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Nasdaq · USD

BPOP

POPULAR, INC.

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1363
SEC CIK
0000763901
Parsed reports
1,048

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202602
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2022 Filed Jan 5, 2022 19:09 UTC GrantRestricted Stock Units · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001521 · doc4.xml · derivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,697

Underlying: Common Stock Par Value $0.01 per share · 43 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · timeliness: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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January 03, 2022 Filed Jan 5, 2022 19:10 UTC GrantRestricted Stock Units · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001523 · doc4.xml · derivative · entry 3

CARRADY ROBERT · CIK 0001763503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,304

Underlying: Common Stock Par Value $0.01 per share · 68 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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January 03, 2022 Filed Jan 5, 2022 19:07 UTC GrantRestricted Stock Units · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001520 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,697

Underlying: Common Stock Par Value $0.01 per share · 43 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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January 03, 2022 Filed Jan 5, 2022 19:02 UTC GrantRestricted Stock Units · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001519 · doc4.xml · derivative · entry 4

CARRION RICHARD L · CIK 0001187725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,343

Underlying: Common Stock Par Value $0.01 per share · 41 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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December 31, 2021 Filed Feb 1, 2022 17:34 UTC
Castellvi BeatrizEVP & Chief Security Officer
OtherCommon Stock Par Value $0.01 per share 73.526 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005832 · doc5.xml · nonDerivative · entry 1

Castellvi Beatriz · CIK 0001738504 · EVP & Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,233.233

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 1, 2022 17:24 UTC
GUERRERO JUANExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 0.38 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005825 · doc5.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,050.825

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 1, 2022 17:29 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
OtherCommon Stock Par Value $0.01 per share 4.176 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005829 · doc5.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,377.652

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 1, 2022 17:18 UTC
Soriano LidioExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 1,234.22 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005821 · doc5.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,893.508

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 1, 2022 17:16 UTC
Burckhart CamilleExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 170.463 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005817 · doc5.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,942.172

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 1, 2022 17:08 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 3.254 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005815 · doc5.xml · nonDerivative · entry 2

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,048.908

F2 · kind: Shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

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December 31, 2021 Filed Feb 1, 2022 17:08 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 2.445 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005815 · doc5.xml · nonDerivative · entry 1

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,045.654

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 1, 2022 17:03 UTC
NEGRON EDUARDO J.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 345.353 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005813 · doc5.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,268.028

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 1, 2022 17:00 UTC
GONZALEZ-NOGUERA MARIA CRISTINAExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 35.466 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005811 · doc5.xml · nonDerivative · entry 1

GONZALEZ-NOGUERA MARIA CRISTINA · CIK 0001854566 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,416.466

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 1, 2022 16:20 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
OtherCommon Stock Par Value $0.01 per share 39.138 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005804 · doc5.xml · nonDerivative · entry 2

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 7,605.932

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F2 · ownership.nature: Mr. Alvarez disclaims beneficial ownership of Popular Inc.'s shares held by his son and has no investment authority over those shares.

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December 31, 2021 Filed Feb 1, 2022 16:20 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
OtherCommon Stock Par Value $0.01 per share 419.181 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005804 · doc5.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,690.113

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2021 Filed Feb 2, 2022 18:56 UTC
CHINEA MANUELExecutive Vice President
OtherPhantom Stock · Derivative 68.854 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006282 · doc5.xml · derivative · entry 2

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,035.793

Underlying: Common Stock Par Value $0.01 per share · 68.854 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F3 · derivative.exercise_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

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December 31, 2021 Filed Feb 2, 2022 18:56 UTC
CHINEA MANUELExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 109.416 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006282 · doc5.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,116.657

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2021 Filed Feb 2, 2022 18:47 UTC OtherCommon Stock Par Value $0.01 per share 0.028 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006277 · doc5.xml · nonDerivative · entry 2

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,218.319

F2 · kind: Shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

Read SEC document
December 31, 2021 Filed Feb 2, 2022 18:47 UTC OtherCommon Stock Par Value $0.01 per share 248.66 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006277 · doc5.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,218.291

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2021 Filed Feb 7, 2022 15:00 UTC
Garcia Jorge J.Senior VP & Comptroller
OtherCommon Stock Par Value $0.01 per share 0.188 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007365 · doc5.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,761.438

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F2 · balance_after: Amount of securities beneficially owned reflects a decrease of 0.209 shares which were disposed by the Popular Inc. USA 401(K) Plan in order to fund fees imposed for plan administrative services in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-3.

