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Hughes Herbert

Disclosed activity across 1 company

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27611
SEC CIK
0001861816

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Byrna Technologies Inc.BYRN · Entity 6938DirectorJuly 29, 2026July 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Byrna Technologies Inc.

Report date July 29, 2026 · Filed July 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect178,342 Reported balance After 2026-07-29 transaction · row 1
1 source row

Row 1 · 2026-07-29 · Exercise / conversion · Acquired 4,865 · Balance 178,342

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-07-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-29 · Exercise / conversion · Disposed 4,865 · Balance 0

F2: The restricted stock units were granted on July 29, 2025, vested on July 29, 2026, were required to be settled by March 15, 2027, and were settled on July 29, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F2: The restricted stock units were granted on July 29, 2025, vested on July 29, 2026, were required to be settled by March 15, 2027, and were settled on July 29, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2026 Filed Jul 31, 2026 20:06 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 4,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025236 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units were granted on July 29, 2025, vested on July 29, 2026, were required to be settled by March 15, 2027, and were settled on July 29, 2026.

F2 · derivative.expiration_date: The restricted stock units were granted on July 29, 2025, vested on July 29, 2026, were required to be settled by March 15, 2027, and were settled on July 29, 2026.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:06 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 4,865 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025236 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
July 28, 2026 Filed Jul 28, 2026 20:51 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 1,499 $3.86 $5,791.09
Disclosure

SEC source: 0001437749-26-024689 · rdgdoc.xml · nonDerivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sibling, as Attorney-in-Fact under a Durable Power of Attorney

Disclosed balance after: 173,477

F3 · date: The shares were purchased in multiple transactions at prices ranging from $3.86 to $3.87 per share. The price reported reflects the volume weighted average purchase price of $3.8633 for the transactions. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · price: The shares were purchased in multiple transactions at prices ranging from $3.86 to $3.87 per share. The price reported reflects the volume weighted average purchase price of $3.8633 for the transactions. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any. These shares are owned directly by Charles Hughes, and are reported herein solely because the Reporting Person holds voting and dispositive power over the shares as Attorney-in-Fact under a Durable Power of Attorney.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any. These shares are owned directly by Charles Hughes, and are reported herein solely because the Reporting Person holds voting and dispositive power over the shares as Attorney-in-Fact under a Durable Power of Attorney.

Read SEC document
July 27, 2026 Filed Jul 28, 2026 20:51 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 2,501 $3.77 $9,428.77
Disclosure

SEC source: 0001437749-26-024689 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sibling, as Attorney-in-Fact under a Durable Power of Attorney

Disclosed balance after: 171,978

F1 · date: The shares were purchased in multiple transactions, each executed at $3.77 per share.

F1 · price: The shares were purchased in multiple transactions, each executed at $3.77 per share.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any. These shares are owned directly by Charles Hughes, and are reported herein solely because the Reporting Person holds voting and dispositive power over the shares as Attorney-in-Fact under a Durable Power of Attorney.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any. These shares are owned directly by Charles Hughes, and are reported herein solely because the Reporting Person holds voting and dispositive power over the shares as Attorney-in-Fact under a Durable Power of Attorney.

Read SEC document
July 23, 2026 Filed Jul 23, 2026 22:47 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 12,500 $3.40 $42,546.25
Disclosure

SEC source: 0001437749-26-024354 · rdgdoc.xml · nonDerivative · entry 3

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sibling, as Attorney-in-Fact under a Durable Power of Attorney

Disclosed balance after: 169,477

F3 · date: The shares were purchased in multiple transactions at prices ranging from $3.39 to $3.42 per share. The price reported reflects the volume weighted average purchase price of $3.4037 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · price: The shares were purchased in multiple transactions at prices ranging from $3.39 to $3.42 per share. The price reported reflects the volume weighted average purchase price of $3.4037 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.direct: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any. These shares are owned directly by Charles Hughes and are reported herein solely because the Reporting Person holds voting and dispositive power over the shares as Attorney-in-Fact under a Durable Power of Attorney.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any. These shares are owned directly by Charles Hughes and are reported herein solely because the Reporting Person holds voting and dispositive power over the shares as Attorney-in-Fact under a Durable Power of Attorney.

