Tapewire

Nasdaq · USD

BSRR

SIERRA BANCORP

Export transactions ↓
Tapewire entity
5450
SEC CIK
0001130144
Parsed reports
374

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202506
Jan 202601
Feb 202607
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 12, 2019 23:14 UTC
McPhaill Kevin JPresident/CEO
SaleCommon Stock 5,000 $28.50 $142,500.00
Disclosure

SEC source: 0001127602-19-034895 · form4.xml · nonDerivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

Read SEC document
December 12, 2019 Filed Dec 12, 2019 23:14 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 5,000 $16.35 $81,750.00
Disclosure

SEC source: 0001127602-19-034895 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 5, 2019 21:57 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionStock Options · Derivative 3,162 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-19-031940 · form4.xml · derivative · entry 6

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,162 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 5, 2019 21:57 UTC
Gardunio James FEVP/Chief Credit Officer
SaleCommon Stock 3,162 $27.77 $87,808.42
Disclosure

SEC source: 0001127602-19-031940 · form4.xml · nonDerivative · entry 4

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 05, 2019 Filed Nov 5, 2019 21:57 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionCommon Stock 3,162 $8.80 $27,825.60
Disclosure

SEC source: 0001127602-19-031940 · form4.xml · nonDerivative · entry 3

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:57 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionStock Options · Derivative 838 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-19-031940 · form4.xml · derivative · entry 5

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,162

Underlying: Common Stock · 838 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:57 UTC
Gardunio James FEVP/Chief Credit Officer
SaleCommon Stock 838 $27.74 $23,246.46
Disclosure

SEC source: 0001127602-19-031940 · form4.xml · nonDerivative · entry 2

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:57 UTC
Gardunio James FEVP/Chief Credit Officer
Exercise / conversionCommon Stock 838 $8.80 $7,374.40
Disclosure

SEC source: 0001127602-19-031940 · form4.xml · nonDerivative · entry 1

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2019 Filed Oct 24, 2019 19:02 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-19-031006 · form4.xml · derivative · entry 4

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2019 Filed Oct 24, 2019 19:02 UTC SaleCommon Stock 5,000 $26.81 $134,050.00
Disclosure

SEC source: 0001127602-19-031006 · form4.xml · nonDerivative · entry 2

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,476

Read SEC document
October 24, 2019 Filed Oct 24, 2019 19:02 UTC Exercise / conversionCommon Stock 5,000 $8.80 $44,000.00
Disclosure

SEC source: 0001127602-19-031006 · form4.xml · nonDerivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 22:47 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-19-030971 · form4.xml · derivative · entry 2

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 22:47 UTC Exercise / conversionCommon Stock 5,000 $8.80 $44,000.00
Disclosure

SEC source: 0001127602-19-030971 · form4.xml · nonDerivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2019 Filed Oct 11, 2019 22:10 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-19-030426 · form4.xml · derivative · entry 5

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2019 Filed Oct 11, 2019 22:10 UTC Exercise / conversionCommon Stock 5,000 $8.80 $44,000.00
Disclosure

SEC source: 0001127602-19-030426 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 2, 2019 21:20 UTC PurchaseCommon Stock 36 $25.12 $904.15
Disclosure

SEC source: 0001127602-19-025907 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 266

Read SEC document
August 02, 2019 Filed Aug 5, 2019 17:47 UTC PurchaseCommon Stock 50 $24.75 $1,237.50
Disclosure

SEC source: 0001127602-19-025976 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Read SEC document
July 26, 2019 Filed Jul 29, 2019 17:18 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001127602-19-025315 · form4.xml · derivative · entry 2

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 17:18 UTC Exercise / conversionCommon Stock 5,000 $8.80 $44,000.00
Disclosure

SEC source: 0001127602-19-025315 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,232.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 21:48 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022296 · form4.xml · nonDerivative · entry 1

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Read SEC document
May 21, 2019 Filed May 22, 2019 12:01 UTC
EVANS ROBBDirector
PurchaseCommon Stock 1,000 $26.63 $26,625.00
Disclosure

SEC source: 0001127602-19-019407 · form4.xml · nonDerivative · entry 1

EVANS ROBB · CIK 0001076904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
May 07, 2019 Filed May 7, 2019 21:18 UTC
Olague MichaelEVP/Chief Banking Officer
PurchaseCommon Stock 6,150 $27.43 $168,671.75
Disclosure

SEC source: 0001127602-19-017627 · form4.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,447

Read SEC document
May 06, 2019 Filed May 7, 2019 21:18 UTC
Olague MichaelEVP/Chief Banking Officer
PurchaseCommon Stock 956 $27.27 $26,071.08
Disclosure

SEC source: 0001127602-19-017627 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,297

Read SEC document
May 03, 2019 Filed May 3, 2019 21:06 UTC
Olague MichaelEVP/Chief Banking Officer
PurchaseCommon Stock 14,000 $27.33 $382,571.00
Disclosure

SEC source: 0001127602-19-017297 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,341

