Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2021 Filed Feb 10, 2021 16:30 UTC |
Engle Bridget E.Sr. Exec. Vice President
|
GrantCommon Stock | 36,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009252 · doc4.xml · nonDerivative · entry 1 Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,252 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:32 UTC |
GIBBONS THOMAS PDirector · Chief Executive Officer
|
GrantCommon Stock | 72,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009256 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,225.9555 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:38 UTC |
McCarthy J KevinSEVP & General Counsel
|
GrantCommon Stock | 23,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009275 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,501.173 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:50 UTC |
Vince Robin A.Vice Chair
|
GrantCommon Stock | 13,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009290 · doc4.xml · nonDerivative · entry 1 Vince Robin A. · CIK 0001825740 · Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,482 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:49 UTC |
Smits HannekeSr. Exec. Vice President
|
GrantCommon Stock | 16,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009287 · doc4.xml · nonDerivative · entry 1 Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,483 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:45 UTC |
Santhanakrishnan SenthilkumarSenior Exec VP
|
GrantCommon Stock | 23,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009282 · doc4.xml · nonDerivative · entry 1 Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,700 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:40 UTC |
Portney Emily HopeChief Financial Officer
|
GrantCommon Stock | 20,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009278 · doc4.xml · nonDerivative · entry 1 Portney Emily Hope · CIK 0001720194 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,651 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:37 UTC |
La Salla Francis J.Sr. Executive Vice President
|
GrantCommon Stock | 10,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009269 · doc4.xml · nonDerivative · entry 1 La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,203 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:36 UTC |
Kurimsky Kurtis R.Controller
|
GrantCommon Stock | 13,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009266 · doc4.xml · nonDerivative · entry 1 Kurimsky Kurtis R. · CIK 0001635463 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,757 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:35 UTC |
Keating CatherineSr. Exec. Vice President
|
GrantCommon Stock | 23,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009263 · doc4.xml · nonDerivative · entry 1 Keating Catherine · CIK 0001640781 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,677 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:34 UTC |
Kablawi Hani A.Sr. Executive Vice President
|
GrantCommon Stock | 37,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009260 · doc4.xml · nonDerivative · entry 1 Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,439.6106 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest pro-rata over five years beginning in 2024. Vested units will be settled in Common Stock. F2 · balance_after: The total for Mr. Kablawi has been corrected to reflect an administrative adjustment to a previously disclosed RSU grant. The value of the grant was unchanged. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:29 UTC |
Anderson JolenSenior Exec VP
|
GrantCommon Stock | 19,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009247 · doc4.xml · nonDerivative · entry 1 Anderson Jolen · CIK 0001786243 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,247 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 16:39 UTC |
Morgan Jennifer B.Director
|
GrantCommon Stock | 386.053 | $40.47 | $15,623.56 |
DisclosureSEC source: 0001209191-21-007270 · doc4.xml · nonDerivative · entry 1 Morgan Jennifer B. · CIK 0001691867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,921.9617 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:41 UTC |
Robinson ElizabethDirector
|
GrantCommon Stock | 191.719 | $40.47 | $7,758.87 |
DisclosureSEC source: 0001209191-21-007283 · doc4.xml · nonDerivative · entry 1 Robinson Elizabeth · CIK 0001687218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689.951 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:31 UTC |
Echevarria JosephDirector
|
GrantCommon Stock | 1,883.943 | $40.47 | $76,243.17 |
DisclosureSEC source: 0001209191-21-007260 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,503.6376 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:36 UTC |
Goldstein Jeffrey ADirector
|
GrantCommon Stock | 895.645 | $40.47 | $36,246.75 |
DisclosureSEC source: 0001209191-21-007265 · doc4.xml · nonDerivative · entry 1 Goldstein Jeffrey A · CIK 0001375299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,573.6697 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:37 UTC |
