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PEABODY ENERGY CORP

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4124
SEC CIK
0001064728
Parsed reports
644

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2018 Filed Nov 26, 2018 21:15 UTC
Schuller George John JRPRESIDENT - AUSTRALIA
GrantCommon Stock 225 $32.31 $7,269.75
Disclosure

SEC source: 0000899243-18-029640 · doc4.xml · nonDerivative · entry 1

Schuller George John JR · CIK 0001702125 · PRESIDENT - AUSTRALIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,852

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:13 UTC
Williamson KemalPRESIDENT - AMERICAS
GrantCommon Stock 658 $32.31 $21,259.98
Disclosure

SEC source: 0000899243-18-029638 · doc4.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · PRESIDENT - AMERICAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,477

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:12 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Sec
GrantCommon Stock 470 $32.31 $15,185.70
Disclosure

SEC source: 0000899243-18-029634 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,126

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:12 UTC
Schwetz Amy BEVP and CFO
GrantCommon Stock 692 $32.31 $22,358.52
Disclosure

SEC source: 0000899243-18-029635 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,121

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 21:28 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Sec
SaleCommon Stock 25,800 $35.04 $904,032.00
Disclosure

SEC source: 0001567619-18-005085 · doc1.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,656

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2018.

F3 · price: The price reported is a weighted average price for the shares sold on November 5, 2018. These shares were sold in multiple transactions at prices ranging from $34.99 to $35.25, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:28 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Sec
SaleCommon Stock 3,187 $35.28 $112,437.36
Disclosure

SEC source: 0001567619-18-005085 · doc1.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,456

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2018.

F2 · price: The price reported is a weighted average price for the shares sold on November 1, 2018. These shares were sold in multiple transactions at prices ranging from $35.01 to $35.40, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 20:01 UTC
Schuller George John JRPRESIDENT - AUSTRALIA
SaleCommon Stock 12,312 $41.13 $506,392.56
Disclosure

SEC source: 0000899243-18-023637 · doc4.xml · nonDerivative · entry 1

Schuller George John JR · CIK 0001702125 · PRESIDENT - AUSTRALIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,627

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.91 to $41.74, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the numbers of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:05 UTC
Meintjes Charles FEVP-Corporate Services & CCO
SaleCommon Stock 35,000 $42.10 $1,473,500.00
Disclosure

SEC source: 0000899243-18-023370 · doc4.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,910

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-l trading plan adopted by the reporting person on July 27, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.96 to $42.40, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:09 UTC
Schwetz Amy BEVP and CFO
GrantCommon Stock 510 $42.15 $21,496.50
Disclosure

SEC source: 0000899243-18-023309 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,429

F1 · shares: The Shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:08 UTC
Richard Paul V.SVP& Chief HR Officer
GrantCommon Stock 11 $42.15 $463.65
Disclosure

SEC source: 0000899243-18-023308 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP& Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,957

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:07 UTC
Williamson KemalPRESIDENT - AMERICAS
GrantCommon Stock 483 $42.15 $20,358.45
Disclosure

SEC source: 0000899243-18-023307 · doc4.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · PRESIDENT - AMERICAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,819

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:06 UTC
Meintjes Charles FEVP-Corporate Services & CCO
GrantCommon Stock 486 $42.15 $20,484.90
Disclosure

SEC source: 0000899243-18-023306 · doc4.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,910

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:06 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
GrantCommon Stock 1,506 $42.15 $63,477.90
Disclosure

SEC source: 0000899243-18-023305 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,342

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:05 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Secy
GrantCommon Stock 345 $42.15 $14,541.75
Disclosure

SEC source: 0000899243-18-023304 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,643

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:05 UTC
Schuller George John JRPRESIDENT - AUSTRALIA
GrantCommon Stock 164 $42.15 $6,912.60
Disclosure

SEC source: 0000899243-18-023303 · doc4.xml · nonDerivative · entry 1

Schuller George John JR · CIK 0001702125 · PRESIDENT - AUSTRALIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,939

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted slock unit awards.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:01 UTC SaleCommon Stock 1,805,626 $41.82 $75,511,279.32
Disclosure

SEC source: 0000902664-18-003205 · ownership.xml · nonDerivative · entry 2

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,013,135

F1 · security: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F1 · ownership.nature: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.nature: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:01 UTC SaleCommon Stock, $0.01 par value per share (the "Common Stock") 489,926 $41.82 $20,488,705.32
Disclosure

SEC source: 0000902664-18-003205 · ownership.xml · nonDerivative · entry 1

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,818,761

F1 · security: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:03 UTC SaleCommon Stock, $0.01 par value per share (the "Common Stock") 4,878,049 $41.82 $204,000,009.18
Disclosure

