the volume-weighted average price of the Issuer's common stock over the final 90 days of a one-year performance period equaling or exceeding 125% of the Issuer's closing stock price on March 16, 2026, and (ii) the Reporting Person's continuous service to the Issuer through March 17, 2027, subject to acceleration upon certain terminations following a change of control of the Issuer.

F2 · derivative.expiration_date: The RSUs were granted in connection with the Reporting Person's promotion to President of the Issuer. Pursuant to the terms of an offer letter entered into effective March 17, 2026 (the "Agreement") and attached as an exhibit to the Form 8-K filed by the Issuer on March 19, 2026, the vesting of the RSUs is conditioned upon (i) the volume-weighted average price of the Issuer's common stock over the final 90 days of a one-year performance period equaling or exceeding 125% of the Issuer's closing stock price on March 16, 2026, and (ii) the Reporting Person's continuous service to the Issuer through March 17, 2027, subject to acceleration upon certain terminations following a change of control of the Issuer.

Read SEC document
May 02, 2025 Filed May 8, 2025 23:30 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 7,990 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015599 · rdgdoc.xml · derivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,990

Underlying: Common Stock · 7,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc.

F3 · derivative.exercise_date: The restricted stock units are performance-based and will vest on November 30, 2027 if and to the extent that (a) the issuer achieves preset revenue levels for its fiscal year ending November 30, 2026 and (b) the reporting person (i) remains employed by the issuer through November 30, 2027 or (ii) is terminated without cause after November 30, 2026. Such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

F3 · derivative.expiration_date: The restricted stock units are performance-based and will vest on November 30, 2027 if and to the extent that (a) the issuer achieves preset revenue levels for its fiscal year ending November 30, 2026 and (b) the reporting person (i) remains employed by the issuer through November 30, 2027 or (ii) is terminated without cause after November 30, 2026. Such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
May 02, 2025 Filed May 8, 2025 23:30 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 7,990 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015599 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,990

Underlying: Common Stock · 7,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three equal tranches on May 2, 2026, March 7, 2027 and March 7, 2028, provided that such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

F2 · derivative.expiration_date: The restricted stock units vest in three equal tranches on May 2, 2026, March 7, 2027 and March 7, 2028, provided that such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
May 02, 2025 Filed May 12, 2025 10:05 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 7,990 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015921 · rdgdoc.xml · derivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,990

Underlying: Common Stock · 7,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc.

F3 · derivative.exercise_date: The restricted stock units are performance-based and will vest on November 30, 2027 if and to the extent that (a) the issuer achieves preset revenue levels for its fiscal year ending November 30, 2026 and (b) the reporting person (i) remains employed by the issuer through November 30, 2027 or (ii) is terminated without cause after November 30, 2026. Such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

F3 · derivative.expiration_date: The restricted stock units are performance-based and will vest on November 30, 2027 if and to the extent that (a) the issuer achieves preset revenue levels for its fiscal year ending November 30, 2026 and (b) the reporting person (i) remains employed by the issuer through November 30, 2027 or (ii) is terminated without cause after November 30, 2026. Such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
May 02, 2025 Filed May 12, 2025 10:05 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 7,990 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015921 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,990

Underlying: Common Stock · 7,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three equal tranches on May 2, 2026, March 1, 2027 and March 1, 2028, provided that such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction. This amendment corrects the vesting dates of the second and third RSU tranches to comport to the terms of the grant.

F2 · derivative.expiration_date: The restricted stock units vest in three equal tranches on May 2, 2026, March 1, 2027 and March 1, 2028, provided that such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction. This amendment corrects the vesting dates of the second and third RSU tranches to comport to the terms of the grant.

Read SEC document
February 12, 2025 Filed Feb 15, 2025 01:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 SaleCommon Stock 33,483 $30.19 $1,010,905.34
Disclosure

SEC source: 0001437749-25-004089 · rdgdoc.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,148

F1 · kind: Adoption date of referenced 10b5-1(c) plan is: 11-07-2024

F2 · price: The stock was sold in multiple transactions at prices ranging from $28.74 to $31.65. The reported price of $30.1916 represents the weighted average of all of the sales. The Reporting Person undertakes to provide details of all transactions upon request.

