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SIERRA BANCORP

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5450
SEC CIK
0001130144
Parsed reports
374

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202506
Jan 202601
Feb 202607
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
SaleCommon Stock 9,647 $27.37 $264,015.24
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · nonDerivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,429

Read SEC document
February 19, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 9,647 $16.55 $159,657.85
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 7, 2019 21:58 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-19-004578 · form4.xml · derivative · entry 3

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 7, 2019 21:58 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 659 $26.81 $17,666.67
Disclosure

SEC source: 0001127602-19-004578 · form4.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341

Read SEC document
February 07, 2019 Filed Feb 7, 2019 21:58 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 2,000 $8.80 $17,600.00
Disclosure

SEC source: 0001127602-19-004578 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 18:01 UTC
EVANS ROBBDirector
PurchaseCommon Stock 1,000 $26.79 $26,790.00
Disclosure

SEC source: 0001127602-19-003249 · form4.xml · nonDerivative · entry 1

EVANS ROBB · CIK 0001076904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Read SEC document
January 25, 2019 Filed Jan 28, 2019 20:44 UTC PurchaseCommon Stock 500 $26.86 $13,430.00
Disclosure

SEC source: 0001127602-19-002818 · form4.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,570

Read SEC document
December 03, 2018 Filed Mar 1, 2019 17:55 UTC GiftCommon Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009285 · form5.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
November 19, 2018 Filed Nov 20, 2018 00:48 UTC Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-18-033839 · form4.xml · derivative · entry 2

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 00:48 UTC Exercise / conversionCommon Stock 2,500 $19.19 $47,975.00
Disclosure

SEC source: 0001127602-18-033839 · form4.xml · nonDerivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Feb 12, 2019 19:49 UTC OtherCommon Stock 14.72 $27.17 $399.93
Disclosure

SEC source: 0001127602-19-005308 · form5.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,232.72

Read SEC document
November 12, 2018 Filed Nov 14, 2018 17:17 UTC Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-18-033092 · form4.xml · derivative · entry 4

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 17:17 UTC SaleCommon Stock 2,500 $28.27 $70,686.00
Disclosure

SEC source: 0001127602-18-033092 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,176

Read SEC document
November 12, 2018 Filed Nov 14, 2018 17:17 UTC Exercise / conversionCommon Stock 2,500 $19.19 $47,975.00
Disclosure

SEC source: 0001127602-18-033092 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 17:05 UTC Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-18-032597 · form4.xml · derivative · entry 5

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 17:05 UTC Exercise / conversionCommon Stock 2,500 $19.19 $47,975.00
Disclosure

SEC source: 0001127602-18-032597 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 16:06 UTC Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-18-031543 · form4.xml · derivative · entry 2

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 16:06 UTC Exercise / conversionCommon Stock 2,500 $19.19 $47,975.00
Disclosure

SEC source: 0001127602-18-031543 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 21:47 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-18-027122 · form4.xml · derivative · entry 3

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 21:47 UTC
Gardunio James FEVP/Chief Credit Officer
SaleCommon Stock 2,000 $30.22 $60,433.00
Disclosure

SEC source: 0001127602-18-027122 · form4.xml · nonDerivative · entry 2

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 07, 2018 Filed Sep 7, 2018 21:47 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionCommon Stock 2,000 $19.19 $38,380.00
Disclosure

SEC source: 0001127602-18-027122 · form4.xml · nonDerivative · entry 1

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 23:41 UTC SaleCommon Stock 3,528 $29.50 $104,076.00
Disclosure

SEC source: 0001127602-18-026705 · form4.xml · nonDerivative · entry 2

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Read SEC document
August 31, 2018 Filed Sep 4, 2018 23:16 UTC SaleCommon Stock 2,500 $29.55 $73,865.50
Disclosure

SEC source: 0001127602-18-026703 · form4.xml · nonDerivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Read SEC document
August 31, 2018 Filed Sep 7, 2018 16:35 UTC Amendment SaleStock Options · Derivative 2,500 $29.55 Strike: $19.19 $73,865.50
Disclosure

SEC source: 0001127602-18-027020 · form4a.xml · derivative · entry 2

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-11-20

Read SEC document
August 30, 2018 Filed Sep 4, 2018 23:41 UTC SaleCommon Stock 1,472 $29.50 $43,424.00
Disclosure

SEC source: 0001127602-18-026705 · form4.xml · nonDerivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,528

Read SEC document
August 29, 2018 Filed Aug 31, 2018 22:53 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 4,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001127602-18-026596 · form4.xml · derivative · entry 7

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vesting at rate of 20% per year for 5 years. This option was not filed at the time of the grant.