Read SEC document
July 23, 2026 Filed Jul 23, 2026 22:47 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 3,703 $3.42 $12,676.11
Disclosure

SEC source: 0001437749-26-024354 · rdgdoc.xml · nonDerivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,977

F2 · date: The shares were purchased in multiple transactions at prices ranging from $3.41 to $3.43 per share. The price reported reflects the volume weighted average purchase price of $3.4232 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: The shares were purchased in multiple transactions at prices ranging from $3.41 to $3.43 per share. The price reported reflects the volume weighted average purchase price of $3.4232 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 22, 2026 Filed Jul 23, 2026 22:47 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 5,478 $3.47 $19,026.74
Disclosure

SEC source: 0001437749-26-024354 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,274

F1 · date: The shares were purchased in multiple transactions at prices ranging from $3.45 to $3.50 per share. The price reported reflects the volume weighted average purchase price of $3.4733 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.45 to $3.50 per share. The price reported reflects the volume weighted average purchase price of $3.4733 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 23:08 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Units · Derivative 1,459 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-007405 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,865

Underlying: Common Stock · 1,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: The restricted stock units (the "Units") were granted on 7/29/25 for service as Chairman of the Board during the 2025-26 Annual Meeting Cycle together with 4,865 units as part of the reporting person's base compensation as a director for a total reported grant of 6,324 units with vesting to occur on the earlier of 7/29/26 or the 2026 meeting of the Company's shareholders (provided such meeting is held at least 50 weeks after the 2025 meeting) (the "Final Vesting Date") and conditioned on continued service on the Final Vesting Date.

F2 · derivative.expiration_date: The restricted stock units (the "Units") were granted on 7/29/25 for service as Chairman of the Board during the 2025-26 Annual Meeting Cycle together with 4,865 units as part of the reporting person's base compensation as a director for a total reported grant of 6,324 units with vesting to occur on the earlier of 7/29/26 or the 2026 meeting of the Company's shareholders (provided such meeting is held at least 50 weeks after the 2025 meeting) (the "Final Vesting Date") and conditioned on continued service on the Final Vesting Date.

F3 · derivative.expiration_date: On 3/2/26, the reporting person retired as Chairman while remaining on the Board as a director and a new Chair was elected; the vesting of the portion of the 7/29/25 grant related to services as Chair was accelerated, while the other 4,865 units (the "Unvested Units") remain outstanding but unvested pending completion of the director's term. The 1,459 vested units have not yet been settled but must be settled by March 15, 2027 together with the Unvested Units, provided those units also vest by the Final Vesting Date.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 23:08 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 1,459 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-007405 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: On 3/2/26, the reporting person retired as Chairman while remaining on the Board as a director and a new Chair was elected; the vesting of the portion of the 7/29/25 grant related to services as Chair was accelerated, while the other 4,865 units (the "Unvested Units") remain outstanding but unvested pending completion of the director's term. The 1,459 vested units have not yet been settled but must be settled by March 15, 2027 together with the Unvested Units, provided those units also vest by the Final Vesting Date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

Read SEC document
January 22, 2026 Filed Jan 24, 2026 01:50 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 16,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001979 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units were granted on July 19, 2024, vested on July 29, 2025, were required to be settled by March 15, 2026, and were settled on January 22, 2026.

F2 · derivative.expiration_date: The restricted stock units were granted on July 19, 2024, vested on July 29, 2025, were required to be settled by March 15, 2026, and were settled on January 22, 2026.

Read SEC document
January 22, 2026 Filed Jan 24, 2026 01:50 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 16,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-001979 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
October 10, 2025 Filed Oct 15, 2025 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 SaleCommon Stock 5,000 $29.00 $145,000.00
Disclosure

SEC source: 0001437749-25-030955 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,226

F1 · price: The shares were sold pursuant to a 10b5-1 plan adopted April 16, 2025 in multiple transactions, each at $29.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 01:14 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 6,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-023838 · rdgdoc.xml · derivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,324

Underlying: Common Stock · 6,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units (the "Units") vest on the earlier of one year from the grant date or the 2026 Annual Meeting of Shareholders at which directors are elected provided that meeting is held at least 50 weeks subsequent to the 2025 Annual Meeting, conditional with respect to 4,865 of the Units on continued service to the Company as an independent director on the vesting date and, with respect to the balance of the Units, on continued service as Chairman of the Board on the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units (the "Units") vest on the earlier of one year from the grant date or the 2026 Annual Meeting of Shareholders at which directors are elected provided that meeting is held at least 50 weeks subsequent to the 2025 Annual Meeting, conditional with respect to 4,865 of the Units on continued service to the Company as an independent director on the vesting date and, with respect to the balance of the Units, on continued service as Chairman of the Board on the vesting date.

