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BPOP

POPULAR, INC.

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1363
SEC CIK
0000763901
Parsed reports
1,048

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202602
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2021 Filed Feb 25, 2021 18:56 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
Tax withholdingCommon Stock Par Value $0.01 per share 4,874 $66.65 $324,852.10
Disclosure

SEC source: 0001209191-21-014238 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,408.116

F1 · balance_after: Includes 490.826 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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February 22, 2021 Filed Feb 23, 2021 18:39 UTC SaleCommon Stock Par Value $0.01 per share 7,000 $65.10 $455,672.00
Disclosure

SEC source: 0001209191-21-013089 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,102.631

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $65.00 to $65.25, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 104.359 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F3 · balance_after: Includes 0.035 share acquired under the Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Section 16 of the Securities Exchange Act.

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February 22, 2021 Filed Feb 24, 2021 22:23 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
SaleCommon Stock Par Value $0.01 per share 5,000 $65.10 $325,510.00
Disclosure

SEC source: 0001209191-21-013904 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,249.492

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $65.100 to $65.162, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 142.143 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F3 · balance_after: Includes 3.772 shares acquired under the Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Section 16 of the Securities Exchange Act.

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February 04, 2021 Filed Feb 4, 2021 19:27 UTC
GUERRERO JUANExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 7,000 $62.16 $435,134.00
Disclosure

SEC source: 0001209191-21-007697 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,698.406

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $62.11 to 62.23, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 97.271 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act

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January 14, 2021 Filed Jan 19, 2021 21:56 UTC
CHINEA MANUELExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 4,780 $61.81 $295,451.80
Disclosure

SEC source: 0001209191-21-004042 · doc4.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,222.021

F1 · balance_after: Includes 196.166 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt under Section 16 of the Securities Exchange Act.

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January 04, 2021 Filed Jan 5, 2021 19:53 UTC GrantRestricted Stock Units · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000870 · doc4.xml · derivative · entry 4

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508

Underlying: Common Stock Par Value $0.01 per share · 69 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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January 04, 2021 Filed Jan 5, 2021 19:50 UTC
Soto MyrnaDirector
GrantRestricted Stock Units · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000867 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508

Underlying: Common Stock Par Value $0.01 per share · 69 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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January 04, 2021 Filed Jan 5, 2021 19:44 UTC GrantRestricted Stock Units · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000852 · doc4.xml · derivative · entry 4

CARRION RICHARD L · CIK 0001187725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

Underlying: Common Stock Par Value $0.01 per share · 42 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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January 04, 2021 Filed Jan 5, 2021 19:43 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000848 · doc4.xml · derivative · entry 3

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

Underlying: Common Stock Par Value $0.01 per share · 44 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:36 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000829 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

Underlying: Common Stock Par Value $0.01 per share · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:35 UTC GrantRestricted Stock Units · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000825 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,347

Underlying: Common Stock Par Value $0.01 per share · 83 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:34 UTC GrantRestricted Stock Units · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000818 · doc4.xml · derivative · entry 3

CARRADY ROBERT · CIK 0001763503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508

Underlying: Common Stock Par Value $0.01 per share · 69 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:31 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000812 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

Underlying: Common Stock Par Value $0.01 per share · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:30 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000810 · doc4.xml · derivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

Underlying: Common Stock Par Value $0.01 per share · 44 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

Read SEC document
December 31, 2020 Filed Jan 19, 2021 15:28 UTC
CHINEA MANUELExecutive Vice President
OtherPhantom Stock · Derivative 81.578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003937 · doc5.xml · derivative · entry 3

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966.939

Underlying: Common Stock Par Value $0.01 per share · 81.578 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F4 · derivative.exercise_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

F4 · derivative.expiration_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
December 31, 2020 Filed Jan 19, 2021 15:28 UTC
CHINEA MANUELExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 1.147 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003937 · doc5.xml · nonDerivative · entry 2

