Ganz Bryan

SEC source: 0001437749-26-012426 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,673

F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.535 to $6.61, inclusive. The reported price of $6.56 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-26-012595 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,673

F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.535 to $6.61, inclusive. The reported price of $6.56 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-26-001449 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,173

SEC source: 0001437749-25-037763 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,173

SEC source: 0001437749-25-033104 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By BSG Family Investment LLC

Disclosed balance after: 469,233

F1 · shares: This transaction involved the reporting person's gift of 469,233 shares of common stock to BSG Family Investment LLC ("BSG"), the sole member of which is a trust for the benefit of the reporting person's family members over which the reporting person has the right to replace the trustee. The reporting person serves as manager of BSG.

F1 · price: This transaction involved the reporting person's gift of 469,233 shares of common stock to BSG Family Investment LLC ("BSG"), the sole member of which is a trust for the benefit of the reporting person's family members over which the reporting person has the right to replace the trustee. The reporting person serves as manager of BSG.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: This transaction involved the reporting person's gift of 469,233 shares of common stock to BSG Family Investment LLC ("BSG"), the sole member of which is a trust for the benefit of the reporting person's family members over which the reporting person has the right to replace the trustee. The reporting person serves as manager of BSG.

SEC source: 0001437749-25-033104 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,173

F1 · shares: This transaction involved the reporting person's gift of 469,233 shares of common stock to BSG Family Investment LLC ("BSG"), the sole member of which is a trust for the benefit of the reporting person's family members over which the reporting person has the right to replace the trustee. The reporting person serves as manager of BSG.

F1 · price: This transaction involved the reporting person's gift of 469,233 shares of common stock to BSG Family Investment LLC ("BSG"), the sole member of which is a trust for the benefit of the reporting person's family members over which the reporting person has the right to replace the trustee. The reporting person serves as manager of BSG.

SEC source: 0001437749-25-030954 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 288,059

F1 · price: The sales were made pursuant to a 10b5-1 plan adopted April 14, 2024, in multiple transactions at prices ranging from $29.40 to $30.40 per share. The reported price of $29.90 is the weighted average price of the sales.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-25-004797 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 328,059

F1 · price: The sales were made pursuant to a 10b5-1 plan adopted November 21, 2024, in multiple transactions at prices ranging from $27.31 to $30.55 per share. The reported price of $29.3704 is the weighted average price of the sales.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-035781 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 378,059

F3 · price: The sales were made pursuant to a 10b5-1 plan adopted April 8, 2024, in multiple transactions at prices ranging from $19.51 to $19.70055 per share. The reported price of $19.6283 is the weighted average price of the sales. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-035781 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 396,885

F1 · price: The sales were made pursuant to a 10b5-1 plan adopted April 8, 2024, in multiple transactions at prices ranging from $19.41192 to $19.482 per share. The reported price of $19.4179 is the weighted average price of the sales.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-030214 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 398,059

F1 · price: The sale was made pursuant to a 10b5-1 plan adopted April 8, 2024.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029927 · rdgdoc.xml · nonDerivative · entry 3

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 400,537

F3 · price: The sales were made in multiple transactions at prices ranging from $17.4068 to $18.43, pursuant to a 10b5-1 plan adopted April 8, 2024. The reported sale price of $17.9765 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029927 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 432,563

F2 · price: The sale was made pursuant to a 10b5-1 plan adopted April 8, 2024.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029927 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 432,564

F1 · price: The sales were made in multiple transactions at prices ranging from $17.40 to $17.42, pursuant to a 10b5-1 plan adopted April 8, 2024. The reported sale price of $17.4128 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-028688 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 460,617

F1 · price: The sales were made, pursuant to a 10b5-1 plan adopted 04/08/2024, in multiple transactions at prices ranging from $15.40 to $15.4181. The reported sale price of $15.4024 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-029176 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Northeast Industrial Partners LLC

Disclosed balance after: 438,059

F1 · price: The sales were made, pursuant to a 10b5-1 plan adopted April 8, 2024, in multiple transactions at prices ranging from $15.40 to $16.47. The reported sale price of $16.3301 represents the weighted average price of the transactions. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of their beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-25-022750 · rdgdoc.xml · derivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,000

Underlying: Common Stock · 55,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer").

F2 · derivative.exercise_date: Pursuant to the terms of an employment agreement effective 9/1/2023 (the "Agreement") and filed with the Issuer's Form 8-K on 9/18/2023, the vesting of the RSUs is subject to a double trigger of performance and time: (i) the performance hurdle for 1/3 of the RSUs will be met when the Issuer's common stock trades above $6.00 on a 20-day volume weighted average closing price ("VWAP"); (ii) the performance hurdle for 1/3 of the RSUs will be met when the Issuer's common stock trades above $9.00 on a 20-day VWAP; (iii) the performance hurdle for the final 1/3 of the will be met when the Issuer's common stock trades above $12 on a 20-VWAP; and (iv) subject to specific modifications detailed in the Agreement for a termination through a Qualified Retirement (as defined therein), without cause, by resignation, by virtue of death or disability, or through a Change in Control, the reporting person must remain employed by the Issuer until 8/31/2026.