SEC source: 0000902664-18-003206 · ownership.xml · nonDerivative · entry 1

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,153,066

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Spraberry.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:04 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Secy
GrantCommon Stock 293 $45.47 $13,322.71
Disclosure

SEC source: 0000899243-18-015225 · doc4.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,299

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:03 UTC
Schwetz Amy BEVP and CFO
GrantCommon Stock 433 $45.47 $19,688.51
Disclosure

SEC source: 0000899243-18-015224 · doc4.xml · nonDerivative · entry 2

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,919

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:03 UTC
Meintjes Charles FEVP-Corporate Services & CCO
GrantCommon Stock 413 $45.47 $18,779.11
Disclosure

SEC source: 0000899243-18-015223 · doc4.xml · nonDerivative · entry 2

Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,423

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:02 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
GrantCommon Stock 1,281 $45.47 $58,247.07
Disclosure

SEC source: 0000899243-18-015221 · doc4.xml · nonDerivative · entry 2

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,836

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:02 UTC
Richard Paul V.SVP & Chief HR Officer
GrantCommon Stock 10 $45.47 $454.70
Disclosure

SEC source: 0000899243-18-015219 · doc4.xml · nonDerivative · entry 2

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,946

F1 · shares: Represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:02 UTC
Schuller George John JRPRESIDENT - AUSTRALIA
GrantCommon Stock 139 $45.47 $6,320.33
Disclosure

SEC source: 0000899243-18-015220 · doc4.xml · nonDerivative · entry 2

Schuller George John JR · CIK 0001702125 · PRESIDENT - AUSTRALIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,775

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:01 UTC
Williamson KemalPRESIDENT - AMERICAS
GrantCommon Stock 410 $45.47 $18,642.70
Disclosure

SEC source: 0000899243-18-015218 · doc4.xml · nonDerivative · entry 2

Williamson Kemal · CIK 0001350646 · PRESIDENT - AMERICAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,335

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:10 UTC GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012874 · doc4.xml · nonDerivative · entry 1

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:08 UTC GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012873 · doc4.xml · nonDerivative · entry 1

GORMAN STEPHEN E · CIK 0001160512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:04 UTC
LAYMON JOE WDirector
GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012872 · doc4.xml · nonDerivative · entry 1

LAYMON JOE W · CIK 0001190844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:03 UTC GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012871 · doc4.xml · nonDerivative · entry 1

SUTHERLIN MICHAEL W · CIK 0001215342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:02 UTC GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012869 · doc4.xml · nonDerivative · entry 1

Usmar Shaun A. · CIK 0001702522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:01 UTC GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012868 · doc4.xml · nonDerivative · entry 1

Moore Kenneth W · CIK 0001332659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:01 UTC GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012867 · doc4.xml · nonDerivative · entry 1

Chirekos Nicholas J. · CIK 0001702399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:01 UTC GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012866 · doc4.xml · nonDerivative · entry 1

Malone Robert A · CIK 0001464471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Represent deferred stock units that generally vest pro rata over 12 months.

Read SEC document
April 04, 2018 Filed Apr 5, 2018 20:09 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Secy
SaleCommon Stock 1,616 $36.92 $59,662.72
Disclosure

SEC source: 0000899243-18-009567 · doc4.xml · nonDerivative · entry 2

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,006

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 53,107 restricted stock units on April 3, 2018.

Read SEC document
April 04, 2018 Filed Apr 5, 2018 20:08 UTC
Schwetz Amy BEVP and CFO
SaleCommon Stock 933 $36.92 $34,446.36
Disclosure

SEC source: 0000899243-18-009566 · doc4.xml · nonDerivative · entry 2

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,486

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017 in order to pay a portion of estimated tax obligations resulting from the vesting of 78,903 restricted stock units on April 3, 2018.

Read SEC document
April 04, 2018 Filed Apr 5, 2018 20:07 UTC
Meintjes Charles FEVP - Corporate Services & CCO
SaleCommon Stock 1,125 $36.92 $41,535.00
Disclosure

SEC source: 0000899243-18-009565 · doc4.xml · nonDerivative · entry 2

Meintjes Charles F · CIK 0001554000 · EVP - Corporate Services & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,010

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 75,868 restricted stock units on April 3,2018.

Read SEC document
April 04, 2018 Filed Apr 5, 2018 20:06 UTC
Schuller George John JRPRESIDENT - AUSTRALIA
SaleCommon Stock 2,246 $36.92 $82,922.32
Disclosure

SEC source: 0000899243-18-009563 · doc4.xml · nonDerivative · entry 2

Schuller George John JR · CIK 0001702125 · PRESIDENT - AUSTRALIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,636

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017 to pay a portion of the estimated tax obligations resulting from the vesting of 22,623 restricted stock units on April 3, 2018.

