Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2021 Filed Sep 7, 2021 17:30 UTC |
Mayadas VijayCorporate Vice President
|
Exercise / conversionCommon Stock | 19,391 | $36.97 | $716,885.27 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 3 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,678.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:30 UTC |
Mayadas VijayCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,083 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · derivative · entry 9 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,115 Underlying: Common Stock · 2,083 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:30 UTC |
Mayadas VijayCorporate Vice President
|
SaleCommon Stock | 1,735 | $171.00 | $296,685.00 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287.756 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:30 UTC |
Mayadas VijayCorporate Vice President
|
Exercise / conversionCommon Stock | 2,083 | $36.97 | $77,008.51 |
DisclosureSEC source: 0001225208-21-012079 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,022.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 15:26 UTC |
AMSTERDAM ADAM DCVP and Sr. Advisor to the CEO
|
SaleCommon Stock | 5,500 | $171.72 | $944,442.95 |
DisclosureSEC source: 0001225208-21-011716 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · CVP and Sr. Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,397.3989 Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 19:41 UTC |
Gumbs Keir DCVP and Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 4,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011513 · doc4.xml · derivative · entry 3 Gumbs Keir D · CIK 0001876435 · CVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 Underlying: Common Stock · 4,848 shares Expires not disclosed F3 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2023. F3 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2023. F3 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2023. F3 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2023. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 19:41 UTC |
Gumbs Keir DCVP and Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 8,079 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011513 · doc4.xml · derivative · entry 2 Gumbs Keir D · CIK 0001876435 · CVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,288 Underlying: Common Stock · 8,079 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on December 15, 2021. F2 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on December 15, 2021. F2 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on December 15, 2021. F2 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on December 15, 2021. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 19:41 UTC |
Gumbs Keir DCVP and Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 12,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011513 · doc4.xml · derivative · entry 1 Gumbs Keir D · CIK 0001876435 · CVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,209 Underlying: Common Stock · 12,209 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2022. F1 · shares: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2022. F1 · derivative.exercise_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2022. F1 · derivative.expiration_date: Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2022. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,820 | $0.00 Strike: $93.88 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 20 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Underlying: Common Stock · 5,820 shares Expires 2028-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,098 | $0.00 Strike: $98.31 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 19 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Common Stock · 4,098 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,100 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 18 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,100 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,806 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 17 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,806 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,259 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 16 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,259 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,089 | $0.00 Strike: $117.34 | $0.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · derivative · entry 15 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,268 Underlying: Common Stock · 2,089 shares Expires 2030-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 6,828 | $176.11 | $1,202,479.76 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 14 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,956.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 6,422 | $173.78 | $1,116,015.16 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 13 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,784.91 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.75 - $174.05, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 5,131 | $176.11 | $903,620.92 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 12 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,206.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 4,315 | $176.11 | $759,915.08 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 11 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,337.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 3,639 | $176.11 | $640,864.65 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 10 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,652.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 3,000 | $176.11 | $528,330.30 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 9 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,291.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 1,913 | $176.11 | $336,898.62 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 8 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,291.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 1,479 | $176.11 | $260,466.84 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 7 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,204.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.87 - $176.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 1,806 | $50.95 | $92,015.70 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 6 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,683.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 2,089 | $117.34 | $245,123.26 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 5 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,877.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 4,098 | $98.31 | $402,874.38 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 4 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,788.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 5,259 | $51.95 | $273,205.05 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 3 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,690.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 5,820 | $93.88 | $546,381.60 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 2 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,431.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 14:23 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 8,100 | $67.32 | $545,292.00 |
DisclosureSEC source: 0001225208-21-011544 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,611.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 20:28 UTC |
PERRY CHRISTOPHER JOHNPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,523 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-21-011470 · doc4.xml · derivative · entry 3 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,523 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021. Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 20:28 UTC |
PERRY CHRISTOPHER JOHNPresident
|
SaleCommon Stock | 2,124 | $175.00 | $371,700.00 |
DisclosureSEC source: 0001225208-21-011470 · doc4.xml · nonDerivative · entry 2 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,059.528 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021 Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 20:28 UTC |
PERRY CHRISTOPHER JOHNPresident
|
Exercise / conversionCommon Stock | 2,523 | $67.32 | $169,848.36 |
DisclosureSEC source: 0001225208-21-011470 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,183.528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 11:37 UTC |
Matlin LauraVP, Deputy GC and CGO
|
GrantCommon Stock | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011373 · doc4.xml · nonDerivative · entry 1 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,114.696 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 11:37 UTC |
Mayadas VijayCorporate Vice President
|
GrantCommon Stock | 1,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011374 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,939.756 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 11:36 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
GrantCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011372 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,511.91 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC | GrantCommon Stock | 26,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011370 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,687.0271 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
|
| August 09, 2021 Filed Aug 11, 2021 11:37 UTC |
DALY RICHARD JDirector · Executive Chairman
|
GrantCommon Stock | 12,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011368 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,167.9949 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC |
KALENKA ROBERT FCorporate Vice President
|
GrantCommon Stock | 1,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011371 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,705.4097 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC |
Tae Michael SCorporate VP, Corp. Strategy
|
GrantCommon Stock | 1,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011378 · doc4.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
GrantCommon Stock | 6,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011376 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,155.6729 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC |
Stingi Richard JohnCorporate VP and CHRO
|
GrantCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011377 · doc4.xml · nonDerivative · entry 1 Stingi Richard John · CIK 0001846577 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,410.799 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
GrantCommon Stock | 1,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011369 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,928.8948 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:37 UTC |
PERRY CHRISTOPHER JOHNPresident
|
GrantCommon Stock | 3,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011375 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,660.528 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:36 UTC |
Carey Thomas PCorporate VP
|
GrantCommon Stock | 3,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011367 · doc4.xml · nonDerivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,263 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 6, 2022. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 15:36 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
GrantCommon Stock | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011366 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,897.3989 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 14:23 UTC Amendment |
Matlin LauraVP, Deputy GC and CGO
|
GrantCommon Stock | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011459 · doc4a.xml · nonDerivative · entry 1 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,114.696 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 14:23 UTC Amendment |
Mayadas VijayCorporate Vice President
|
GrantCommon Stock | 1,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011460 · doc4a.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,939.756 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 14:23 UTC Amendment |
Liberatore MichaelVP, ICS - Mutual Funds
|
GrantCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011458 · doc4a.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,511.91 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 18:23 UTC Amendment | GrantCommon Stock | 26,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011456 · doc4a.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,687.0271 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
|
| August 09, 2021 Filed Aug 13, 2021 14:22 UTC Amendment |
DALY RICHARD JDirector · Executive Chairman
|
GrantCommon Stock | 12,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011454 · doc4a.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,167.9949 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
| August 09, 2021 Filed Aug 13, 2021 18:23 UTC Amendment |
Tae Michael SCorporate VP, Corp. Strategy
|
GrantCommon Stock | 1,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011464 · doc4a.xml · nonDerivative · entry 1 Tae Michael S · CIK 0001663476 · Corporate VP, Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.