Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 12, 2020 21:50 UTC |
La Salla Francis J.Sr. Executive Vice President
|
GrantCommon Stock | 8,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008796 · doc4.xml · nonDerivative · entry 1 La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,867 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:49 UTC |
Kablawi Hani A.Sr. Executive Vice President
|
GrantCommon Stock | 11,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008792 · doc4.xml · nonDerivative · entry 2 Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,232.063 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest pro-rata over five years beginning in 2023. Vested units will be settled in Common Stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:49 UTC |
Kablawi Hani A.Sr. Executive Vice President
|
GrantCommon Stock | 19,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008792 · doc4.xml · nonDerivative · entry 1 Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,623.063 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest pro-rata over five years beginning in 2023. Vested units will be settled in Common Stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:38 UTC |
Anderson JolenSenior Exec VP
|
GrantCommon Stock | 10,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008760 · doc4.xml · nonDerivative · entry 2 Anderson Jolen · CIK 0001786243 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,195 F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from the grant date. Vested units will be settled in Common Stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:38 UTC |
Anderson JolenSenior Exec VP
|
GrantCommon Stock | 4,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008760 · doc4.xml · nonDerivative · entry 1 Anderson Jolen · CIK 0001786243 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,094 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:48 UTC |
Kurimsky Kurtis R.Controller
|
GrantCommon Stock | 11,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008789 · doc4.xml · nonDerivative · entry 1 Kurimsky Kurtis R. · CIK 0001635463 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,435 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 21:41 UTC |
SCOTT SAMUEL C IIIDirector
|
GrantCommon Stock | 114.799 | $44.88 | $5,152.27 |
DisclosureSEC source: 0001209191-20-008342 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,697.084 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 16:50 UTC |
Morgan Jennifer B.Director
|
GrantCommon Stock | 469.988 | $45.21 | $21,248.16 |
DisclosureSEC source: 0001209191-20-006952 · doc4.xml · nonDerivative · entry 1 Morgan Jennifer B. · CIK 0001691867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,195.1687 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:52 UTC |
Robinson ElizabethDirector
|
GrantCommon Stock | 234.992 | $45.21 | $10,623.99 |
DisclosureSEC source: 0001209191-20-006957 · doc4.xml · nonDerivative · entry 1 Robinson Elizabeth · CIK 0001687218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867.528 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:48 UTC |
Echevarria JosephDirector
|
GrantCommon Stock | 1,935.239 | $45.21 | $87,492.16 |
DisclosureSEC source: 0001209191-20-006945 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,533.3556 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:49 UTC |
Goldstein Jeffrey ADirector
|
GrantCOMMON STOCK | 1,050.557 | $45.21 | $47,495.68 |
DisclosureSEC source: 0001209191-20-006948 · doc4.xml · nonDerivative · entry 1 Goldstein Jeffrey A · CIK 0001375299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,208.9137 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 21:33 UTC |
Owens LesterSr. Executive Vice President
|
Tax withholdingCommon Stock | 7,517 | $50.88 | $382,464.96 |
DisclosureSEC source: 0001209191-20-003471 · doc4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,701 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 21:44 UTC |
SCOTT SAMUEL C IIIDirector
|
GrantCommon Stock | 109.231 | $46.86 | $5,118.42 |
DisclosureSEC source: 0001209191-19-056388 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,582.285 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:37 UTC |
GIBBONS THOMAS PDirector · Interim CEO
|
GrantCommon Stock | 89,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054516 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,830.8459 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 00:11 UTC |
Santomassimo Michael P.Sr. Exec.VP & CFO
|
Tax withholdingCommon Stock | 1,629 | $46.38 | $75,553.02 |
DisclosureSEC source: 0001209191-19-054356 · doc4.xml · nonDerivative · entry 1 Santomassimo Michael P. · CIK 0001725890 · Sr. Exec.VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,303 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 16:37 UTC |
Harris Mitchell E.Sr. Executive Vice President
|
SaleCommon Stock | 50,000 | $44.60 | $2,229,950.00 |
DisclosureSEC source: 0001209191-19-053622 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,265.789 F1 · price: Represents the weighted average price of shares purchased with actual prices ranging from $44.340 to $44.930. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:45 UTC |
Morgan Jennifer B.Director
|
GrantCommon Stock | 314.429 | $43.73 | $13,749.98 |
DisclosureSEC source: 0001209191-19-052279 · doc4.xml · nonDerivative · entry 1 Morgan Jennifer B. · CIK 0001691867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,701.9147 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:47 UTC |
Robinson ElizabethDirector
|
GrantCommon Stock | 157.215 | $43.73 | $6,875.01 |