F4 · derivative.exercise_date: This option vests at a rate of 20% per year commencing on 11/18/2011 and will be fully vested on 11/18/2015. The form 4 filing concerning this option was inadvertently missed at the time of the grant.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 22:53 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-18-026596 · form4.xml · derivative · entry 6

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 22:53 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 2,230 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-18-026596 · form4.xml · derivative · entry 5

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,230 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 22:53 UTC
McPhaill Kevin JPresident/CEO
SaleCommon Stock 4,801 $29.37 $141,016.41
Disclosure

SEC source: 0001127602-18-026596 · form4.xml · nonDerivative · entry 4

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,429

Read SEC document
August 29, 2018 Filed Aug 31, 2018 22:53 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 4,000 $10.73 $42,920.00
Disclosure

SEC source: 0001127602-18-026596 · form4.xml · nonDerivative · entry 3

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 22:53 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 2,000 $19.19 $38,380.00
Disclosure

SEC source: 0001127602-18-026596 · form4.xml · nonDerivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 22:53 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 2,230 $8.80 $19,624.00
Disclosure

SEC source: 0001127602-18-026596 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 26, 2018 20:02 UTC
EVANS ROBBDirector
PurchaseCommon Stock 1,000 $29.98 $29,978.00
Disclosure

SEC source: 0001127602-18-023925 · form4.xml · nonDerivative · entry 1

EVANS ROBB · CIK 0001076904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
July 26, 2018 Filed Aug 15, 2018 17:37 UTC Amendment
EVANS ROBBDirector
PurchaseCommon Stock 1,000 $29.98 $29,978.00
Disclosure

SEC source: 0001127602-18-025491 · form4a.xml · nonDerivative · entry 1

EVANS ROBB · CIK 0001076904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · balance_after: To correct the total number of shares on the Form 4 filed on 07/26/2018.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 21:47 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-18-013042 · form4.xml · derivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

Underlying: Common Stock · 2,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 21:47 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 2,000 $10.21 $20,420.00
Disclosure

SEC source: 0001127602-18-013042 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2018 Filed Mar 28, 2018 23:32 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001127602-18-012972 · form4.xml · derivative · entry 3

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2018 Filed Mar 28, 2018 23:32 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionCommon Stock 5,000 $17.25 $86,250.00
Disclosure

SEC source: 0001127602-18-012972 · form4.xml · nonDerivative · entry 1

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 15:29 UTC Amendment
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001127602-18-012989 · form4a.xml · derivative · entry 2

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 15:29 UTC Amendment
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionCommon Stock 5,000 $17.25 $86,250.00
Disclosure

SEC source: 0001127602-18-012989 · form4a.xml · nonDerivative · entry 1

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 22:40 UTC PurchaseCommon Stock 230 $26.55 $6,106.50
Disclosure

SEC source: 0001127602-18-008099 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 230

Read SEC document
February 21, 2018 Filed Feb 22, 2018 22:21 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007787 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,353

Read SEC document
February 20, 2018 Filed Mar 14, 2018 17:27 UTC PurchaseCommon Stock 500 $26.86 $13,430.00
Disclosure

SEC source: 0001127602-18-011512 · form4.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,070

Read SEC document
February 15, 2018 Filed Feb 16, 2018 17:29 UTC
EVANS ROBBDirector
GrantStock Options · Derivative 5,000 $27.35 Strike: $27.35 $136,750.00
Disclosure

SEC source: 0001127602-18-006729 · form4.xml · derivative · entry 1

EVANS ROBB · CIK 0001076904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

Read SEC document
February 15, 2018 Filed Feb 16, 2018 17:38 UTC GrantStock Options · Derivative 5,000 $27.35 Strike: $27.35 $136,750.00
Disclosure

SEC source: 0001127602-18-006746 · form4.xml · derivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:27 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
GrantStock Options · Derivative 5,000 $27.35 Strike: $27.35 $136,750.00
Disclosure

SEC source: 0001127602-18-006819 · form4.xml · derivative · entry 1

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:22 UTC
Olague MichaelEVP/Chief Banking Officer
GrantStock Options · Derivative 5,000 $27.35 Strike: $27.35 $136,750.00
Disclosure

SEC source: 0001127602-18-006811 · form4.xml · derivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:17 UTC
Gardunio James FEVP/Chief Credit Officer
GrantStock Options · Derivative 5,000 $27.35 Strike: $27.35 $136,750.00
Disclosure

SEC source: 0001127602-18-006798 · form4.xml · derivative · entry 1

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:09 UTC
McPhaill Kevin JPresident/CEO
GrantStock Options · Derivative 5,000 $27.35 Strike: $27.35 $136,750.00
Disclosure

SEC source: 0001127602-18-006790 · form4.xml · derivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

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February 15, 2018 Filed Feb 16, 2018 23:03 UTC GrantStock Options · Derivative 5,000 $27.35 Strike: $27.35 $136,750.00
Disclosure

SEC source: 0001127602-18-006778 · form4.xml · derivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-02-15

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.