F2 · derivative.expiration_date: Pursuant to the terms of an employment agreement effective 9/1/2023 (the "Agreement") and filed with the Issuer's Form 8-K on 9/18/2023, the vesting of the RSUs is subject to a double trigger of performance and time: (i) the performance hurdle for 1/3 of the RSUs will be met when the Issuer's common stock trades above $6.00 on a 20-day volume weighted average closing price ("VWAP"); (ii) the performance hurdle for 1/3 of the RSUs will be met when the Issuer's common stock trades above $9.00 on a 20-day VWAP; (iii) the performance hurdle for the final 1/3 of the will be met when the Issuer's common stock trades above $12 on a 20-VWAP; and (iv) subject to specific modifications detailed in the Agreement for a termination through a Qualified Retirement (as defined therein), without cause, by resignation, by virtue of death or disability, or through a Change in Control, the reporting person must remain employed by the Issuer until 8/31/2026.

F3 · derivative.expiration_date: By agreements dated May 17, 2024 the reporting person, with the consent of the Compensation Committee of the Issuer's Board of Directors and consistent with the terms of the Issuer's equity incentive plan, assigned 55,000 of the RSUs (the "Assigned Units") to certain officers of the Issuer as a bona fide gift. The assignments did not alter any of the conditions of vesting, including the performance triggers or the requirement that, subject to specific modifications noted in note 2 above, that the reporting person remain employed through August 31, 2026. In the event that the applicable assignee ceases to be employed by the Issuer prior to such date, ownership of the Assigned Units will revert to the reporting person.

F3 · balance_after: By agreements dated May 17, 2024 the reporting person, with the consent of the Compensation Committee of the Issuer's Board of Directors and consistent with the terms of the Issuer's equity incentive plan, assigned 55,000 of the RSUs (the "Assigned Units") to certain officers of the Issuer as a bona fide gift. The assignments did not alter any of the conditions of vesting, including the performance triggers or the requirement that, subject to specific modifications noted in note 2 above, that the reporting person remain employed through August 31, 2026. In the event that the applicable assignee ceases to be employed by the Issuer prior to such date, ownership of the Assigned Units will revert to the reporting person.

SEC source: 0001437749-24-007921 · rdgdoc.xml · derivative · entry 7

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F5 · derivative.exercise_date: The Restricted Stock Units vested previously and were to be settled no later than March 15, 2024.

F5 · derivative.expiration_date: The Restricted Stock Units vested previously and were to be settled no later than March 15, 2024.

SEC source: 0001437749-24-007921 · rdgdoc.xml · nonDerivative · entry 3

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,406

F2 · price: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner transferred 21,905 unencumbered shares of the Company's common stock to the issuer and forfeited 17,837 shares from the RSU settlement , to cover withholding tax arising from settlement of vested restricted stock units.

SEC source: 0001437749-24-007921 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 898,243

F2 · price: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner transferred 21,905 unencumbered shares of the Company's common stock to the issuer and forfeited 17,837 shares from the RSU settlement , to cover withholding tax arising from settlement of vested restricted stock units.

SEC source: 0001437749-24-007921 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

SEC source: 0001437749-23-034626 · rdgdoc.xml · derivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer")

F3 · derivative.exercise_date: Pursuant to the terms of an employment agreement entered into effective September 1, 2023 (the "Agreement") and attached in full to the Form 8-K filed by the Issuer on September 18, 2023, the vesting of the units is subject to a double trigger of performance and time providing that (i) performance hurdles for three equal tranches, each consisting 200,000 units, will be met when the Issuer's common stock trades above $6.00, $9.00 and $12..00, respectively on a 20-day volume weighted average closing price ("VWAP"), and (ii) subject to specific modifications detailed in the Agreement for a termination through a "Qualified Retirement" without cause, by resignation, by virtue of death or disability, or through a "Change in Control", the reporting person must remain employed by the Issuer until August 31, 2026 for the restricted stock units to vest. See the Form 8K for a fuller summary of its terms and the Agreement attached thereto for additional details.

F3 · derivative.expiration_date: Pursuant to the terms of an employment agreement entered into effective September 1, 2023 (the "Agreement") and attached in full to the Form 8-K filed by the Issuer on September 18, 2023, the vesting of the units is subject to a double trigger of performance and time providing that (i) performance hurdles for three equal tranches, each consisting 200,000 units, will be met when the Issuer's common stock trades above $6.00, $9.00 and $12..00, respectively on a 20-day volume weighted average closing price ("VWAP"), and (ii) subject to specific modifications detailed in the Agreement for a termination through a "Qualified Retirement" without cause, by resignation, by virtue of death or disability, or through a "Change in Control", the reporting person must remain employed by the Issuer until August 31, 2026 for the restricted stock units to vest. See the Form 8K for a fuller summary of its terms and the Agreement attached thereto for additional details.

