Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | Sr. Executive Vice President | February 12, 2020 | February 14, 2020 |
| Chefs' Warehouse, Inc.CHEF · Entity 3938 | Director | May 08, 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Sr. Executive Vice President | February 05, 2023 | February 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date February 12, 2020 · Filed February 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,880 |
Reported balance
After 2020-02-12 transaction · row 1
1 source rowRow 1 · 2020-02-12 · Tax withholding · Disposed 2,740 · Balance 100,880 F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
Chefs' Warehouse, Inc.
Report date May 08, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,890 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 1,652 · Balance 7,890 F1: The Reporting Person was granted 1,652 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2027 annual stockholders' meeting or the one-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted 1,652 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2027 annual stockholders' meeting or the one-year anniversary of the date of grant.
WELLS FARGO & COMPANY/MN
Report date February 05, 2023 · Filed February 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 105,661 |
Ending reported balance
After 2023-02-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-02-05 · Exercise / conversion · Acquired 17,642.4056 · Balance 109,025.4056 F1: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Row 2 · 2023-02-05 · Tax withholding · Disposed 8,592.4056 · Balance 100,433 Row 3 · 2023-02-05 · Exercise / conversion · Acquired 10,191.7164 · Balance 110,624.7164 F2: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Row 4 · 2023-02-05 · Tax withholding · Disposed 4,963.7164 · Balance 105,661 |
| Restricted Share RightSEC Table II · derivative / convertible security | Direct | 17,642.4053 |
Reported balance
After 2023-02-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-02-05 · Exercise / conversion · Disposed 17,642.4056 · Balance 17,642.4053 F3: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F4: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |
| Restricted Share RightSEC Table II · derivative / convertible security | Direct | 20,381.3852 |
Reported balance
After 2023-02-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-02-05 · Exercise / conversion · Disposed 10,191.7164 · Balance 20,381.3852 F3: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F5: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
F2: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
F3: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.
F4: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
F5: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 11, 2026 22:14 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 1,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-26-000513 · ownership.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,890 F1 · kind: The Reporting Person was granted 1,652 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2027 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| May 09, 2025 Filed May 13, 2025 00:06 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 2,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-25-000494 · ownership.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,238 F1 · kind: The Reporting Person was granted 2,184 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2026 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| May 10, 2024 Filed May 22, 2024 00:47 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 3,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-24-000513 · ownership.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,054 F1 · kind: The Reporting Person was granted 3,506 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2025 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| March 04, 2024 Filed Mar 8, 2024 21:59 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-24-000276 · ownership.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 548 F1 · kind: The Reporting Person was granted 548 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2024 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 10,191.7164 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003716 · form4.xml · derivative · entry 6 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,381.3852 Underlying: Common Stock, $1 2/3 Par Value · 10,191.7164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 17,642.4056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003716 · form4.xml · derivative · entry 5 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,642.4053 Underlying: Common Stock, $1 2/3 Par Value · 17,642.4056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 4,963.7164 | $47.58 | $236,173.63 |
DisclosureSEC source: 0001127602-23-003716 · form4.xml · nonDerivative · entry 4 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,661 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 10,191.7164 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003716 · form4.xml · nonDerivative · entry 3 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,624.7164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 8,592.4056 | $47.58 | $408,826.66 |
DisclosureSEC source: 0001127602-23-003716 · form4.xml · nonDerivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,433 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 17,642.4056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003716 · form4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,025.4056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 22:48 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 36,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002354 · form4.xml · derivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,453 Underlying: Common Stock, $1 2/3 Par Value · 36,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 15:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 87,343.8868 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019904 · form4.xml · derivative · entry 3 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,342.8547 Underlying: Common Stock, $1 2/3 Par Value · 87,343.8868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 7/27/2021, 7/27/2022, and 7/27/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 7/27/2021, 7/27/2022, and 7/27/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 15:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 44,589.8868 | $43.71 | $1,949,023.95 |
DisclosureSEC source: 0001127602-22-019904 · form4.xml · nonDerivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,383 Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 15:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 87,343.8868 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019904 · form4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,972.8868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on July 27, 2022. Original grant date was July 27, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). F2 · balance_after: Includes 41 shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan on 3/1/2022. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 17,229.1744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003668 · form4.xml · derivative · entry 3 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,458.3487 Underlying: Common Stock, $1 2/3 Par Value · 17,229.1744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 8,796.1744 | $56.33 | $495,488.50 |
DisclosureSEC source: 0001127602-22-003668 · form4.xml · nonDerivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,588 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 17,229.1744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003668 · form4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,384.1744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2022. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 29,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002265 · form4.xml · derivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,857 Underlying: Common Stock, $1 2/3 Par Value · 29,857 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 20:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 85,674.3704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022555 · form4.xml · derivative · entry 3 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,347.7283 Underlying: Common Stock, $1 2/3 Par Value · 85,674.3704 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 7/27/2021, 7/27/2022, and 7/27/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 7/27/2021, 7/27/2022, and 7/27/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 20:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 45,519.3704 | $45.14 | $2,054,744.38 |
DisclosureSEC source: 0001127602-21-022555 · form4.xml · nonDerivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,155 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 20:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 85,674.3704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022555 · form4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,674.3704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/27/2021. Original grant date was 7/27/2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:24 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 50,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002854 · form4.xml · derivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,988 Underlying: Common Stock, $1 2/3 Par Value · 50,988 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 15:23 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 196,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-022197 · form4.xml · derivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,156 Underlying: Common Stock, $1 2/3 Par Value · 196,156 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 7/27/2023, 7/27/2024, and 7/27/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 7/27/2023, 7/27/2024, and 7/27/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 15:23 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 253,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-022197 · form4.xml · derivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,826 Underlying: Common Stock, $1 2/3 Par Value · 253,826 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 7/27/2021, 7/27/2022, and 7/27/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 7/27/2021, 7/27/2022, and 7/27/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:30 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,740 | $46.56 | $127,574.40 |
DisclosureSEC source: 0001209191-20-009665 · doc4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,880 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:52 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 40,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008807 · doc4.xml · nonDerivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,620 F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from the grant date. Vested units will be settled in Common Stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:52 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 17,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008807 · doc4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,216 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 21:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 7,517 | $50.88 | $382,464.96 |
DisclosureSEC source: 0001209191-20-003471 · doc4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,701 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 37,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010202 · doc4.xml · nonDerivative · entry 2 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,218 F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units scheduled to vest as follows: 20,250 units on 01/13/2020; 7,675 units on 10/25/2020; and 9,209 on 01/13/2021. Vested units will be settled in Common Stock. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 16,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010202 · doc4.xml · nonDerivative · entry 1 Owens Lester · CIK 0001766264 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,084 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units scheduled to vest as follows: 5,355 units on 02/12/2020; 5,355 units on 02/12/2021; and 5,374 on 02/12/2022. Vested units will be settled in Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.