DisclosureSEC source: 0001209191-19-052285 · doc4.xml · nonDerivative · entry 1 Robinson Elizabeth · CIK 0001687218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629.0371 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:39 UTC |
Echevarria JosephDirector
|
GrantCommon Stock | 1,086.211 | $43.73 | $47,500.01 |
DisclosureSEC source: 0001209191-19-052250 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,469.4686 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:43 UTC |
Goldstein Jeffrey ADirector
|
GrantCOMMON STOCK | 743.197 | $43.73 | $32,500.00 |
DisclosureSEC source: 0001209191-19-052272 · doc4.xml · nonDerivative · entry 1 Goldstein Jeffrey A · CIK 0001375299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,044.9467 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:42 UTC |
BLACK STEVEN DDirector
|
GrantCommon Stock | 771.781 | $43.73 | $33,749.98 |
DisclosureSEC source: 0001209191-19-052264 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,864.8757 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:48 UTC |
Anderson JolenSenior Exec VP
|
GrantCommon Stock | 13,070 | $43.73 | $571,551.10 |
DisclosureSEC source: 0001209191-19-052293 · doc4.xml · nonDerivative · entry 2 Anderson Jolen · CIK 0001786243 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,675 F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest as follows: 9,297 units on 11/19/2020; and 3,773 units on 11/19/2021. Vested units will be settled in Common Stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:48 UTC |
Anderson JolenSenior Exec VP
|
GrantCommon Stock | 7,605 | $43.73 | $332,566.65 |
DisclosureSEC source: 0001209191-19-052293 · doc4.xml · nonDerivative · entry 1 Anderson Jolen · CIK 0001786243 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,605 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:44 UTC |
Hinshaw John MDirector
|
GrantCommon Stock | 743.197 | $43.73 | $32,500.00 |
DisclosureSEC source: 0001209191-19-052275 · doc4.xml · nonDerivative · entry 1 Hinshaw John M · CIK 0001534787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,809.5373 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:40 UTC |
Santhanakrishnan SenthilkumarSenior Exec VP
|
GrantCommon Stock | 13,029 | $41.53 | $541,094.37 |
DisclosureSEC source: 0001209191-19-048549 · doc4.xml · nonDerivative · entry 1 Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,029 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units scheduled to vest as follows: 6,541 units on 01/20/2021; 4,138 units on 01/20/2022; and 2,350 units on 01/20/2023. Vested units will be settled in Common Stock. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:40 UTC |
SCOTT SAMUEL C IIIDirector
|
GrantCommon Stock | 117.171 | $43.37 | $5,082.08 |
DisclosureSEC source: 0001209191-19-045761 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,473.054 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC |
GIBBONS THOMAS PVice Chairman
|
Exercise / conversion2/23/2012 Stock Options · Derivative | 128,432 | Not disclosed Strike: $22.03 | Not disclosed |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · derivative · entry 9 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 128,432 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not Applicable F5 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2012, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2022. Grant vested in 1/4 increments annually beginning on the date indicated. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC |
GIBBONS THOMAS PVice Chairman
|
Exercise / conversion2/24/2011 Stock Options · Derivative | 190,124 | Not disclosed Strike: $30.13 | Not disclosed |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · derivative · entry 8 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 190,124 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not Applicable F3 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2011, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2021. Grant vested in 1/4 increments annually beginning on the date indicated. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC |
GIBBONS THOMAS PVice Chairman
|
SaleCommon Stock | 128,432 | $46.66 | $5,992,765.55 |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · nonDerivative · entry 4 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,927.9582 F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.635 to $46.745. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC |
GIBBONS THOMAS PVice Chairman
|
Exercise / conversionCommon Stock | 128,432 | $22.03 | $2,829,356.96 |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · nonDerivative · entry 3 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,359.9582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC |
GIBBONS THOMAS PVice Chairman
|
SaleCommon Stock | 190,124 | $46.77 | $8,891,338.98 |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,927.9582 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.595 to $46.900. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC |
GIBBONS THOMAS PVice Chairman
|
Exercise / conversionCommon Stock | 190,124 | $30.13 | $5,728,436.12 |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,051.9582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 16:34 UTC |
DALEY WILLIAM MVice Chairman
|
PurchaseCommon Stock | 5,650 | $44.93 | $253,827.95 |
DisclosureSEC source: 0001209191-19-042884 · doc4.xml · nonDerivative · entry 2 DALEY WILLIAM M · CIK 0001183865 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 5,650 F2 · price: Represents the weighted average price of shares sold with actual prices ranging from 44.87 to 44.97. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 16:34 UTC |
DALEY WILLIAM MVice Chairman
|
PurchaseCommon Stock | 5,700 | $44.93 | $256,093.02 |
