TapewireFind a company

person · Reporting owner

GUERRERO JUAN

Disclosed activity across 1 company

Tapewire entity
117571
SEC CIK
0001513383

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
POPULAR, INC.BPOP · Entity 1363Executive Vice PresidentJanuary 29, 2023January 30, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

POPULAR, INC.

Report date January 29, 2023 · Filed January 30, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock Par Value $0.01 per shareSEC Table I · non-derivativeDirect37,335.141 Reported balance After 2023-01-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-01-29 · Other · Disposed 11,875 · Balance 37,335.141

F1: Disposition to the issuer of issuer equity securities for no value.

F2: Includes 115.736 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F3: Reflects a decrease of 0.805 shares resulting from the cash-out of a fractional share upon the distribution of securities under the Popular, Inc. Dividend Reinvestment and Stock Purchase Plan in a transaction exempt from Section 16 of the Securities Exchange Act.

Common Stock Par Value $0.01 per shareSEC Table I · non-derivativeIndirectby wife10 Reported balance Holding disclosure · report date 2023-01-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10

Filing footnotes · ownership attribution and instrument terms

F1: Disposition to the issuer of issuer equity securities for no value.

F2: Includes 115.736 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F3: Reflects a decrease of 0.805 shares resulting from the cash-out of a fractional share upon the distribution of securities under the Popular, Inc. Dividend Reinvestment and Stock Purchase Plan in a transaction exempt from Section 16 of the Securities Exchange Act.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2023 Filed Jan 30, 2023 21:58 UTC POPULAR, INC. BPOP · Entity 1363 OtherCommon Stock Par Value $0.01 per share 11,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005506 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,335.141

F1 · kind: Disposition to the issuer of issuer equity securities for no value.

F2 · balance_after: Includes 115.736 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F3 · balance_after: Reflects a decrease of 0.805 shares resulting from the cash-out of a fractional share upon the distribution of securities under the Popular, Inc. Dividend Reinvestment and Stock Purchase Plan in a transaction exempt from Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2022 Filed Jan 25, 2023 01:42 UTC POPULAR, INC. BPOP · Entity 1363 OtherCommon Stock Par Value $0.01 per share 0.391 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004749 · doc5.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,095.21

F2 · kind: Shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

Read SEC document
December 31, 2022 Filed Jan 25, 2023 01:42 UTC POPULAR, INC. BPOP · Entity 1363 OtherCommon Stock Par Value $0.01 per share 285.103 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004749 · doc5.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,094.819

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:23 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 720 $88.89 $64,000.80
Disclosure

SEC source: 0001209191-22-013005 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,809.716

Read SEC document
February 22, 2022 Filed Feb 24, 2022 19:15 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 60 $89.43 $5,365.80
Disclosure

SEC source: 0001209191-22-012622 · doc4.xml · nonDerivative · entry 4

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,529.716

Read SEC document
February 22, 2022 Filed Feb 24, 2022 19:15 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 1,901 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012622 · doc4.xml · nonDerivative · entry 3

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,589.716

F2 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. The award vests in equal annual installments on each of February 23, 2023, 2024, 2025 and 2026.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 19:15 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 1,341 $89.43 $119,925.63
Disclosure

SEC source: 0001209191-22-012622 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,688.716

Read SEC document
February 22, 2022 Filed Feb 24, 2022 19:15 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 4,901 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012622 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,029.716

F1 · balance_after: Includes 77.891 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2021 Filed Feb 1, 2022 17:24 UTC POPULAR, INC. BPOP · Entity 1363 OtherCommon Stock Par Value $0.01 per share 0.38 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005825 · doc5.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,050.825

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 16:10 UTC POPULAR, INC. BPOP · Entity 1363 SaleCommon Stock Par Value $0.01 per share 10,000 $83.20 $831,980.00
Disclosure

SEC source: 0001209191-21-063057 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,050.445

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $83.15 to $83.335, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 243.799 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F3 · balance_after: Includes 0.266 share acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:09 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 78 $67.56 $5,269.68
Disclosure

SEC source: 0001209191-21-015299 · doc4.xml · nonDerivative · entry 4

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,806.38

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:09 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 2,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015299 · doc4.xml · nonDerivative · entry 3

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,884.38

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. The award vests in equal annual installments on each of February 23, 2022, 2023, 2024 and 2025.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:09 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 1,672 $67.56 $112,960.32
Disclosure

SEC source: 0001209191-21-015299 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,420.38

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:09 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 6,112 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015299 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,092.38

Read SEC document
February 24, 2021 Filed Feb 25, 2021 20:34 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 153 $69.17 $10,583.01
Disclosure

SEC source: 0001209191-21-014271 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,980.38

Read SEC document
February 23, 2021 Filed Feb 25, 2021 20:34 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 570 $66.65 $37,990.50
Disclosure

SEC source: 0001209191-21-014271 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,133.38

F1 · balance_after: Includes 4.63 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F2 · balance_after: Includes 0.344 share acquired under the Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Section 16 of the Securities Exchange Act.