Read SEC document
April 04, 2018 Filed Apr 5, 2018 20:05 UTC
Williamson KemalPRESIDENT - AMERICAS
SaleCommon Stock 1,461 $36.92 $53,940.12
Disclosure

SEC source: 0000899243-18-009558 · doc4.xml · nonDerivative · entry 2

Williamson Kemal · CIK 0001350646 · PRESIDENT - AMERICAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,925

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 1065-1 trading plan adopted by the reporting person on August 24, 2017 in order to pay a portion of the estimated tax obligations resulting from the vesting of 75,868 restricted stock units on April 3, 2018.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:09 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Secy
Tax withholdingCommon Stock 22,504 $37.77 $849,976.08
Disclosure

SEC source: 0000899243-18-009567 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,622

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 53,107 restricted stock units on April 3, 2018.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:08 UTC
Schwetz Amy BEVP and CFO
Tax withholdingCommon Stock 34,871 $37.77 $1,317,077.67
Disclosure

SEC source: 0000899243-18-009566 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,419

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 78,903 restricted stock units on April 3, 2018.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:07 UTC
Meintjes Charles FEVP - Corporate Services & CCO
Tax withholdingCommon Stock 33,306 $37.77 $1,257,967.62
Disclosure

SEC source: 0000899243-18-009565 · doc4.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP - Corporate Services & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,135

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 75,868 restricted stock units on April 3,2018.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:06 UTC
Schuller George John JRPRESIDENT - AUSTRALIA
Tax withholdingCommon Stock 8,065 $37.77 $304,615.05
Disclosure

SEC source: 0000899243-18-009563 · doc4.xml · nonDerivative · entry 1

Schuller George John JR · CIK 0001702125 · PRESIDENT - AUSTRALIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,882

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 22,623 restricted stock units on April 3, 2018.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:05 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 103,220 $37.77 $3,898,619.40
Disclosure

SEC source: 0000899243-18-009559 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,555

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 227,605 restricted stock units on April 3, 2018.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 20:05 UTC
Williamson KemalPRESIDENT - AMERICAS
Tax withholdingCommon Stock 32,979 $37.77 $1,245,616.83
Disclosure

SEC source: 0000899243-18-009558 · doc4.xml · nonDerivative · entry 1

Williamson Kemal · CIK 0001350646 · PRESIDENT - AMERICAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,386

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 75,868 restricted stock units on April 3, 2018.

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March 05, 2018 Filed Jun 6, 2018 20:04 UTC
Dorch A. VeronaEVP,CLO,Govt Affairs&Corp Secy
GrantCommon Stock 476 $40.67 $19,358.92
Disclosure

SEC source: 0000899243-18-015225 · doc4.xml · nonDerivative · entry 1

Dorch A. Verona · CIK 0001551844 · EVP,CLO,Govt Affairs&Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,006

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership reported on a Form 4 filed on April 5, 2018.

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March 05, 2018 Filed Jun 6, 2018 20:03 UTC
Schwetz Amy BEVP and CFO
GrantCommon Stock 705 $40.67 $28,672.35
Disclosure

SEC source: 0000899243-18-015224 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,486

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership reported on a Form 4 filed on April 5, 2018.

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March 05, 2018 Filed Jun 6, 2018 20:03 UTC
Meintjes Charles FEVP-Corporate Services & CCO
GrantCommon Stock 675 $40.67 $27,452.25
Disclosure

SEC source: 0000899243-18-015223 · doc4.xml · nonDerivative · entry 1

Meintjes Charles F · CIK 0001554000 · EVP-Corporate Services & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,010

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership on a Form 4 filed on April 5, 2018.

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March 05, 2018 Filed Jun 6, 2018 20:02 UTC
Kellow Glenn LDirector · PRESIDENT AND CEO
GrantCommon Stock 2,070 $40.67 $84,186.90
Disclosure

SEC source: 0000899243-18-015221 · doc4.xml · nonDerivative · entry 1

Kellow Glenn L · CIK 0001586673 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,555

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership reported on a Form 4 filed on April 5, 2018.

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March 05, 2018 Filed Jun 6, 2018 20:02 UTC
Richard Paul V.SVP & Chief HR Officer
GrantCommon Stock 11 $40.67 $447.37
Disclosure

SEC source: 0000899243-18-015219 · doc4.xml · nonDerivative · entry 1

Richard Paul V. · CIK 0001722412 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,936

F1 · shares: Represent exempt dividend equivalents on prior restricted stock unit awards.

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March 05, 2018 Filed Jun 6, 2018 20:02 UTC
Schuller George John JRPRESIDENT - AUSTRALIA
GrantCommon Stock 219 $40.67 $8,906.73
Disclosure

SEC source: 0000899243-18-015220 · doc4.xml · nonDerivative · entry 1

Schuller George John JR · CIK 0001702125 · PRESIDENT - AUSTRALIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,636

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership reported on a Form 4 filed on April 5, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.