DIERCKSEN JOHN W

SEC source: 0000950170-25-050076 · ownership.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,891

Underlying: Common Stock Par Value $0.01 per share · 216 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-25-000876 · ownership.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,675

Underlying: Common Stock Par Value $0.01 per share · 210 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-24-112165 · ownership.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,465

Underlying: Common Stock Par Value $0.01 per share · 182 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-24-081185 · ownership.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,283

Underlying: Common Stock Par Value $0.01 per share · 194 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-24-058496 · ownership.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,089

Underlying: Common Stock Par Value $0.01 per share · 2,840 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-24-040821 · ownership.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,249

Underlying: Common Stock Par Value $0.01 per share · 174 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000950170-24-001560 · ownership.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,075

Underlying: Common Stock Par Value $0.01 per share · 185 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-051926 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,890

Underlying: Common Stock Par Value $0.01 per share · 214 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-041458 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,676

Underlying: Common Stock Par Value $0.01 per share · 212 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-029341 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,464

Underlying: Common Stock Par Value $0.01 per share · 4,691 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-023191 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,773

Underlying: Common Stock Par Value $0.01 per share · 181 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-23-001606 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,592

Underlying: Common Stock Par Value $0.01 per share · 158 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-052860 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,434

Underlying: Common Stock Par Value $0.01 per share · 139 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001794905-22-000108 · wf-form4_166491394721186.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vest on October 1, 2022 and have no expiration date.

F2 · derivative.expiration_date: The RSUs vest on October 1, 2022 and have no expiration date.

SEC source: 0001794905-22-000108 · wf-form4_166491394721186.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

SEC source: 0001209191-22-041119 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,295

Underlying: Common Stock Par Value $0.01 per share · 131 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000899243-22-021916 · doc4.xml · derivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,794

Underlying: Class A Common Stock · 13,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock and has no expiration date.

F2 · derivative.exercise_date: The RSUs vest on June 8, 2023.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock and has no expiration date.

SEC source: 0001209191-22-029055 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,164

Underlying: Common Stock Par Value $0.01 per share · 3,296 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-22-022857 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868

Underlying: Common Stock Par Value $0.01 per share · 103 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000899243-22-012317 · doc4.xml · derivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,029

Underlying: Class A Common Stock · 8,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock and has no expiration date.

F2 · derivative.exercise_date: The RSUs vest on March 23, 2023.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock and has no expiration date.

SEC source: 0001209191-22-001531 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,765

Underlying: Common Stock Par Value $0.01 per share · 82 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-059297 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,683

Underlying: Common Stock Par Value $0.01 per share · 85 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0000899243-21-039200 · doc4.xml · derivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,036

Underlying: Class A Common Stock · 4,036 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vest on October 1, 2022 and have no expiration date.

F2 · derivative.expiration_date: The RSUs vest on October 1, 2022 and have no expiration date.

SEC source: 0001209191-21-055882 · doc4.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3450 to $0.4100, inclusive. The reporting person undertakes to provide to Intelsat S.A., any security holder of Intelsat S.A. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-21-045302 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,598

Underlying: Common Stock Par Value $0.01 per share · 87 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-031150 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,511

Underlying: Common Stock Par Value $0.01 per share · 3,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-025048 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,411

Underlying: Common Stock Par Value $0.01 per share · 64 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-21-000825 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,347

Underlying: Common Stock Par Value $0.01 per share · 83 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-053451 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,264

Underlying: Common Stock Par Value $0.01 per share · 124 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-040940 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,140

Underlying: Common Stock Par Value $0.01 per share · 123 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-028822 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,017

Underlying: Common Stock Par Value $0.01 per share · 6,943 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-022953 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,074

Underlying: Common Stock Par Value $0.01 per share · 49 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-003394 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025

Underlying: Common Stock Par Value $0.01 per share · 152 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-20-000633 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,873

Underlying: Common Stock Par Value $0.01 per share · 20 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-19-052021 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853

Underlying: Common Stock Par Value $0.01 per share · 22 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-19-040517 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,831

Underlying: Common Stock Par Value $0.01 per share · 21 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-19-028248 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

Underlying: Common Stock Par Value $0.01 per share · 3,810 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

SEC source: 0001209191-19-008396 · doc5.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,637.913

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-18-029095 · doc4.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,457.54

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 205.941 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt from Section 16 of the Securities Exchange Act.

SEC source: 0001209191-18-009250 · doc5.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,732.599

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-034855 · doc4.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,530.26

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 120.879 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001246360-17-001363 · form.xml · derivative · entry 4

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F2 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F2 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

SEC source: 0001246360-17-001363 · form.xml · nonDerivative · entry 3

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

SEC source: 0001246360-17-001363 · form.xml · nonDerivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

SEC source: 0001246360-17-001363 · form.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

SEC source: 0001209191-17-009814 · doc5.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,895.378

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001246360-16-007436 · form.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: Restricted share units vest fully 1 year from the date of grant.

F1 · derivative.expiration_date: Restricted share units vest fully 1 year from the date of grant.

SEC source: 0001246360-16-007436 · form.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted share units vest fully 1 year from the date of grant.

SEC source: 0001246360-16-007356 · form.xml · derivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231

Underlying: Common Stock · 1,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: Restricted share units vest fully 1 year from the date of grant.

F2 · derivative.expiration_date: Restricted share units vest fully 1 year from the date of grant.

SEC source: 0001233402-12-000343 · edgar.xml · derivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · EVP - Strat, Dev and Plng

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 76,012.681

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.