DisclosureSEC source: 0001209191-19-042884 · doc4.xml · nonDerivative · entry 1 DALEY WILLIAM M · CIK 0001183865 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from 44.89 to 44.94. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 14:28 UTC |
Morgan Jennifer B.Director
|
GrantCommon Stock | 309.197 | $44.47 | $13,749.99 |
DisclosureSEC source: 0001209191-19-040871 · doc4.xml · nonDerivative · entry 1 Morgan Jennifer B. · CIK 0001691867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,364.6397 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:30 UTC |
Robinson ElizabethDirector
|
GrantCommon Stock | 154.599 | $44.47 | $6,875.02 |
DisclosureSEC source: 0001209191-19-040876 · doc4.xml · nonDerivative · entry 1 Robinson Elizabeth · CIK 0001687218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468.2571 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:31 UTC |
Echevarria JosephDirector
|
GrantCommon Stock | 1,068.136 | $44.47 | $47,500.01 |
DisclosureSEC source: 0001209191-19-040881 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,252.5346 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:25 UTC |
Goldstein Jeffrey ADirector
|
GrantCOMMON STOCK | 730.83 | $44.47 | $32,500.01 |
DisclosureSEC source: 0001209191-19-040866 · doc4.xml · nonDerivative · entry 1 Goldstein Jeffrey A · CIK 0001375299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,185.0647 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:17 UTC |
BLACK STEVEN DDirector
|
GrantCommon Stock | 758.939 | $44.47 | $33,750.02 |
DisclosureSEC source: 0001209191-19-040863 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,072.2347 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:27 UTC |
Hinshaw John MDirector
|
GrantCommon Stock | 730.83 | $44.47 | $32,500.01 |
DisclosureSEC source: 0001209191-19-040869 · doc4.xml · nonDerivative · entry 1 Hinshaw John M · CIK 0001534787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,964.7313 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:32 UTC |
SCOTT SAMUEL C IIIDirector
|
GrantCommon Stock | 100.625 | $45.34 | $4,562.10 |
DisclosureSEC source: 0001209191-19-029664 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,355.854 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| May 03, 2019 Filed May 6, 2019 20:51 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 513,593 | $50.10 | $25,733,474.55 |
DisclosureSEC source: 0001209191-19-027761 · doc4.xml · nonDerivative · entry 2 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 12,606,465 F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $50.00 to $50.27. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 2, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:51 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 108,214 | $50.12 | $5,423,902.11 |
DisclosureSEC source: 0001209191-19-027761 · doc4.xml · nonDerivative · entry 1 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 13,120,058 F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $50.00 to $50.33. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 2, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:35 UTC |
McCarthy J KevinSEVP & General Counsel
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SaleCommon Stock | 25,000 | $49.43 | $1,235,730.00 |
DisclosureSEC source: 0001209191-19-027010 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,418.084 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $49.4028 to $49.44. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 16:47 UTC |
Morgan Jennifer B.Director
|
GrantDeferred Stock Units · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-025513 · doc4.xml · derivative · entry 1 Morgan Jennifer B. · CIK 0001691867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,484.841 Underlying: Common Stock · 3,201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:48 UTC |
Robinson ElizabethDirector
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GrantDeferred Stock Units · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-025516 · doc4.xml · derivative · entry 1 Robinson Elizabeth · CIK 0001687218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,484.841 Underlying: Common Stock · 3,201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:36 UTC |
Echevarria JosephDirector
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GrantDeferred Stock Units · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-025484 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,116.318 Underlying: Common Stock · 3,201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:38 UTC |
Goldstein Jeffrey ADirector
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GrantDeferred Stock Units · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-025488 · doc4.xml · derivative · entry 1 Goldstein Jeffrey A · CIK 0001375299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,349.931 Underlying: Common Stock · 3,201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 16:40 UTC |
KELLY EDMUND FDirector
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GrantDeferred Stock Units · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-025496 · doc4.xml · derivative · entry 1 KELLY EDMUND F · CIK 0001280427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,488.766 Underlying: Common Stock · 3,201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:34 UTC |
COOK LINDA ZDirector
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GrantDeferred Stock Units · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-025480 · doc4.xml · derivative · entry 1 COOK LINDA Z · CIK 0001270438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,484.841 Underlying: Common Stock · 3,201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.