Read SEC document
February 20, 2025 Filed Feb 22, 2025 02:44 UTC Byrna Technologies Inc. BYRN · Entity 6938 SaleCommon Stock 12,000 $29.49 $353,862.00
Disclosure

SEC source: 0001437749-25-004798 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,226

F1 · price: The shares were sold pursuant to a 10b5-1 plan adopted November 22, 2024 in multiple transactions at prices ranging from $27.31 to $30.55. The listed price of $29.4885 represents the weighted average price of all sales. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 22:43 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 30,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001011 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units were granted on September 5, 2023, vested on September 5, 2024, were required to be settled by March 15, 2025, and were settled on January 9, 2025.

F2 · derivative.expiration_date: The restricted stock units were granted on September 5, 2023, vested on September 5, 2024, were required to be settled by March 15, 2025, and were settled on January 9, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 22:43 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 30,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-001011 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 SaleCommon Stock 5,000 $20.08 $100,377.00
Disclosure

SEC source: 0001437749-24-035782 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,089

F1 · price: The shares were sold pursuant to a 10b5-1 plan adopted February 21, 2024.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 23:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 SaleCommon Stock 6,500 $15.08 $98,047.95
Disclosure

SEC source: 0001437749-24-028686 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,089

F1 · price: The shares were sold in multiple transactions, pursuant to a 10b5-1 plan adopted February 21, 2024, ranging from $15.08 to $15.09431. The stated price of $15.0843 represents the weighted average price of the sales. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
July 19, 2024 Filed Jul 25, 2024 00:55 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 16,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-023396 · rdgdoc.xml · derivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,111

Underlying: Common Stock · 16,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F2 · shares: 11,528 of the RSUs were granted as partial compensation for the Reporting Person's service as an independent director of the Company for the period from May 19, 2024 through September 19, 2025 and 4,583 of the RSUs were granted part of a stipend for the Reporting Person's service as Chairman of the Board of Directors of the Company for the same period.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock or cash.

F3 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected. The vesting of 11,528 of the RSUs is conditional upon the Reporting Person's continued service to the Company in his capacity as an Independent Director on the vesting date; the vesting of 4,583 of the RSUs is conditional upon the Reporting Person's continued service to the Company as Chairman of the Board on the vesting date.

F3 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the later of one year from the grant date or the 2025 Annual Meeting of Shareholders at which directors are elected. The vesting of 11,528 of the RSUs is conditional upon the Reporting Person's continued service to the Company in his capacity as an Independent Director on the vesting date; the vesting of 4,583 of the RSUs is conditional upon the Reporting Person's continued service to the Company as Chairman of the Board on the vesting date.

Read SEC document
May 21, 2024 Filed May 22, 2024 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 SaleCommon Stock 8,836 $11.16 $98,584.14
Disclosure

SEC source: 0001437749-24-017901 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,589

F1 · price: The shares were sold in multiple transactions, pursuant to a 10b5-1 plan adopted February 21, 2024, ranging from $10.91 to $11.49. The stated price of $11.1571 represents the weighted average price of the purchases. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 01:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 SaleCommon Stock 5,229 $12.03 $62,913.76
Disclosure

SEC source: 0001437749-24-005261 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,416

F1 · price: The shares were sold in multiple transactions. The stated price of $12.03 represents the weighted average price of the purchases. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
February 20, 2024 Filed Mar 29, 2024 00:32 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 SaleCommon Stock 5,229 $12.03 $62,913.76
Disclosure

SEC source: 0001437749-24-009901 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,425

F1 · price: The shares were sold in multiple transactions. The stated price of $12.0317 represents the weighted average price of the purchases. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. This amendment is being filed to carry forward a correction to the Reporting Person's previous filing on February 16, 2024 resulting from the transposition of digits, that was carried over to the Reporting Person's filing on February 22, 2024.

Read SEC document
February 16, 2024 Filed Feb 17, 2024 01:49 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004685 · rdgdoc.xml · derivative · entry 4

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024.

F4 · derivative.expiration_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024.

