BPOP

SEC source: 0001209191-17-030371 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,606.405

F1 · balance_after: Includes 118.624 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-029960 · doc4.xml · nonDerivative · entry 1

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,846.007

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $41.41 to $41.56, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 168.298 shares acquired pursuant to reinvestment of dividends paid by the Corporation and 70.213 shares acquired under Popular, Inc.'s Puerto Rico Savings and Investment Plan, which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-029844 · doc4.xml · nonDerivative · entry 1

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,618.893

F1 · balance_after: Includes 151.953 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-028892 · doc4.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,943.085

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan, as amended. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on the grant day of April 27, 2017. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the grant date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 114.249 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-021937 · doc4.xml · nonDerivative · entry 2

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,435.183

F2 · shares: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021937 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,099.183

F1 · shares: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021933 · doc4.xml · nonDerivative · entry 2

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,885.797

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021933 · doc4.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,377.797

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021929 · doc4.xml · nonDerivative · entry 2

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,891.702

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021929 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,270.702

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021927 · doc4.xml · nonDerivative · entry 2

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,919.472

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021927 · doc4.xml · nonDerivative · entry 1

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,336.472

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021923 · doc4.xml · nonDerivative · entry 2

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,135.288

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021923 · doc4.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,676.288

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021919 · doc4.xml · nonDerivative · entry 2

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,481.297

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021919 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,894.297

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021925 · doc4.xml · nonDerivative · entry 2

CARRION RICHARD L · CIK 0001187725 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,946.32

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021925 · doc4.xml · nonDerivative · entry 1

CARRION RICHARD L · CIK 0001187725 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,506.32

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021921 · doc4.xml · nonDerivative · entry 2

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,731.033

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021921 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,611.033

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021917 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,274.985

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021917 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,643.985

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021915 · doc4.xml · nonDerivative · entry 2

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,223.566

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

SEC source: 0001209191-17-021915 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,568.566

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-021913 · doc4.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,312.022

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

SEC source: 0001209191-17-032599 · doc4.xml · derivative · entry 3

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667.311

Underlying: Common Stock Par Value $0.01 per share · 16.339 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.

F5 · kind: Shares acquired under the Popular North America Deferral Plan pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

F6 · derivative.exercise_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

F6 · derivative.expiration_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

SEC source: 0001209191-17-015552 · doc4.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,933.797

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 148.748 shares acquired since Mr. Soriano's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015546 · doc4.xml · nonDerivative · entry 1

CARRION RICHARD L · CIK 0001187725 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,529.32

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 837.077 shares acquired since Mr. Carrion's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F3 · balance_after: Includes 326.50 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015130 · doc4.xml · nonDerivative · entry 1

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,705.472

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 14.69 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015540 · doc4.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,752.23

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 29.013 shares acquired under Popular, Inc. USA 401(k) Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

F3 · balance_after: Includes 38.216 shares acquired since Mr. Chinea's last Form, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015115 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,699.702

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 128.936 shares acquired since Mr. Negron's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015122 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,361.297

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 52.947 shares acquired since Mr. Sepulveda's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015112 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,060.985

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 41.466 shares acquired pursuant to reinvestment of dividends paid by the Corporation and 2.158 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015110 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,957.566

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 62.188 shares acquired since Mr. Monzon's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015108 · doc4.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,618.022

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 31.098 shares acquired since Ms. Burckhart's last Form, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015102 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,850.183

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

SEC source: 0001209191-17-015104 · doc4.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,288.288

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 63.478 shares acquired since Mr. Ferrer's last Form, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-015100 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,605.033

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

SEC source: 0001209191-17-014184 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,543.033

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $44.20 to $44.34, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-012916 · doc4.xml · nonDerivative · entry 1

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,454.782

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $45.17 to $45.375 inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 63.421 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-013048 · doc4.xml · nonDerivative · entry 2

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,543.033

F2 · shares: These shares (which include 27.161 shares acquired since the Reporting Person's last Form 4, pursuant to reinvestment of dividend paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act)include all shares that had been held by the Reporting Person and his deceased spouse as community property and now are being transferred to his children upon the liquidation the conjugal partnership and estate of the deceased spouse.

F3 · balance_after: Includes 96.887 shares acquired since Mr. Alvarez's last Form 4, pursuant to reinvestment of dividend paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-013048 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 3,097.81

F1 · balance_after: Represents the acquisition of 3,097.81 shares by the son of the Reporting Person occupying same household upon liquidation of the conjugal partnership and estate of the Reporting Person's deceased spouse, as described in note (2).

SEC source: 0001209191-17-008942 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Member

Disclosed balance after: 468

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $43.57 to $44.09, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Shares held by family member over which Mr. Vazquez has investment authority.

SEC source: 0001209191-17-009831 · doc5.xml · nonDerivative · entry 1

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,560.59

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-009814 · doc5.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,895.378

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-009810 · doc5.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,832.352

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-009841 · doc5.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,820.192

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-009827 · doc5.xml · nonDerivative · entry 2

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 1,314.31

F1 · shares: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-009827 · doc5.xml · nonDerivative · entry 1

NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,567.546

F1 · shares: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-009819 · doc5.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,883.81