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PEABODY ENERGY CORP

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4124
SEC CIK
0001064728
Parsed reports
644

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2021 Filed Oct 18, 2021 12:31 UTC OtherCommon Stock, par value $0.01 per share ("Common Stock") 750,000 $15.00 $11,250,000.00
Disclosure

SEC source: 0000902664-21-004533 · ownership.xml · nonDerivative · entry 1

Elliott Investment Management L.P. · CIK 0001791786 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 26,374,787

F1 · ownership.nature: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
September 17, 2021 Filed Sep 17, 2021 21:57 UTC SaleCall Options (obligation to sell) · Derivative 7,500 $135.00 Strike: $16.00 $1,012,500.00
Disclosure

SEC source: 0000902664-21-004264 · ownership.xml · derivative · entry 6

Elliott Investment Management L.P. · CIK 0001791786 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,500

Underlying: Common Stock · 750,000 shares

Expires 2021-10-15

F1 · ownership.nature: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
September 17, 2021 Filed Sep 17, 2021 21:57 UTC SaleCall Options (obligation to sell) · Derivative 7,500 $174.00 Strike: $15.00 $1,305,000.00
Disclosure

SEC source: 0000902664-21-004264 · ownership.xml · derivative · entry 5

Elliott Investment Management L.P. · CIK 0001791786 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,500

Underlying: Common Stock · 750,000 shares

Expires 2021-10-15

F1 · ownership.nature: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
September 17, 2021 Filed Sep 17, 2021 21:57 UTC SaleCommon Stock 174,998 $15.11 $2,644,219.78
Disclosure

SEC source: 0000902664-21-004264 · ownership.xml · nonDerivative · entry 4

Elliott Investment Management L.P. · CIK 0001791786 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,124,787

F1 · ownership.nature: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:28 UTC
Williamson KemalPresident - US Operations
SaleCommon Stock 20,081 $14.90 $299,206.90
Disclosure

SEC source: 0001567619-21-017394 · doc1.xml · nonDerivative · entry 2

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,496

F2 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.79 to $14.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:28 UTC
Williamson KemalPresident - US Operations
SaleCommon Stock 57,740 $14.87 $858,593.80
Disclosure

SEC source: 0001567619-21-017394 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,577

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.79 to $14.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 21:57 UTC SaleCommon Stock 427,615 $15.98 $6,833,287.70
Disclosure

SEC source: 0000902664-21-004264 · ownership.xml · nonDerivative · entry 3

Elliott Investment Management L.P. · CIK 0001791786 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,299,785

F1 · ownership.nature: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:57 UTC SaleCommon Stock 59,148 $17.88 $1,057,566.24
Disclosure

SEC source: 0000902664-21-004264 · ownership.xml · nonDerivative · entry 2

Elliott Investment Management L.P. · CIK 0001791786 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,727,400

F1 · ownership.nature: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:57 UTC SaleCommon Stock, par value $0.01 per share ("Common Stock") 1,129,653 $17.10 $19,317,066.30
Disclosure

SEC source: 0000902664-21-004264 · ownership.xml · nonDerivative · entry 1

Elliott Investment Management L.P. · CIK 0001791786 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,786,548

F1 · ownership.nature: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:09 UTC
Spurbeck MarkEVP and CFO
SaleCommon Stock 20,246 $16.64 $336,893.44
Disclosure

SEC source: 0001567619-21-017244 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,855

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.63 to $16.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:06 UTC
Richard Paul V.SVP & Chief HR Officer
SaleCommon Stock 10,993 $17.47 $192,047.71
Disclosure

SEC source: 0001567619-21-017240 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,803

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.46 to $17.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:08 UTC
Hathhorn Marc E.President-Australia Operations
SaleCommon Stock 9,388 $18.69 $175,461.72
Disclosure

SEC source: 0001567619-21-017242 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,884

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.65 to $18.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:56 UTC
Spurbeck MarkEVP and CFO
Tax withholdingCommon Stock 4,926 $8.19 $40,343.94
Disclosure

SEC source: 0001567619-21-013020 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,101

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 10,880 restricted stock units on July 1, 2021.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 20:14 UTC
Williamson KemalPresident - US Operations
SaleCommon Stock 8,500 $9.45 $80,325.00
Disclosure

SEC source: 0001567619-21-012113 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,317