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December 29, 2021 Filed Dec 30, 2021 16:22 UTC
FERRER JAVIER D.Executive VP & General Counsel
OtherCommon Stock Par Value $0.01 per share 684 $81.93 $56,040.12
Disclosure

SEC source: 0001209191-21-071572 · doc4.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,318.383

F1 · balance_after: Includes 96.715 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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November 16, 2021 Filed Nov 17, 2021 20:29 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
SaleCommon Stock Par Value $0.01 per share 5,000 $84.20 $421,000.00
Disclosure

SEC source: 0001209191-21-065042 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,373.476

F1 · balance_after: Includes 347.059 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F2 · balance_after: Includes 2.925 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

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November 12, 2021 Filed Nov 15, 2021 21:48 UTC
Garcia Jorge J.Senior VP & Comptroller
SaleCommon Stock Par Value $0.01 per share 2,820 $83.62 $235,808.40
Disclosure

SEC source: 0001209191-21-064480 · doc4.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,761.459

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $83.59 to $83.68, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 97.155 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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November 11, 2021 Filed Nov 15, 2021 15:37 UTC
CESTERO LUIS E.Executive Vice President
SaleCommon Stock Par Value $0.01 per share 4,200 $84.26 $353,896.20
Disclosure

SEC source: 0001209191-21-064388 · doc4.xml · nonDerivative · entry 1

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,043.209

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $84.25 to $84.29, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 172.897 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F3 · balance_after: Includes 5.184 shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

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November 03, 2021 Filed Nov 5, 2021 16:10 UTC
GUERRERO JUANExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 10,000 $83.20 $831,980.00
Disclosure

SEC source: 0001209191-21-063057 · doc4.xml · nonDerivative · entry 1

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,050.445

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $83.15 to $83.335, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 243.799 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F3 · balance_after: Includes 0.266 share acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 18:08 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
SaleCommon Stock Par Value $0.01 per share 11,000 $82.93 $912,175.00
Disclosure

SEC source: 0001209191-21-063067 · doc4.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,615.761

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $82.81 to $83.025, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 233.77 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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October 26, 2021 Filed Oct 26, 2021 22:17 UTC SaleCommon Stock Par Value $0.01 per share 25,286 $85.06 $2,150,801.87
Disclosure

SEC source: 0001209191-21-061689 · doc4.xml · nonDerivative · entry 1

CARRION RICHARD L · CIK 0001187725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,712

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $84.95 to $85.13, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 18, 2021 Filed Jan 5, 2022 19:02 UTC OtherCommon Stock Par Value $0.01 per share 218.027 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001519 · doc4.xml · nonDerivative · entry 3

CARRION RICHARD L · CIK 0001187725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 0

F2 · balance_after: On October 18, 2021, 218.027 shares were distributed to Mr. Carrion's son as part of the liquidation of the estate of Mr. Carrion's deceased spouse, in a transaction exempt from Section 16 pursuant to Rule 16b5.

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October 01, 2021 Filed Oct 5, 2021 18:29 UTC
Soto MyrnaDirector
GrantRestricted Stock Units · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059314 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,236

Underlying: Common Stock Par Value $0.01 per share · 71 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 17:51 UTC GrantRestricted Stock Units · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059299 · doc4.xml · derivative · entry 1

DeVita Betty K · CIK 0001675795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447

Underlying: Common Stock Par Value $0.01 per share · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 17:52 UTC GrantRestricted Stock Units · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059300 · doc4.xml · derivative · entry 1

Rodriguez Jose Ramon · CIK 0001859182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314

Underlying: Common Stock Par Value $0.01 per share · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 17:50 UTC GrantRestricted Stock Units · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059297 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,683

Underlying: Common Stock Par Value $0.01 per share · 85 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 17:49 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059296 · doc4.xml · derivative · entry 3

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 17:48 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059295 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 17:38 UTC GrantRestricted Stock Units · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059286 · doc4.xml · derivative · entry 3

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,236

Underlying: Common Stock Par Value $0.01 per share · 71 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 16:06 UTC GrantRestricted Stock Units · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059230 · doc4.xml · derivative · entry 3