Read SEC document
May 17, 2024 Filed Jul 16, 2025 00:01 UTC Byrna Technologies Inc. BYRN · Entity 6938 GiftRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-022751 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer").

F2 · derivative.exercise_date: Pursuant to the terms of an employment agreement between the Issuer and Bryan Ganz ("Ganz") effective 9/1/2023 (the "Agreement") and filed with the Issuer's Form 8-K on 9/18/2023, the vesting of the RSUS is subject to a double trigger of performance and time: (i) the performance hurdle for 1/3 of the units is met when the Issuer's common stock trades above $6.00 on a 20-day volume weighted average closing price ("VWAP"); (ii) the performance hurdle for 1/3 of the units is met when the Issuer's common stock trades above $9.00 on a 20-day VWAP; (iii) the performance hurdle for the final one-third of the will be met when the Issuer's common stock trades above $12 on a 20-day VWAP; and (iv) subject to specific modifications detailed in the Agreement for a termination through a Qualified Retirement (as defined therein), without cause, by resignation, by virtue of death or disability, or through a Change in Control, Ganz must remain employed by the Issuer until 8/31/2026.

F3 · derivative.exercise_date: By agreements dated May 17, 2024, Ganz, with the consent of the Compensation Committee of the Issuer's Board of Directors and consistent with the terms of the Issuer's equity incentive plan, assigned 20,000 of the units to the reporting person as a bona fide gift. The assignment did not alter any of the vesting conditions set forth in note 2, including the performance triggers or the requirement that, subject to specific modifications noted, that Ganz remain employed through August 31, 2026 for the units to vest. In the event the reporting person ceases to be employed by the Issuer such date, ownership of the Assigned Units will revert to Ganz.

F3 · derivative.expiration_date: By agreements dated May 17, 2024, Ganz, with the consent of the Compensation Committee of the Issuer's Board of Directors and consistent with the terms of the Issuer's equity incentive plan, assigned 20,000 of the units to the reporting person as a bona fide gift. The assignment did not alter any of the vesting conditions set forth in note 2, including the performance triggers or the requirement that, subject to specific modifications noted, that Ganz remain employed through August 31, 2026 for the units to vest. In the event the reporting person ceases to be employed by the Issuer such date, ownership of the Assigned Units will revert to Ganz.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 01:25 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-013822 · rdgdoc.xml · derivative · entry 3

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit · 5,000 shares

Expires 2024-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

F3 · derivative.exercise_date: These restricted stock units vested on 4/18/24 and were settled on 4/29/24.

F3 · balance_after: These restricted stock units vested on 4/18/24 and were settled on 4/29/24.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 01:25 UTC Byrna Technologies Inc. BYRN · Entity 6938 Tax withholdingCommon Stock 1,081 $13.67 $14,777.27
Disclosure

SEC source: 0001437749-24-013822 · rdgdoc.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,631

F2 · kind: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner forfeited his rights to 1,081 shares of common stock that otherwise was due to him as part of the RSU settlement to cover the Reporting Owner's withholding tax obligations arising from settlement of vested restricted stock units. There was no market transaction in connection with this forfeiture. Reporting owner was issued the net number of shares (3,158) reflecting the 5,000 rsus settlement net of the 1,081 shares withhdeld for taxes calculated at the prior trading day's closing price of $13.67.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 01:25 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-013822 · rdgdoc.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: These restricted stock units vested on 4/18/24 and were settled on 4/29/24.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

Read SEC document
April 18, 2024 Filed Apr 30, 2024 00:03 UTC Byrna Technologies Inc. BYRN · Entity 6938 Disposition to issuerRestricted Stock Unit · Derivative 27,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-013814 · rdgdoc.xml · derivative · entry 4

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Restricted Stock Unit · 27,500 shares

Expires 2024-04-18

F3 · derivative.exercise_price: These restricted stock units were performance units that were forfeited because performance conditions were not satisfied by end date of 4/18/24.