Read SEC document
February 04, 2021 Filed Feb 4, 2021 19:27 UTC POPULAR, INC. BPOP · Entity 1363 SaleCommon Stock Par Value $0.01 per share 7,000 $62.16 $435,134.00
Disclosure

SEC source: 0001209191-21-007697 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,698.406

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $62.11 to 62.23, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 97.271 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act

Read SEC document
November 30, 2020 Filed Dec 2, 2020 11:40 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 438 $48.53 $21,256.14
Disclosure

SEC source: 0001209191-20-061010 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,601.135

F1 · balance_after: Includes 486.089 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act; and .799 shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

Read SEC document
February 27, 2020 Filed Mar 2, 2020 18:09 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 4,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014360 · doc4.xml · nonDerivative · entry 3

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,552.247

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2021, 2022, 2023 and 2024, and twenty percent (20%) of the award vests upon termination of employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 18:09 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 1,594 $48.61 $77,484.34
Disclosure

SEC source: 0001209191-20-014360 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,271.247

Read SEC document
February 27, 2020 Filed Mar 2, 2020 18:09 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 5,826 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014360 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,865.247

Read SEC document
February 24, 2020 Filed Feb 25, 2020 21:00 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 167 $52.72 $8,804.24
Disclosure

SEC source: 0001209191-20-012406 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,039.247

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:00 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 475 $54.76 $26,011.00
Disclosure

SEC source: 0001209191-20-012406 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,206.247

Read SEC document
January 27, 2020 Filed Jan 29, 2020 18:15 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 498 $58.11 $28,938.78
Disclosure

SEC source: 0001209191-20-005310 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,681.247

F1 · balance_after: Includes 69.79 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2019 Filed Jan 24, 2020 15:35 UTC POPULAR, INC. BPOP · Entity 1363 OtherCommon Stock Par Value $0.01 per share 230.477 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004781 · doc5.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,109.457

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F2 · balance_after: Reflects a decrease of 0.562 shares that were included in prior filings as a result of the rounding of reinvested dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 17:04 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 369 $55.50 $20,479.50
Disclosure

SEC source: 0001209191-19-014863 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,879.542

Read SEC document
February 24, 2019 Filed Feb 26, 2019 17:53 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 173 $56.82 $9,829.86
Disclosure

SEC source: 0001209191-19-013368 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,248.542

Read SEC document
February 23, 2019 Filed Feb 26, 2019 17:53 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 205 $56.82 $11,648.10
Disclosure

SEC source: 0001209191-19-013368 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,421.542

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:27 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 3,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011006 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,626.542

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of February 23, 2020, 2021, 2022 and 2023, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:38 UTC POPULAR, INC. BPOP · Entity 1363 Exercise / conversionRestricted Stock Units · Derivative 4,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005700 · doc4.xml · derivative · entry 6

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 4,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F5 · derivative.exercise_date: On January 25, 2019, 4,898 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

F5 · derivative.expiration_date: On January 25, 2019, 4,898 performance share units granted to the reporting person on January 27, 2016 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through January 27, 2019.

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:38 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 381 $53.48 $20,375.88
Disclosure

SEC source: 0001209191-19-005700 · doc4.xml · nonDerivative · entry 3

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,895.542

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:38 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 1,340 $53.48 $71,663.20
Disclosure

SEC source: 0001209191-19-005700 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,276.542

Read SEC document
January 27, 2019 Filed Jan 29, 2019 17:38 UTC POPULAR, INC. BPOP · Entity 1363 Exercise / conversionCommon Stock Par Value $0.01 per share 4,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005700 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,616.542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · balance_after: Includes 74.85 shares acquired since Mr. Guerrero's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:38 UTC POPULAR, INC. BPOP · Entity 1363 GrantRestricted Stock Units · Derivative 4,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005700 · doc4.xml · derivative · entry 5

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

Underlying: Common Stock Par Value $0.01 per share · 4,898 shares

Expires not disclosed

F3 · security: Reflects performance-based vesting of performance share units granted to the reporting person on January 27, 2016 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on January 27, 2016 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · price: Reflects performance-based vesting of performance share units granted to the reporting person on January 27, 2016 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F4 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through January 27, 2019. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F4 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through January 27, 2019. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on January 27, 2016 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 16:38 UTC POPULAR, INC. BPOP · Entity 1363 SaleCommon Stock Par Value $0.01 per share 6,000 $53.31 $319,860.00
Disclosure