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.45 to $9.465, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:55 UTC
Grech James C.Director · President and CEO
GrantCommon Stock 202,429 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011650 · doc1.xml · nonDerivative · entry 1

Grech James C. · CIK 0001570382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,429

F1 · shares: Represents restricted stock units ("RSU") that will vest in three equal installments, with the first vesting to occur June 1, 2022, one year from the date of grant, and the second and third vestings to occur on June 1, 2023 and June 1, 2024, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:58 UTC
Kellow Glenn LFormer President and CEO
Disposition to issuerCommon Stock 190,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011620 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Former President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,671

F2 · shares: Following Mr. Kellow's exit from the Company, 190,334 previously reported unvested restricted stock units were cancelled on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:58 UTC
Kellow Glenn LFormer President and CEO
Tax withholdingCommon Stock 96,549 $7.41 $715,428.09
Disclosure

SEC source: 0001567619-21-011620 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Former President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,005

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:05 UTC
Williamson KemalPresident - US Operations
SaleCommon Stock 60,000 $7.15 $429,000.00
Disclosure

SEC source: 0001567619-21-010823 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,817

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:15 UTC GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009577 · doc1.xml · nonDerivative · entry 1

Algaze Samantha · CIK 0001802288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,382

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:23 UTC GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009594 · doc1.xml · nonDerivative · entry 1

SUTHERLIN MICHAEL W · CIK 0001215342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,753

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:22 UTC GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009592 · doc1.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,382

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:21 UTC GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009590 · doc1.xml · nonDerivative · entry 1

Malone Robert A · CIK 0001464471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,753

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:20 UTC
LAYMON JOE WDirector
GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009588 · doc1.xml · nonDerivative · entry 1

LAYMON JOE W · CIK 0001190844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,753

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:19 UTC GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009586 · doc1.xml · nonDerivative · entry 1

GORMAN STEPHEN E · CIK 0001160512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,753

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:18 UTC GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009584 · doc1.xml · nonDerivative · entry 1

Chirekos Nicholas J. · CIK 0001702399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,753

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:17 UTC GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009581 · doc1.xml · nonDerivative · entry 1

Champion William H · CIK 0001611342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,548

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 07, 2021 Filed May 11, 2021 21:16 UTC GrantCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009579 · doc1.xml · nonDerivative · entry 1

Bertone Andrea E. · CIK 0001766686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,597

F1 · shares: Represents deferred stock units that generally vest pro rata over 12 months.

Read SEC document
April 05, 2021 Filed Apr 5, 2021 19:18 UTC
Spurbeck MarkEVP and CFO
SaleCommon Stock 132 $3.06 $403.92
Disclosure

SEC source: 0001567619-21-007604 · doc1.xml · nonDerivative · entry 2

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,027

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award.

Read SEC document
April 02, 2021 Filed Apr 5, 2021 19:18 UTC
Spurbeck MarkEVP and CFO
Tax withholdingCommon Stock 381 $3.01 $1,146.81
Disclosure

SEC source: 0001567619-21-007604 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,159

F1 · shares: Shares withheld for taxes upon vesting of a previously reported stock grant.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 19:10 UTC
Jarboe Scott T.CLO and Corporate Secretary
Tax withholdingCommon Stock 1,644 $3.01 $4,948.44
Disclosure

SEC source: 0001567619-21-007601 · doc1.xml · nonDerivative · entry 1

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,273

F1 · shares: Shares withheld for taxes upon vesting of a previously reported stock grant.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:33 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
SaleCommon Stock 10,246 $4.29 $43,955.34
Disclosure

SEC source: 0001567619-21-004812 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,554

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:30 UTC
Williamson KemalPresident - US Operations
SaleCommon Stock 1,381 $3.90 $5,385.90
Disclosure

SEC source: 0001567619-21-004808 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,817

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:31 UTC
Spurbeck MarkEVP and CFO
SaleCommon Stock 194 $3.90 $756.60
Disclosure

SEC source: 0001567619-21-004810 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,540

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:29 UTC
Hathhorn Marc E.President-Australia Operations
SaleCommon Stock 2,427 $3.90 $9,465.30
Disclosure

SEC source: 0001567619-21-004806 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,272

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2018.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:27 UTC
Richard Paul V.SVP & Chief HR Officer
SaleCommon Stock 514 $3.90 $2,004.60
Disclosure

SEC source: 0001567619-21-004804 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,796

