BACARDI III JOAQUIN E

SEC source: 0000950170-24-040809 · ownership.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,382

Underlying: Common Stock Par Value $0.01 per share · 90 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-24-001540 · ownership.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,292

Underlying: Common Stock Par Value $0.01 per share · 93 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-051869 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,199

Underlying: Common Stock Par Value $0.01 per share · 109 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-041427 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,090

Underlying: Common Stock Par Value $0.01 per share · 108 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-029335 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,982

Underlying: Common Stock Par Value $0.01 per share · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-023187 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,682

Underlying: Common Stock Par Value $0.01 per share · 93 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-001615 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589

Underlying: Common Stock Par Value $0.01 per share · 82 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-052848 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,507

Underlying: Common Stock Par Value $0.01 per share · 73 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-041091 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

Underlying: Common Stock Par Value $0.01 per share · 68 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-029062 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

Underlying: Common Stock Par Value $0.01 per share · 1,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-022861 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Underlying: Common Stock Par Value $0.01 per share · 53 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-001520 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,697

Underlying: Common Stock Par Value $0.01 per share · 43 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-059228 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-21-045274 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-031148 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

Underlying: Common Stock Par Value $0.01 per share · 1,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-025047 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,980

Underlying: Common Stock Par Value $0.01 per share · 34 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-000812 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

Underlying: Common Stock Par Value $0.01 per share · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-053452 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-040992 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-028812 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

Underlying: Common Stock Par Value $0.01 per share · 3,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-023063 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,229

Underlying: Common Stock Par Value $0.01 per share · 27 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-000622 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202

Underlying: Common Stock Par Value $0.01 per share · 12 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-19-054807 · doc4.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,722.325

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $55.00 to $55.02, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-19-052058 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

Underlying: Common Stock Par Value $0.01 per share · 13 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-19-040539 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177

Underlying: Common Stock Par Value $0.01 per share · 12 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-19-028358 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,165

Underlying: Common Stock Par Value $0.01 per share · 2,165 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-19-008401 · doc5.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,281.827

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-18-029114 · doc4.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,098.588

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 211.239 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-18-009232 · doc5.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,688.349

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-034842 · doc4.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,480.805

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 146.613 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-009841 · doc5.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,820.192

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.