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,805.855

F2 · kind: Shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

Read SEC document
December 31, 2020 Filed Jan 19, 2021 15:28 UTC
CHINEA MANUELExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 812.879 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003937 · doc5.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,804.708

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2020 Filed Jan 20, 2021 21:57 UTC
Burckhart CamilleExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 0.332 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004349 · doc5.xml · nonDerivative · entry 2

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,426.359

F2 · kind: Shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

Read SEC document
December 31, 2020 Filed Jan 20, 2021 21:57 UTC
Burckhart CamilleExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 472.764 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004349 · doc5.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,426.027

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2020 Filed Jan 20, 2021 21:53 UTC
Castellvi BeatrizEVP & Chief Security Officer
OtherCommon Stock Par Value $0.01 per share 2.671 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004345 · doc5.xml · nonDerivative · entry 2

Castellvi Beatriz · CIK 0001738504 · EVP & Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,993.672

F2 · kind: Shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

Read SEC document
December 31, 2020 Filed Jan 20, 2021 21:53 UTC
Castellvi BeatrizEVP & Chief Security Officer
OtherCommon Stock Par Value $0.01 per share 258.972 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004345 · doc5.xml · nonDerivative · entry 1

Castellvi Beatriz · CIK 0001738504 · EVP & Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,991.001

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2020 Filed Jan 20, 2021 21:41 UTC
FERRER JAVIER D.Executive VP & General Counsel
OtherCommon Stock Par Value $0.01 per share 590.883 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004332 · doc5.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,569.406

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F2 · balance_after: Reflects a decrease of 0.983 shares resulting from the cash-out of a fractional share.

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December 31, 2020 Filed Jan 21, 2021 18:55 UTC
Garcia Jorge J.Senior VP & Comptroller
OtherCommon Stock Par Value $0.01 per share 0.395 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004642 · doc5.xml · nonDerivative · entry 2

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185.164

F2 · kind: Shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

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December 31, 2020 Filed Jan 21, 2021 18:55 UTC
Garcia Jorge J.Senior VP & Comptroller
OtherCommon Stock Par Value $0.01 per share 181.015 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004642 · doc5.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,184.771

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2020 Filed Jan 21, 2021 18:43 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 10.748 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004639 · doc5.xml · nonDerivative · entry 3

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 549.879

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2020 Filed Jan 21, 2021 18:43 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 18.154 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004639 · doc5.xml · nonDerivative · entry 2

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,363.723

F2 · kind: Shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

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December 31, 2020 Filed Jan 21, 2021 18:43 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 347.214 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004639 · doc5.xml · nonDerivative · entry 1

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,345.569

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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December 31, 2020 Filed Jan 27, 2021 11:07 UTC
Soriano LidioExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 2,182.87 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005574 · doc5.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,541.74

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F2 · balance_after: Reflects a decrease of 2.357 shares that were included in prior filings as a result of the rounding of reinvested dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F3 · balance_after: Amount of securities beneficially owned reflects a reduction of 163 shares which were unintentionally included as part of the reporting person's holding as shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

F4 · balance_after: Reflects a decrease of 1.729 shares resulting from the cash-out of fractional shares upon the distribution of securities under the Popular, Inc. Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 of the Securities Exchange Act.

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November 30, 2020 Filed Dec 2, 2020 11:31 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
Tax withholdingCommon Stock Par Value $0.01 per share 2,293 $48.53 $111,279.29
Disclosure

SEC source: 0001209191-20-061004 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,791.29

F1 · balance_after: Includes 2,343.428 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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November 30, 2020 Filed Dec 2, 2020 11:40 UTC
GUERRERO JUANExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 438 $48.53 $21,256.14
Disclosure

SEC source: 0001209191-20-061010 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,601.135

F1 · balance_after: Includes 486.089 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act; and .799 shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

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November 30, 2020 Filed Dec 2, 2020 11:37 UTC Tax withholdingCommon Stock Par Value $0.01 per share 486 $48.53 $23,585.58
Disclosure

SEC source: 0001209191-20-061008 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,998.237

