Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| POPULAR, INC.BPOP · Entity 1363 | EXECUTIVE VICE PRESIDENT | May 02, 2017 | May 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
POPULAR, INC.
Report date May 02, 2017 · Filed May 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Par Value $0.01 per shareSEC Table I · non-derivative | Direct | 15,846.007 |
Reported balance
After 2017-05-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-02 · Sale · Disposed 11,311.976 · Balance 15,846.007 F1: This price is a weighted average price. These shares were sold in multiple transactions ranging from $41.41 to $41.56, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Includes 168.298 shares acquired pursuant to reinvestment of dividends paid by the Corporation and 70.213 shares acquired under Popular, Inc.'s Puerto Rico Savings and Investment Plan, which are exempt under Section 16 of the Securities Exchange Act. |
| Common Stock Par Value $0.01 per shareSEC Table I · non-derivative | Indirectby wife | 1,327.871 |
Reported balance
Holding disclosure · report date 2017-05-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,327.871 F3: Includes 8.822 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: This price is a weighted average price. These shares were sold in multiple transactions ranging from $41.41 to $41.56, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Includes 168.298 shares acquired pursuant to reinvestment of dividends paid by the Corporation and 70.213 shares acquired under Popular, Inc.'s Puerto Rico Savings and Investment Plan, which are exempt under Section 16 of the Securities Exchange Act.
F3: Includes 8.822 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2017 Filed May 4, 2017 18:35 UTC | POPULAR, INC. BPOP · Entity 1363 | SaleCommon Stock Par Value $0.01 per share | 11,311.976 | $41.52 | $469,673.24 |
DisclosureSEC source: 0001209191-17-029960 · doc4.xml · nonDerivative · entry 1 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,846.007 F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $41.41 to $41.56, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 168.298 shares acquired pursuant to reinvestment of dividends paid by the Corporation and 70.213 shares acquired under Popular, Inc.'s Puerto Rico Savings and Investment Plan, which are exempt under Section 16 of the Securities Exchange Act. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 14:56 UTC | POPULAR, INC. BPOP · Entity 1363 | Tax withholdingCommon Stock Par Value $0.01 per share | 369 | $44.68 | $16,486.92 |
DisclosureSEC source: 0001209191-17-021927 · doc4.xml · nonDerivative · entry 2 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,919.472 F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 14:56 UTC | POPULAR, INC. BPOP · Entity 1363 | Tax withholdingCommon Stock Par Value $0.01 per share | 417 | $45.06 | $18,790.02 |
DisclosureSEC source: 0001209191-17-021927 · doc4.xml · nonDerivative · entry 1 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,336.472 F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:31 UTC | POPULAR, INC. BPOP · Entity 1363 | GrantCommon Stock Par Value $0.01 per share | 3,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015130 · doc4.xml · nonDerivative · entry 1 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,705.472 F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service. F2 · balance_after: Includes 14.69 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 23:31 UTC | POPULAR, INC. BPOP · Entity 1363 | SaleCommon Stock Par Value $0.01 per share | 7,176.185 | $45.24 | $324,664.96 |
DisclosureSEC source: 0001209191-17-012916 · doc4.xml · nonDerivative · entry 1 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,454.782 F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $45.17 to $45.375 inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 63.421 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 12:48 UTC | POPULAR, INC. BPOP · Entity 1363 | OtherCommon Stock Par Value $0.01 per share | 14.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009827 · doc5.xml · nonDerivative · entry 2 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 1,314.31 F1 · shares: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 12:48 UTC | POPULAR, INC. BPOP · Entity 1363 | OtherCommon Stock Par Value $0.01 per share | 167.932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009827 · doc5.xml · nonDerivative · entry 1 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,567.546 F1 · shares: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 23:38 UTC | POPULAR, INC. BPOP · Entity 1363 | SaleCommon Stock Par Value $0.01 per share | 10,000 | $37.97 | $379,660.00 |
DisclosureSEC source: 0001209191-16-149474 · doc4.xml · nonDerivative · entry 1 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,399.614 F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $37.93 to $38.00, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 18:00 UTC | POPULAR, INC. BPOP · Entity 1363 | Tax withholdingCommon Stock Par Value $0.01 per share | 108.664 | $38.96 | $4,233.55 |
DisclosureSEC source: 0001209191-16-147406 · doc4.xml · nonDerivative · entry 1 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,399.614 F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date. F2 · balance_after: Includes 109.85 shares acquired since Mr. Riveras's last Form 4, pursuant to reinvestment of dividends paid by the Corporation and which are exempt from Section 16 of the Securities Exchange Act. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 22:21 UTC | POPULAR, INC. BPOP · Entity 1363 | GrantCommon Stock Par Value $0.01 per share | 4,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142840 · doc4.xml · nonDerivative · entry 1 NESTOR O. RIVERA · CIK 0001513130 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,398.428 F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016. F2 · balance_after: Includes 123.608 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions from Section 16 of the Securities Exchange Act. F3 · balance_after: Includes 294.82 shares acquired since Mr. Rivera's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.