SEC source: 0001437749-23-028444 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,148

SEC source: 0001437749-23-028444 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,148

F1 · price: The shares were purchased in multiple transactions at prices ranging from $2.98 to $3.10. The reported price of $3.0536 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-23-034626 · rdgdoc.xml · derivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 150,000 shares

Expires 2023-08-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer")

F2 · derivative.exercise_date: The restricted stock units consisted of 300,000 Units with a $20 20-day volume weighted average price ("VWAP") performance trigger and 150,000 restricted stock units with a $30 20-day VWAP performance trigger ("$30 Trigger"). The reporting person was required to remain in service to the Company through August 31, 2023 for any units to vest. On August 31, 2023, 300,000 of the restricted stock units vested, but have not yet been settled, and 150,000 of the restricted stock units were forfeited.

F2 · balance_after: The restricted stock units consisted of 300,000 Units with a $20 20-day volume weighted average price ("VWAP") performance trigger and 150,000 restricted stock units with a $30 20-day VWAP performance trigger ("$30 Trigger"). The reporting person was required to remain in service to the Company through August 31, 2023 for any units to vest. On August 31, 2023, 300,000 of the restricted stock units vested, but have not yet been settled, and 150,000 of the restricted stock units were forfeited.

SEC source: 0001437749-23-028444 · rdgdoc.xml · nonDerivative · entry 4

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the David Ganz Trust FBO Madelyn Hyland

Disclosed balance after: 0

F3 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: The reporting person served as trustee of each trust, of which certain members of the reporting person's immediate family were beneficiaries. On December 31, 2022, the trusts distributed all shares of the issuer's common stock to the beneficiaries of the trusts. Prior to distribution, the reporting person disclaimed beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest therein.

SEC source: 0001437749-23-028444 · rdgdoc.xml · nonDerivative · entry 3

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the David Ganz Trust FBO Kathryn R. Ganz

Disclosed balance after: 0

F3 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: The reporting person served as trustee of each trust, of which certain members of the reporting person's immediate family were beneficiaries. On December 31, 2022, the trusts distributed all shares of the issuer's common stock to the beneficiaries of the trusts. Prior to distribution, the reporting person disclaimed beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest therein.

SEC source: 0001437749-22-028943 · rdgdoc.xml · derivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2032-12-08

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 12/08/2023 (the "Year Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 12/08/2024 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 12/08/2025 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, a non-qualified stock option) pursuant and subject to Company's Amended and Restated 2020 Equity Incentive Plan (the "Plan").

SEC source: 0001437749-22-023982 · rdgdoc.xml · nonDerivative · entry 3

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,148

F2 · price: The shares were purchased in multiple transactions at prices ranging from $4.94 to $5.30. The reported price of $5.0921 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-22-023982 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,188

F1 · price: The shares were purchased in multiple transactions at prices ranging from $5.10to $5.3128. The reported price of $5.1439 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-22-023982 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,188

SEC source: 0001437749-22-017072 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,188

F1 · price: The shares were purchased in multiple transactions at prices ranging from $$7.56 to $7.6578. The reported price of $7.6352 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-23-028444 · rdgdoc.xml · derivative · entry 9

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2023-03-23

F7 · derivative.exercise_date: One third of the grant (the "Option Shares") will vest and become exercisable on 3/23/23 (the "Year Anniversary"); the balance of the Option Shares will vest in eight (8) quarterly, consecutive, and equal installments thereafter, beginning on the first calendar day of the fiscal quarter immediately following the Year Anniversary, until all Option Shares are fully vested.

SEC source: 0001437749-23-028444 · rdgdoc.xml · derivative · entry 8

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2023-08-31

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock.

F6 · derivative.exercise_date: The original grant of restricted stock units ("Units") consisted of 300,000 Units with a $20 20-day VWAP performance trigger, 300,000 Units with a $30 20-day VWAP performance trigger ("$30 Trigger"), and 300,000 Units with a $40 20-day VWAP performance trigger ("$40 Trigger"). The Reporting Person was required to remain in service to the Company through August 31, 2023 for any Units to vest. The Reporting Person agreed to an amendment of the original Restricted Stock Unit Agreement, approved by the Board, to provide for cancellation of half the Units, consisting of all Units with a $40 Trigger and 150,000 Units with a $30 Trigger, in exchange for a grant of an equal number of options as described herein.

SEC source: 0001437749-22-004112 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President, CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,188

F1 · price: The shares were purchased in multiple transactions at prices ranging from $8.9242 to $8.9650. The reported price of $8.9446 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-22-003860 · rdgdoc.xml · derivative · entry 6

Ganz Bryan · CIK 0001318455 · Director · President, CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were exercisable upon issuance.

SEC source: 0001437749-22-003860 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President, CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-029060 · rdgdoc.xml · derivative · entry 6

Ganz Bryan · CIK 0001318455 · Director · President, CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 17,500 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were exercisable upon issuance.

SEC source: 0001437749-21-029060 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President, CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-21-023786 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President, CEO, Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,188

F1 · price: The shares were purchased in multiple transactions at prices ranging from $17.25 to $17.98 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001387131-21-008104 · byrn-form4_072021.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · CEO Pres Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,188