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Nasdaq · USD

BSRR

SIERRA BANCORP

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5450
SEC CIK
0001130144
Parsed reports
374

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202506
Jan 202601
Feb 202607
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2021 Filed Jan 29, 2021 19:55 UTC PurchaseCommon Stock 2,000 $22.37 $44,730.60
Disclosure

SEC source: 0001127602-21-002953 · form4.xml · nonDerivative · entry 1

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
December 01, 2020 Filed Feb 22, 2021 17:03 UTC GiftCommon Stock 14,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007074 · form5.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,176

F1 · shares: 1. Represents 13 separate gift transactions of 1,100 shares each, all on December 1, 2020

Read SEC document
November 17, 2020 Filed Nov 18, 2020 19:15 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-20-029407 · form4.xml · derivative · entry 5

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 19:15 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-029407 · form4.xml · derivative · entry 4

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 19:15 UTC Exercise / conversionCommon Stock 5,000 $10.58 $52,900.00
Disclosure

SEC source: 0001127602-20-029407 · form4.xml · nonDerivative · entry 2

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 19:15 UTC Exercise / conversionCommon Stock 5,000 $10.73 $53,650.00
Disclosure

SEC source: 0001127602-20-029407 · form4.xml · nonDerivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 13, 2020 16:50 UTC Exercise / conversionStock Options · Derivative 1,007 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · derivative · entry 11

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,007 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 13, 2020 16:50 UTC SaleCommon Stock 1,007 $21.76 $21,911.31
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 6

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
November 13, 2020 Filed Nov 13, 2020 16:50 UTC Exercise / conversionCommon Stock 1,007 $10.73 $10,805.11
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 5

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:50 UTC Exercise / conversionStock Options · Derivative 212 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · derivative · entry 10

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Common Stock · 212 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:50 UTC SaleCommon Stock 212 $21.66 $4,592.92
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 4

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:50 UTC Exercise / conversionCommon Stock 212 $10.73 $2,274.76
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 3

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 22:06 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-028842 · form4.xml · derivative · entry 6

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 22:06 UTC Exercise / conversionCommon Stock 5,000 $10.73 $53,650.00
Disclosure

SEC source: 0001127602-20-028842 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:50 UTC Exercise / conversionStock Options · Derivative 3,781 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · derivative · entry 9

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

Underlying: Common Stock · 3,781 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:50 UTC SaleCommon Stock 3,781 $21.90 $82,816.76
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:50 UTC Exercise / conversionCommon Stock 3,781 $10.73 $40,570.13
Disclosure

SEC source: 0001127602-20-029001 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 10, 2020 23:59 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-028675 · form4.xml · derivative · entry 4

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 5 year vesting with first vesting 11/18/2011 and last 11/18/2015

Read SEC document
November 10, 2020 Filed Nov 10, 2020 23:59 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 2,000 $23.30 $46,600.60
Disclosure

SEC source: 0001127602-20-028675 · form4.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,447

Read SEC document
November 10, 2020 Filed Nov 10, 2020 23:59 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 2,000 $10.73 $21,460.00
Disclosure

SEC source: 0001127602-20-028675 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 23:04 UTC
Dabney Cindy LSVP/Chief Accounting Officer
Exercise / conversionStock Options · Derivative 800 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-028524 · form4.xml · derivative · entry 3

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 23:04 UTC
Dabney Cindy LSVP/Chief Accounting Officer
SaleCommon Stock 800 $21.72 $17,374.72
Disclosure

SEC source: 0001127602-20-028524 · form4.xml · nonDerivative · entry 2

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

Read SEC document
November 09, 2020 Filed Nov 9, 2020 23:04 UTC
Dabney Cindy LSVP/Chief Accounting Officer
Exercise / conversionCommon Stock 800 $10.73 $8,584.00
Disclosure

SEC source: 0001127602-20-028524 · form4.xml · nonDerivative · entry 1

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionStock Options · Derivative 3,900 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-028370 · form4.xml · derivative · entry 7

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,900 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:24 UTC SaleCommon Stock 3,900 $19.37 $75,550.02
Disclosure

SEC source: 0001127602-20-028370 · form4.xml · nonDerivative · entry 4

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionCommon Stock 3,900 $10.73 $41,847.00
Disclosure

SEC source: 0001127602-20-028370 · form4.xml · nonDerivative · entry 3

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionStock Options · Derivative 1,100 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-028370 · form4.xml · derivative · entry 6

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 1,100 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC SaleCommon Stock 1,100 $19.35 $21,282.47
Disclosure

SEC source: 0001127602-20-028370 · form4.xml · nonDerivative · entry 2

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionCommon Stock 1,100 $10.73 $11,803.00
Disclosure

SEC source: 0001127602-20-028370 · form4.xml · nonDerivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionStock Options · Derivative 2,700 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · derivative · entry 15

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,700 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionStock Options · Derivative 1,550 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · derivative · entry 14

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,550 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
October 23, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
SaleCommon Stock 2,700 $20.75 $56,025.81
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 10

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 23, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionCommon Stock 2,700 $10.21 $27,567.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 9

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
SaleCommon Stock 1,550 $20.75 $32,162.97
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 8

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 23, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionCommon Stock 1,550 $10.73 $16,631.50
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 7

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionStock Options · Derivative 2,450 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · derivative · entry 13

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 2,450 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · derivative · entry 12

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is immediately vested.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · derivative · entry 11

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
SaleCommon Stock 2,450 $20.70 $50,715.49
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 6

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionCommon Stock 2,450 $10.73 $26,288.50
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 5

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
SaleCommon Stock 5,000 $20.70 $103,501.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 4

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionCommon Stock 5,000 $16.35 $81,750.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 3

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
SaleCommon Stock 5,000 $20.70 $103,501.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 2

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 22, 2020 Filed Oct 23, 2020 23:22 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionCommon Stock 5,000 $17.25 $86,250.00
Disclosure

SEC source: 0001127602-20-027473 · form4.xml · nonDerivative · entry 1

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 17:50 UTC
EVANS ROBBDirector
GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024060 · form4.xml · nonDerivative · entry 1

EVANS ROBB · CIK 0001076904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 17:52 UTC GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024063 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 22:08 UTC GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024079 · form4.xml · nonDerivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 22:06 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantCommon Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024077 · form4.xml · nonDerivative · entry 1

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock.

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August 20, 2020 Filed Aug 21, 2020 22:04 UTC GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024075 · form4.xml · nonDerivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock.

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August 20, 2020 Filed Aug 21, 2020 22:01 UTC GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024073 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F1 · price: (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in two (2) equal installments - the first installment will vest on the first anniversary date of the grant and the second installment will vest on May 15, 2022. No consideration was paid by the reporting person for the award of restricted stock

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.