F3 · price: These restricted stock units were performance units that were forfeited because performance conditions were not satisfied by end date of 4/18/24.

F4 · balance_after: These restricted stock units also vested on 4/18/24 but have not yet been settled.

Read SEC document
April 18, 2024 Filed Apr 30, 2024 00:03 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-013814 · rdgdoc.xml · derivative · entry 3

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Restricted Stock Unit · 50,000 shares

Expires 2024-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 50,000 restricted stock units in shares of common stock upon vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 50,000 restricted stock units in shares of common stock upon vesting.

Read SEC document
April 18, 2024 Filed Apr 30, 2024 00:03 UTC Byrna Technologies Inc. BYRN · Entity 6938 Tax withholdingCommon Stock 19,675 $12.80 $251,840.00
Disclosure

SEC source: 0001437749-24-013814 · rdgdoc.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,712

F2 · kind: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner forfeited his rights to 19,675 shares of common stock that otherwise was due to him as part of the RSU settlement to cover the Reporting Owner's withholding tax obligations arising from settlement of vested restricted stock units. There was no market transaction in connection with this forfeiture. Reporting owner was issued the net number of shares (30,325) reflecting the 50,000 rsus settlement net of the 19,675 shares withhdeld for taxes calculated at the prior day's closing price of $12.80

Read SEC document
April 18, 2024 Filed Apr 30, 2024 00:03 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-013814 · rdgdoc.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 50,000 restricted stock units in shares of common stock upon vesting.

Read SEC document
January 28, 2024 Filed Jan 31, 2024 01:04 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $6.89 $0.00
Disclosure

SEC source: 0001437749-24-002599 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2034-01-28

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 1/28/2025 (the "ear Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 1/28/2026 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 1/28/2027 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, non-qualified stock options) pursuant and subject to Company' Amended and Restated 2020 Equity Incentive Plan (the "Plan").

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July 17, 2023 Filed Jul 19, 2023 00:01 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 3,003 $3.79 $11,381.07
Disclosure

SEC source: 0001437749-23-020175 · rdgdoc.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,387

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July 14, 2023 Filed Jul 19, 2023 00:01 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 2,505 $3.66 $9,165.54
Disclosure

SEC source: 0001437749-23-020175 · rdgdoc.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,384

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.645 to $3.66. The reported price of $3.6589 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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December 08, 2022 Filed Dec 13, 2022 01:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantStock Option (right to buy) · Derivative 33,333 $0.00 Strike: $8.96 $0.00
Disclosure

SEC source: 0001437749-22-028941 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2032-12-08

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 12/08/2023 (the "Year Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 12/08/2024 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 12/08/2025 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, a non-qualified stock option) pursuant and subject to Company's Amended and Restated 2020 Equity Incentive Plan (the "Plan").

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October 07, 2022 Filed Oct 12, 2022 00:15 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 2,430 $5.34 $12,976.20
Disclosure

SEC source: 0001437749-22-023983 · rdgdoc.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,879

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October 06, 2022 Filed Oct 12, 2022 00:15 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 3,307 $5.04 $16,667.28
Disclosure

SEC source: 0001437749-22-023983 · rdgdoc.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,449

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September 25, 2020 Filed Sep 25, 2020 19:05 UTC Laird Superfood, Inc. LSF · Entity 137 ConversionSeries A-1 Preferred Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052082 · doc4.xml · derivative · entry 3

Pham Luan · CIK 0001819373 · CRMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

F2 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

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September 25, 2020 Filed Sep 25, 2020 19:05 UTC Laird Superfood, Inc. LSF · Entity 137 ConversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052082 · doc4.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · CRMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date.

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September 23, 2020 Filed Sep 25, 2020 19:05 UTC Laird Superfood, Inc. LSF · Entity 137 GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052082 · doc4.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · CRMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,314

F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.