Read SEC document
February 16, 2024 Filed Feb 17, 2024 01:49 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004685 · rdgdoc.xml · nonDerivative · entry 2

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
February 16, 2024 Filed Mar 29, 2024 00:31 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · derivative · entry 5

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024.

F6 · derivative.expiration_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024.

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February 16, 2024 Filed Mar 29, 2024 00:31 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · nonDerivative · entry 3

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of restricted stock units in shares of common stock following vesting. Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash

F4 · balance_after: This amendment corrects the number of shares of Byrna Technologies Common Stock that the Reporting Person owns following the transactions reported herein. The original filing transposed two digits in inputting the Reporting Peron's holdings following the reported transactions.

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February 14, 2024 Filed Feb 17, 2024 01:49 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionStock Option (right to buy) · Derivative 17,500 $1.90 Strike: $1.90 $33,250.00
Disclosure

SEC source: 0001437749-24-004685 · rdgdoc.xml · derivative · entry 3

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Options became exercisable upon issuance.

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February 14, 2024 Filed Feb 17, 2024 01:49 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 14,131 $1.90 $26,848.90
Disclosure

SEC source: 0001437749-24-004685 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 14, 2024 the Reporting Person made a cashless exercise of 17,500 options (the "Options"), each with an exercise price of $1.90 (the "Cashless Exercise"). Pursuant to the Cashless Exercise, no shares of Byrna Technologies Common Stock were sold by the Reporting Person, but rather the Reporting Person forfeited his right to the number of shares equivalent to the exercise price of the Options.

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February 14, 2024 Filed Mar 29, 2024 00:31 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionStock Option (right to buy) · Derivative 17,500 $1.90 Strike: $1.90 $33,250.00
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · derivative · entry 4

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Options became exercisable upon issuance.

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February 14, 2024 Filed Mar 29, 2024 00:31 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 Tax withholdingCommon Stock 3,369 $9.87 $33,252.03
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · nonDerivative · entry 2

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,154

F2 · shares: Pursuant to the Cashless Exercise, no shares of Byrna Technologies Common Stock were sold by the Reporting Person, but the Reporting Person forfeited his right to 3,369 shares, the number of shares equivalent to the exercise price of the Options.

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February 14, 2024 Filed Mar 29, 2024 00:31 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 17,500 $1.90 $33,250.00
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 14, 2024 the Reporting Person made a cashless exercise of 17,500 options (the "Options"), each with an exercise price of $1.90 (the "Cashless Exercise"). This amendment is being filed to clarify the full number of common shares to be issued upon the option exercise prior to the Reporting Person's forfeiture of the right to a portion of those shares in lieu of tendering cash for the exercise price.

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September 05, 2023 Filed Sep 7, 2023 23:01 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 30,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-025418 · rdgdoc.xml · derivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,137

Underlying: Common stock · 30,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

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January 09, 2023 Filed Jan 12, 2023 01:14 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000901 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F2 · derivative.exercise_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

F2 · derivative.expiration_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

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January 09, 2023 Filed Jan 12, 2023 01:14 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000901 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

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August 03, 2022 Filed Aug 5, 2022 20:31 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-019191 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909

Underlying: Common stock · 3,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F3 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest at the end of the Company's 2022 fiscal year, or November 30, 2022.

F3 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest at the end of the Company's 2022 fiscal year, or November 30, 2022.

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August 03, 2022 Filed Aug 5, 2022 20:31 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-019191 · rdgdoc.xml · derivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest one year from the grant date, or August 3, 2023.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest one year from the grant date, or August 3, 2023.

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June 17, 2022 Filed Jun 22, 2022 20:31 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 3,873 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-015609 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vested at the Annual Meeting of Stockholders of the Issuer held on June 17, 2022.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vested at the Annual Meeting of Stockholders of the Issuer held on June 17, 2022.

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June 17, 2022 Filed Jun 22, 2022 20:31 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 3,873 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-015609 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
August 10, 2021 Filed Mar 2, 2022 01:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 OtherWarrants (right to buy) · Derivative 21,055 $2.50 Strike: $2.50 $52,637.50
Disclosure

SEC source: 0001437749-22-004954 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 21,055 shares

Expires 2023-10-22

F1 · derivative.exercise_date: The warrants were exercisable when granted.

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August 10, 2021 Filed Mar 2, 2022 01:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 OtherCommon Stock 21,055 $2.50 $52,637.50
Disclosure

SEC source: 0001437749-22-004954 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,741

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.