CARRADY ROBERT · CIK 0001763503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,236

Underlying: Common Stock Par Value $0.01 per share · 71 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 17:32 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059284 · doc4.xml · derivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 16:05 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059228 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 01, 2021 Filed Oct 5, 2021 12:22 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059192 · doc4.xml · derivative · entry 4

CARRION RICHARD L · CIK 0001187725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

Underlying: Common Stock Par Value $0.01 per share · 44 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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August 27, 2021 Filed Aug 31, 2021 16:12 UTC SaleCommon Stock Par Value $0.01 per share 6,681 $77.33 $516,655.09
Disclosure

SEC source: 0001209191-21-054020 · doc4.xml · nonDerivative · entry 1

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tradewind Foods, Inc.

Disclosed balance after: 0

F1 · shares: Represents 8.33% of the shares of common stock disposed of by Tradewind Foods, Inc. of which the reporting person has an ownership interest of 8.33% and is President and General Manager. Includes (i) 5,331 shares of common stock previously owned by Island Can Corp., which were subsequently transferred to Tradewind Foods, Inc. on June 15, 2015 and (ii) 1,350 shares of common stock owned by Tradewind Foods, Inc., which were acquired prior to February 4, 2010, as reported on the Amended Form 3 filed on the date hereof. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $77.10 to $77.64, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 26, 2021 Filed Aug 27, 2021 16:54 UTC
FERRER JAVIER D.Executive VP & General Counsel
SaleCommon Stock Par Value $0.01 per share 9,500 $76.30 $724,878.50
Disclosure

SEC source: 0001209191-21-053581 · doc4.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,905.668

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $76.30 to $76.35, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 194.114 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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August 26, 2021 Filed Aug 27, 2021 16:51 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
SaleCommon Stock Par Value $0.01 per share 15,000 $76.37 $1,145,610.00
Disclosure

SEC source: 0001209191-21-053579 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,270.932

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $76.34 to $76.54, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 834.816 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder

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August 18, 2021 Filed Aug 19, 2021 19:33 UTC SaleCommon Stock Par Value $0.01 per share 2,171 $75.81 $164,572.66
Disclosure

SEC source: 0001209191-21-052502 · doc4.xml · nonDerivative · entry 1

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,593.742

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $75.79 to $75.81, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reflects a decrease of 0.996 shares resulting from the cash-out of a fractional share upon the distribution of securities under the Popular, Inc. Dividend Reinvestment and Stock Purchase Plan in a transaction exempt from Section 16 of the Securities Exchange Act.

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August 12, 2021 Filed Aug 16, 2021 15:47 UTC
Castellvi BeatrizEVP & Chief Security Officer
SaleCommon Stock Par Value $0.01 per share 5,000 $76.27 $381,350.00
Disclosure

SEC source: 0001209191-21-051551 · doc4.xml · nonDerivative · entry 1

Castellvi Beatriz · CIK 0001738504 · EVP & Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,159.707

F1 · balance_after: Includes 74.888 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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August 11, 2021 Filed Aug 12, 2021 19:20 UTC
CHINEA MANUELExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 8,000 $75.70 $605,600.00
Disclosure

SEC source: 0001209191-21-051062 · doc4.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,007.241

F1 · balance_after: Includes 284.827 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt under Section 16 of the Securities Exchange Act.

F2 · balance_after: Includes 0.383 share acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act; and 73.30 shares acquired under Popular Inc. USA 401(K) Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act.

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July 01, 2021 Filed Jul 6, 2021 17:10 UTC
Soto MyrnaDirector
GrantRestricted Stock Units · Derivative 72 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045318 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

Underlying: Common Stock Par Value $0.01 per share · 72 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 01, 2021 Filed Jul 6, 2021 17:01 UTC GrantRestricted Stock Units · Derivative 72 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045314 · doc4.xml · derivative · entry 4

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

Underlying: Common Stock Par Value $0.01 per share · 72 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 01, 2021 Filed Jul 6, 2021 16:59 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045312 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 01, 2021 Filed Jul 6, 2021 16:56 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045307 · doc4.xml · derivative · entry 3

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 01, 2021 Filed Jul 6, 2021 16:54 UTC GrantRestricted Stock Units · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045302 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,598

Underlying: Common Stock Par Value $0.01 per share · 87 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.