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BROADRIDGE FINANCIAL SOLUTIONS, INC.

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3252
SEC CIK
0001383312
Parsed reports
1,212

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202602
Mar 202610
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2018 Filed Feb 23, 2018 21:13 UTC
Gokey Timothy CPresident and COO
Exercise / conversionCommon Stock 43,000 $22.39 $962,770.00
Disclosure

SEC source: 0001225208-18-004011 · doc4.xml · nonDerivative · entry 2

Gokey Timothy C · CIK 0001296187 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,556.0271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 5,399 $0.00 Strike: $67.32 $0.00
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · derivative · entry 9

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,199

Underlying: Common Stock · 5,399 shares

Expires 2027-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 5,537 $0.00 Strike: $36.97 $0.00
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · derivative · entry 8

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,537 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 5,555 $0.00 Strike: $50.95 $0.00
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · derivative · entry 7

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,556

Underlying: Common Stock · 5,555 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 6,573 $0.00 Strike: $51.95 $0.00
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · derivative · entry 6

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,146

Underlying: Common Stock · 6,573 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
SaleCommon Stock 19,600 $99.36 $1,947,444.24
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · nonDerivative · entry 5

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,110.3989

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.13 - $99.54, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
Exercise / conversionCommon Stock 5,399 $67.32 $363,460.68
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · nonDerivative · entry 4

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,710.3989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
Exercise / conversionCommon Stock 5,537 $36.97 $204,702.89
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · nonDerivative · entry 3

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,311.3989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
Exercise / conversionCommon Stock 5,555 $50.95 $283,027.25
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · nonDerivative · entry 2

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,774.3989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 20:24 UTC
AMSTERDAM ADAM DCorporate Vice President
Exercise / conversionCommon Stock 6,573 $51.95 $341,467.35
Disclosure

SEC source: 0001225208-18-003733 · doc4.xml · nonDerivative · entry 1

AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,219.3989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:13 UTC
Gokey Timothy CPresident and COO
GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004011 · doc4.xml · nonDerivative · entry 1

Gokey Timothy C · CIK 0001296187 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,556.0271

F1 · price: This transaction represents a gift/charitable donation. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 15:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,722 $0.00 Strike: $50.95 $0.00
Disclosure

SEC source: 0001225208-18-003213 · doc4.xml · derivative · entry 3

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,000

Underlying: Common Stock · 9,722 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 15:19 UTC SaleCommon Stock 8,533 $98.80 $843,027.12
Disclosure

SEC source: 0001225208-18-003213 · doc4.xml · nonDerivative · entry 2

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,184.528

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.56 - $99.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 15:19 UTC Exercise / conversionCommon Stock 9,722 $50.95 $495,335.90
Disclosure

SEC source: 0001225208-18-003213 · doc4.xml · nonDerivative · entry 1

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,717.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 20:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,299 $0.00 Strike: $67.32 $0.00
Disclosure

SEC source: 0001225208-18-003031 · doc4.xml · derivative · entry 7

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,898

Underlying: Common Stock · 6,299 shares

Expires 2027-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 20:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,722 $0.00 Strike: $50.95 $0.00
Disclosure

SEC source: 0001225208-18-003031 · doc4.xml · derivative · entry 6

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,722

Underlying: Common Stock · 9,722 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 20:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,669 $0.00 Strike: $51.95 $0.00
Disclosure

SEC source: 0001225208-18-003031 · doc4.xml · derivative · entry 5

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,337

Underlying: Common Stock · 7,669 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 20:44 UTC SaleCommon Stock 21,117 $97.07 $2,049,928.55
Disclosure

SEC source: 0001225208-18-003031 · doc4.xml · nonDerivative · entry 4

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,995.528

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 - $98.025, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 20:44 UTC Exercise / conversionCommon Stock 6,299 $67.32 $424,048.68
Disclosure

SEC source: 0001225208-18-003031 · doc4.xml · nonDerivative · entry 3

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,112.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 20:44 UTC Exercise / conversionCommon Stock 7,669 $51.95 $398,404.55
Disclosure

SEC source: 0001225208-18-003031 · doc4.xml · nonDerivative · entry 2

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,813.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 20:44 UTC Exercise / conversionCommon Stock 9,722 $50.95 $495,335.90
Disclosure

SEC source: 0001225208-18-003031 · doc4.xml · nonDerivative · entry 1

PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,144.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,574 $0.00 Strike: $67.32 $0.00
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · derivative · entry 11

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 1,574 shares

Expires 2027-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,351 $0.00 Strike: $36.97 $0.00
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · derivative · entry 10

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,351 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,429 $0.00 Strike: $36.97 $0.00
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · derivative · entry 9

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,429 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionStock Option (Right to Buy) · Derivative 5,416 $0.00 Strike: $50.95 $0.00
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · derivative · entry 8

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806

Underlying: Common Stock · 5,416 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionStock Option (Right to Buy) · Derivative 7,230 $95.76 Strike: $51.95 $692,324.56
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · derivative · entry 7

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,230

Underlying: Common Stock · 7,230 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
SaleCommon Stock 25,125 $95.76 $2,405,899.65
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · nonDerivative · entry 6

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,961.696

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.41 - $96.24, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionCommon Stock 1,574 $67.32 $105,961.68
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · nonDerivative · entry 5