SEC source: 0001209191-18-057519 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,643.692

F1 · balance_after: Includes 223.244 shares acquired since Mr. Guerrero's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 23:36 UTC POPULAR, INC. BPOP · Entity 1363 Exercise / conversionRestricted Stock Units · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014672 · doc4.xml · derivative · entry 5

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Par Value $0.01 per share · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

F2 · derivative.exercise_date: On January 26, 2018, 1,398 performance share units granted to the reporting person on February 27, 2015 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through February 27, 2018.

F2 · derivative.expiration_date: On January 26, 2018, 1,398 performance share units granted to the reporting person on February 27, 2015 were converted into restricted stock units upon their performance-based vesting. The restricted stock units remained subject to continued time-based vesting conditions through February 27, 2018.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 23:36 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 369 $42.84 $15,807.96
Disclosure

SEC source: 0001209191-18-014672 · doc4.xml · nonDerivative · entry 3

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,420.448

Read SEC document
February 27, 2018 Filed Feb 28, 2018 23:36 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 383 $42.84 $16,407.72
Disclosure

SEC source: 0001209191-18-014672 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,789.448

Read SEC document
February 27, 2018 Filed Feb 28, 2018 23:36 UTC POPULAR, INC. BPOP · Entity 1363 Exercise / conversionCommon Stock Par Value $0.01 per share 1,398 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014672 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,172.448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into an equivalent number of shares of Common Stock.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 14:41 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 173 $42.93 $7,426.89
Disclosure

SEC source: 0001209191-18-013725 · doc4.xml · nonDerivative · entry 3

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,774.448

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:41 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 3,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013725 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,947.448

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the grant date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

Read SEC document
January 27, 2018 Filed Feb 27, 2018 14:41 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 417 $40.40 $16,846.80
Disclosure

SEC source: 0001209191-18-013725 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,220.448

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:36 UTC POPULAR, INC. BPOP · Entity 1363 GrantRestricted Stock Units · Derivative 1,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006017 · doc4.xml · derivative · entry 3

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock Par Value $0.01 per share · 1,398 shares

Expires not disclosed

F2 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F2 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 14:22 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 369 $44.68 $16,486.92
Disclosure

SEC source: 0001209191-17-021917 · doc4.xml · nonDerivative · entry 2

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,274.985

F2 · price: Based on the closing price of the common stock on February 27, 2017, the vesting date.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 14:22 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 417 $45.06 $18,790.02
Disclosure

SEC source: 0001209191-17-021917 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,643.985

F1 · price: Based on the closing price of the common stock on January 27, 2017, the vesting date.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:20 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 3,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015112 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,060.985

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.

F2 · balance_after: Includes 41.466 shares acquired pursuant to reinvestment of dividends paid by the Corporation and 2.158 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 02:22 UTC POPULAR, INC. BPOP · Entity 1363 SaleCommon Stock Par Value $0.01 per share 7,000 $41.88 $293,174.00
Disclosure

SEC source: 0001209191-16-150353 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,860.361

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $41.88 to $41.90 inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 23:44 UTC POPULAR, INC. BPOP · Entity 1363 SaleCommon Stock Par Value $0.01 per share 6,000 $36.31 $217,872.00
Disclosure

SEC source: 0001209191-16-148726 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,860.361

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $36.311 to $36.40, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 12:56 UTC POPULAR, INC. BPOP · Entity 1363 Tax withholdingCommon Stock Par Value $0.01 per share 1,265 $38.96 $49,284.40
Disclosure

SEC source: 0001209191-16-147370 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,860.361

F1 · price: Based on the closing price of the common stock on September 25, 2016, the vesting date.

F2 · balance_after: Includes 66.474 shares acquired since Mr. Guerrero's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:12 UTC POPULAR, INC. BPOP · Entity 1363 GrantCommon Stock Par Value $0.01 per share 4,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142825 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,058.887

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The dollar value of the award was approved on September 25, 2014. The number of shares subject to the award was determined based on the closing price of Popular, Inc.'s common stock on October 24, 2014. The award was conditioned upon the attainment by the Corporation of certain performance conditions which, on September 22, 2016, the Compensation Committee determined had been satisfied. The award vests on September 25, 2016.

F2 · balance_after: Includes 89.778 shares acquired since Mr. Guerrero's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.