F1 · balance_after: Includes 498.286 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act; and .082 shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

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November 30, 2020 Filed Dec 2, 2020 11:33 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock Par Value $0.01 per share 408 $48.53 $19,800.24
Disclosure

SEC source: 0001209191-20-061006 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,103.577

F1 · balance_after: Includes 678.675 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act; and 8.757 shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

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November 30, 2020 Filed Dec 2, 2020 11:25 UTC
NEGRON EDUARDO J.Executive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 464 $48.53 $22,517.92
Disclosure

SEC source: 0001209191-20-061002 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,012.468

F1 · balance_after: Includes 1,079.10 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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November 30, 2020 Filed Dec 2, 2020 11:23 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
Tax withholdingCommon Stock Par Value $0.01 per share 753 $48.53 $36,543.09
Disclosure

SEC source: 0001209191-20-061000 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,799.005

F1 · balance_after: Includes 811.534 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.

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October 01, 2020 Filed Oct 5, 2020 18:48 UTC GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053503 · doc4.xml · derivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2020 Filed Oct 5, 2020 13:19 UTC GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053452 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2020 Filed Oct 5, 2020 13:18 UTC GrantRestricted Stock Units · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053451 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,264

Underlying: Common Stock Par Value $0.01 per share · 124 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2020 Filed Oct 5, 2020 13:16 UTC
Soto MyrnaDirector
GrantRestricted Stock Units · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053450 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,439

Underlying: Common Stock Par Value $0.01 per share · 104 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2020 Filed Oct 5, 2020 11:53 UTC GrantRestricted Stock Units · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053440 · doc4.xml · derivative · entry 3

CARRADY ROBERT · CIK 0001763503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,439

Underlying: Common Stock Par Value $0.01 per share · 104 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 01, 2020 Filed Oct 5, 2020 11:49 UTC GrantRestricted Stock Units · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053438 · doc4.xml · derivative · entry 4

CARRION RICHARD L · CIK 0001187725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Common Stock Par Value $0.01 per share · 62 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 01, 2020 Filed Oct 5, 2020 11:45 UTC GrantRestricted Stock Units · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053435 · doc4.xml · derivative · entry 4

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,439

Underlying: Common Stock Par Value $0.01 per share · 104 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2020 Filed Oct 5, 2020 11:42 UTC GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053433 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 01, 2020 Filed Oct 5, 2020 11:38 UTC GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053431 · doc4.xml · derivative · entry 3

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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September 16, 2020 Filed Sep 17, 2020 22:04 UTC OtherCommon Stock Par Value $0.01 per share 32,376.5 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051001 · doc4.xml · nonDerivative · entry 1

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,172.586

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September 16, 2020 Filed Sep 18, 2020 18:42 UTC Amendment OtherCommon Stock Par Value $0.01 per share 32,360.57 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051135 · doc4a.xml · nonDerivative · entry 1

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,156.656

F1 · shares: On September 17, 2020, the reporting person filed a Form 4 which stated in Box 4 of Table I that the reporting person had acquired 32,376.50 shares pursuant to an inheritance by will. As reported in this amendment, the correct amount of shares acquired is 32,360.57.

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July 01, 2020 Filed Jul 6, 2020 21:07 UTC GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041057 · doc4.xml · derivative · entry 4

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Underlying: Common Stock Par Value $0.01 per share · 103 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 01, 2020 Filed Jul 6, 2020 20:46 UTC GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041040 · doc4.xml · derivative · entry 3

CARRADY ROBERT · CIK 0001763503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Underlying: Common Stock Par Value $0.01 per share · 103 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 01, 2020 Filed Jul 6, 2020 20:36 UTC GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041026 · doc4.xml · derivative · entry 3

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 01, 2020 Filed Jul 6, 2020 20:34 UTC
Soto MyrnaDirector
GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041024 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Underlying: Common Stock Par Value $0.01 per share · 103 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 01, 2020 Filed Jul 6, 2020 20:00 UTC GrantRestricted Stock Units · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040992 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.