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,086.696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionCommon Stock 4,429 $36.97 $163,740.13
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · nonDerivative · entry 4

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,512.696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionCommon Stock 5,416 $50.95 $275,945.20
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · nonDerivative · entry 3

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,083.696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionCommon Stock 7,230 $51.95 $375,598.50
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · nonDerivative · entry 2

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,667.696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 10:15 UTC
Matlin LauraVP, Deputy GC and CGO
Exercise / conversionCommon Stock 10,351 $36.97 $382,676.47
Disclosure

SEC source: 0001225208-18-002974 · doc4.xml · nonDerivative · entry 1

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,437.696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 09:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,600 $0.00 Strike: $18.96 $0.00
Disclosure

SEC source: 0001225208-18-002969 · doc4.xml · derivative · entry 3

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,600 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 09:38 UTC SaleCommon Stock 7,058 $95.24 $672,194.74
Disclosure

SEC source: 0001225208-18-002969 · doc4.xml · nonDerivative · entry 2

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,788

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.18 - $95.33, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 09:38 UTC Exercise / conversionCommon Stock 12,600 $18.96 $238,896.00
Disclosure

SEC source: 0001225208-18-002969 · doc4.xml · nonDerivative · entry 1

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 14:50 UTC
Taylor Julie R.Corporate VP and CHRO
SaleCommon Stock 1,550 $95.58 $148,146.06
Disclosure

SEC source: 0001225208-18-002972 · doc4.xml · nonDerivative · entry 1

Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,253.327

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.5683 - $95.595, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 15:56 UTC
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 23,959 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001225208-18-002626 · doc4.xml · derivative · entry 7

DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,959 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 15:56 UTC
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 23,958 $0.00 Strike: $13.79 $0.00
Disclosure

SEC source: 0001225208-18-002626 · doc4.xml · derivative · entry 6

DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,958 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 15:56 UTC
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 23,958 $0.00 Strike: $15.17 $0.00
Disclosure

SEC source: 0001225208-18-002626 · doc4.xml · derivative · entry 5

DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,958 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 15:56 UTC
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
SaleCommon Stock 56,539 $92.60 $5,235,370.05
Disclosure

SEC source: 0001225208-18-002626 · doc4.xml · nonDerivative · entry 4

DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,803.8948

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.68 - $93.18, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 15:56 UTC
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
Exercise / conversionCommon Stock 23,958 $13.79 $330,380.82
Disclosure

SEC source: 0001225208-18-002626 · doc4.xml · nonDerivative · entry 3

DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,342.8948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 12, 2018 Filed Feb 13, 2018 15:56 UTC
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
Exercise / conversionCommon Stock 23,958 $15.17 $363,442.86
Disclosure

SEC source: 0001225208-18-002626 · doc4.xml · nonDerivative · entry 2

DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,384.8948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 15:56 UTC
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
Exercise / conversionCommon Stock 23,959 $16.55 $396,521.45
Disclosure

SEC source: 0001225208-18-002626 · doc4.xml · nonDerivative · entry 1

DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,426.8948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 14:35 UTC
Matlin LauraVP, Deputy GC and CGO
GrantStock Option (Right to Buy) · Derivative 4,178 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-18-002845 · doc4.xml · derivative · entry 1

Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,178

Underlying: Common Stock · 4,178 shares

Expires 2028-02-12

F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019.

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February 12, 2018 Filed Feb 14, 2018 14:35 UTC
Mayadas VijayVP, Strategy
GrantStock Option (Right to Buy) · Derivative 5,372 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-18-002846 · doc4.xml · derivative · entry 1

Mayadas Vijay · CIK 0001658677 · VP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,372

Underlying: Common Stock · 5,372 shares

Expires 2028-02-12

F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019.

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February 12, 2018 Filed Feb 14, 2018 14:35 UTC
Liberatore MichaelVP, ICS - Mutual Funds
GrantStock Option (Right to Buy) · Derivative 7,760 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-18-002843 · doc4.xml · derivative · entry 1

Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,760

Underlying: Common Stock · 7,760 shares

Expires 2028-02-12

F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 19:35 UTC
Gokey Timothy CPresident and COO
GrantStock Option (Right to Buy) · Derivative 46,561 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-18-002841 · doc4.xml · derivative · entry 1

Gokey Timothy C · CIK 0001296187 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,561

Underlying: Common Stock · 46,561 shares

Expires 2028-02-12

F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 14:35 UTC
DALY RICHARD JDirector · CEO
GrantStock Option (Right to Buy) · Derivative 143,266 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-18-002839 · doc4.xml · derivative · entry 7

DALY RICHARD J · CIK 0001198860 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,266

Underlying: Common Stock · 143,266 shares

Expires 2028-02-12

F2 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 19:36 UTC
Young James MCorporate VP and CFO
GrantStock Option (Right to Buy) · Derivative 39,398 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-18-002851 · doc4.xml · derivative · entry 1

Young James M · CIK 0001610934 · Corporate VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,398

Underlying: Common Stock · 39,398 shares

Expires 2028-02-12

F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 19:35 UTC
Taylor Julie R.Corporate VP and CHRO
GrantStock Option (Right to Buy) · Derivative 11,938 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-18-002850 · doc4.xml · derivative · entry 1

Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,938

Underlying: Common Stock · 11,938 shares

Expires 2028-02-12

F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.