Read SEC document
April 25, 2019 Filed Apr 26, 2019 22:52 UTC
Macia Matthew JosephEVP/Chief Risk Officer
GrantStock Options · Derivative 5,750 $25.97 Strike: $25.97 $149,327.50
Disclosure

SEC source: 0001127602-19-016416 · form4.xml · derivative · entry 2

MACIA MATTHEW JOSEPH Blazar · CIK 0001772520 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 5,750 shares

Expires 2029-04-25

F2 · shares: The option vests in installments of 20% or 1,500 shares per year starting on the first anniversary of the grant date (04/25/2020) and will be fully vested on 04/25/2024

Read SEC document
April 25, 2019 Filed Apr 26, 2019 22:52 UTC
Macia Matthew JosephEVP/Chief Risk Officer
GrantStock Options · Derivative 19,250 $25.97 Strike: $25.97 $499,922.50
Disclosure

SEC source: 0001127602-19-016416 · form4.xml · derivative · entry 1

MACIA MATTHEW JOSEPH Blazar · CIK 0001772520 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Underlying: Common Stock · 19,250 shares

Expires 2029-04-25

F1 · shares: The option vests in installments of 20% or 3,850 shares per year starting on the first anniversary of the grant date (04/25/2020) and will be fully vested on 04/25/2024.

Read SEC document
April 25, 2019 Filed May 13, 2019 16:27 UTC Amendment
Macia Matthew JosephEVP/Chief Risk Officer
GrantStock Options · Derivative 5,750 $25.97 Strike: $25.97 $149,327.50
Disclosure

SEC source: 0001127602-19-018254 · form4a.xml · derivative · entry 2

Macia Matthew Joseph · CIK 0001772520 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 5,750 shares

Expires 2029-04-25

Read SEC document
April 25, 2019 Filed May 13, 2019 16:27 UTC Amendment
Macia Matthew JosephEVP/Chief Risk Officer
GrantStock Options · Derivative 19,250 $25.97 Strike: $25.97 $499,922.50
Disclosure

SEC source: 0001127602-19-018254 · form4a.xml · derivative · entry 1

Macia Matthew Joseph · CIK 0001772520 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Underlying: Common Stock · 19,250 shares

Expires 2029-04-25

Read SEC document
March 22, 2019 Filed Mar 25, 2019 17:58 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001127602-19-013095 · form4.xml · derivative · entry 2

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 17:58 UTC
TAYLOR KENNETHEVP/Chief Financial Ofcr
Exercise / conversionCommon Stock 5,000 $16.35 $81,750.00
Disclosure

SEC source: 0001127602-19-013095 · form4.xml · nonDerivative · entry 1

TAYLOR KENNETH · CIK 0001214257 · EVP/Chief Financial Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 20:17 UTC
Olague MichaelEVP/Chief Banking Officer
PurchaseCommon Stock 15,000 $26.89 $403,288.50
Disclosure

SEC source: 0001127602-19-010222 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,341

Read SEC document
February 21, 2019 Filed Feb 22, 2019 14:18 UTC
EVANS ROBBDirector
GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007671 · form4.xml · derivative · entry 1

EVANS ROBB · CIK 0001076904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 14:26 UTC GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007673 · form4.xml · derivative · entry 1

HOLLY JAMES C · CIK 0001032641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 20:23 UTC
Olague MichaelEVP/Chief Banking Officer
GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007704 · form4.xml · derivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 20:17 UTC
Gardunio James FEVP/Chief Credit Officer
GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007702 · form4.xml · derivative · entry 1

Gardunio James F · CIK 0001321939 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 20:09 UTC
McPhaill Kevin JPresident/CEO
GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007700 · form4.xml · derivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 19:53 UTC GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007698 · form4.xml · derivative · entry 1

WOODS GORDON T · CIK 0001214254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 19:45 UTC GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007687 · form4.xml · derivative · entry 1

THARP MORRIS A · CIK 0001168759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 19:35 UTC GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007677 · form4.xml · derivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 18:36 UTC GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007660 · form4.xml · derivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 18:24 UTC GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007656 · form4.xml · derivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:52 UTC GrantStock Options · Derivative 5,000 $27.30 Strike: $27.30 $136,500.00
Disclosure

SEC source: 0001127602-19-007649 · form4.xml · derivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-21

Read SEC document
February 20, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 3,354 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · derivative · entry 10

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,354 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 416 $0.00 Strike: $10.21 $0.00
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · derivative · entry 9

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 416 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 5,353 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · derivative · entry 8

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,353 shares

Expires 2025-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 3,354 $10.58 $35,485.32
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · nonDerivative · entry 6

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 416 $10.21 $4,247.36
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · nonDerivative · entry 5

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
SaleCommon Stock 5,353 $27.09 $145,020.80
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · nonDerivative · entry 4

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,429

Read SEC document
February 20, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionCommon Stock 5,353 $16.55 $88,592.15
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · nonDerivative · entry 3

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 23:59 UTC
McPhaill Kevin JPresident/CEO
Exercise / conversionStock Options · Derivative 9,647 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001127602-19-007308 · form4.xml · derivative · entry 7

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353

Underlying: Common Stock · 9,647 shares

Expires 2025-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.