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:29 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 20,649 $3.89 $80,324.61
Disclosure

SEC source: 0001567619-21-004612 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,800

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:29 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
GrantCommon Stock 68,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004612 · doc1.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,449

F1 · shares: Represents shares earned from a performance stock unit grant awarded on February 9, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:28 UTC
Jarboe Scott T.CLO and Corporate Secretary
Tax withholdingCommon Stock 554 $3.89 $2,155.06
Disclosure

SEC source: 0001567619-21-004611 · doc1.xml · nonDerivative · entry 2

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,917

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:28 UTC
Jarboe Scott T.CLO and Corporate Secretary
GrantCommon Stock 1,559 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004611 · doc1.xml · nonDerivative · entry 1

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,471

F1 · shares: Represents shares earned from a performance stock unit grant awarded on February 9, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:26 UTC
Spurbeck MarkEVP and CFO
Tax withholdingCommon Stock 714 $3.89 $2,777.46
Disclosure

SEC source: 0001567619-21-004610 · doc1.xml · nonDerivative · entry 2

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,734

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:26 UTC
Spurbeck MarkEVP and CFO
GrantCommon Stock 2,009 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004610 · doc1.xml · nonDerivative · entry 1

Spurbeck Mark · CIK 0001577048 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,448

F1 · shares: Represents shares earned from a performance stock unit grant awarded on April 2, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:21 UTC
Williamson KemalPresident - US Operations
Tax withholdingCommon Stock 5,076 $3.89 $19,745.64
Disclosure

SEC source: 0001567619-21-004606 · doc1.xml · nonDerivative · entry 2

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,198

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

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February 18, 2021 Filed Feb 22, 2021 22:21 UTC
Williamson KemalPresident - US Operations
GrantCommon Stock 14,280 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004606 · doc1.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · President - US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,274

F1 · shares: Represents shares earned from a performance stock unit grant awarded on February 9, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

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February 18, 2021 Filed Feb 22, 2021 22:20 UTC
Hathhorn Marc E.President-Australia Operations
Tax withholdingCommon Stock 1,339 $3.89 $5,208.71
Disclosure

SEC source: 0001567619-21-004604 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,699

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

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February 18, 2021 Filed Feb 22, 2021 22:20 UTC
Hathhorn Marc E.President-Australia Operations
GrantCommon Stock 3,766 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004604 · doc1.xml · nonDerivative · entry 1

Hathhorn Marc E. · CIK 0001785022 · President-Australia Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,038

F1 · shares: Represents shares earned from a performance stock unit grant awarded on February 9, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

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February 18, 2021 Filed Feb 22, 2021 22:15 UTC
Richard Paul V.SVP & Chief HR Officer
Tax withholdingCommon Stock 1,856 $3.89 $7,219.84
Disclosure

SEC source: 0001567619-21-004601 · doc1.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,310

F2 · shares: Shares withheld for taxes upon vesting of February 9, 2018 performance stock unit grant.

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February 18, 2021 Filed Feb 22, 2021 22:15 UTC
Richard Paul V.SVP & Chief HR Officer
GrantCommon Stock 5,222 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004601 · doc1.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,166

F1 · shares: Represents shares earned from a performance stock unit grant awarded on February 9, 2018 with a three-year performance period. The Compensation Committee certified the achievement of the performance goals on February 18, 2021.

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February 16, 2021 Filed Feb 18, 2021 22:24 UTC
Jarboe Scott T.CLO and Corporate Secretary
SaleCommon Stock 630 $4.50 $2,835.00
Disclosure

SEC source: 0001567619-21-004429 · doc1.xml · nonDerivative · entry 1

Jarboe Scott T. · CIK 0001806144 · CLO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,912

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2018.

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February 11, 2021 Filed Feb 11, 2021 23:06 UTC SaleCommon Stock 1,521 $3.59 $5,460.39
Disclosure

SEC source: 0001567619-21-003162 · doc1.xml · nonDerivative · entry 2

Hathhorn Marc E. · CIK 0001785022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,272

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2018.

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February 10, 2021 Filed Feb 11, 2021 23:08 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
SaleCommon Stock 2,858 $3.69 $10,546.02
Disclosure

SEC source: 0001567619-21-003163 · doc1.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,188

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018 to pay a portion of the estimated tax obligation resulting from the vesting of 19,009 restricted stock units on February 9, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.