IZZO RALPHDirector
|
GrantCommon Stock | 772.109 | $40.47 | $31,247.25 |
DisclosureSEC source: 0001209191-21-007267 · doc4.xml · nonDerivative · entry 1 IZZO RALPH · CIK 0001257451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583.31 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:33 UTC |
Santhanakrishnan SenthilkumarSenior Exec VP
|
Tax withholdingCommon Stock | 2,364 | $42.49 | $100,446.36 |
DisclosureSEC source: 0001209191-21-004881 · doc4.xml · nonDerivative · entry 1 Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,069 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. F2 · balance_after: Due to an administrative error, the total shares in Mr. Senthilkumar's previous Form 4 were calculated incorrectly. The total in column 5 reflects the updated amount after the reported transaction. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 21:36 UTC |
Anderson JolenSenior Exec VP
|
Tax withholdingCommon Stock | 3,554 | $38.49 | $136,793.46 |
DisclosureSEC source: 0001209191-20-059980 · doc4.xml · nonDerivative · entry 1 Anderson Jolen · CIK 0001786243 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,073 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:34 UTC |
SCOTT SAMUEL C IIIDirector
|
GrantCommon Stock | 142.684 | $37.03 | $5,283.05 |
DisclosureSEC source: 0001209191-20-057966 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,146.817 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:47 UTC |
Vince Robin A.Vice Chair
|
GrantCommon Stock | 98,337 | $35.10 | $3,451,628.70 |
DisclosureSEC source: 0001209191-20-056902 · doc4.xml · nonDerivative · entry 1 Vince Robin A. · CIK 0001825740 · Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,337 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units are scheduled to vest as follows: 71,594 units on 1/17/2022; and 26,743 units on 1/17/2023. Vested units will be settled in Common Stock. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 20:31 UTC |
GIBBONS THOMAS PDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 15,327 | $34.08 | $522,344.16 |
DisclosureSEC source: 0001209191-20-056335 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,594.2161 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 16:38 UTC |
Morgan Jennifer B.Director
|
GrantCommon Stock | 402.4 | $34.17 | $13,750.01 |
DisclosureSEC source: 0001209191-20-053645 · doc4.xml · nonDerivative · entry 1 Morgan Jennifer B. · CIK 0001691867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,492.2247 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:39 UTC |
Robinson ElizabethDirector
|
GrantCommon Stock | 201.2 | $34.17 | $6,875.00 |
DisclosureSEC source: 0001209191-20-053649 · doc4.xml · nonDerivative · entry 1 Robinson Elizabeth · CIK 0001687218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486.409 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:33 UTC |
Echevarria JosephDirector
|
GrantCommon Stock | 2,121.744 | $34.17 | $72,499.99 |
DisclosureSEC source: 0001209191-20-053624 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,385.9636 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:35 UTC |
Goldstein Jeffrey ADirector
|
GrantCommon Stock | 951.127 | $34.17 | $32,500.01 |
DisclosureSEC source: 0001209191-20-053633 · doc4.xml · nonDerivative · entry 1 Goldstein Jeffrey A · CIK 0001375299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,499.0717 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:36 UTC |
IZZO RALPHDirector
|
GrantCommon Stock | 804.8 | $34.17 | $27,500.02 |
DisclosureSEC source: 0001209191-20-053639 · doc4.xml · nonDerivative · entry 1 IZZO RALPH · CIK 0001257451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804.8 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:31 UTC |
Anderson JolenSenior Exec VP
|
Tax withholdingCommon Stock | 969 | $34.17 | $33,110.73 |
DisclosureSEC source: 0001209191-20-053618 · doc4.xml · nonDerivative · entry 1 Anderson Jolen · CIK 0001786243 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,627 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 20:39 UTC |
Portney Emily HopeChief Financial Officer
|
Tax withholdingCommon Stock | 3,427 | $34.29 | $117,511.83 |
DisclosureSEC source: 0001209191-20-052464 · doc4.xml · nonDerivative · entry 1 Portney Emily Hope · CIK 0001720194 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,225 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:58 UTC |
SCOTT SAMUEL C IIIDirector
|
GrantCommon Stock | 149.447 | $37.75 | $5,641.62 |
DisclosureSEC source: 0001209191-20-046154 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,004.133 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 22:57 UTC |
Anderson JolenSenior Exec VP
|
GrantCommon Stock | 13,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044055 · doc4.xml · nonDerivative · entry 1 Anderson Jolen · CIK 0001786243 · Senior Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,596 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest on July 30, 2023. Vested units will be settled in Common Stock. Read SEC document |
| July 22, 2020 Filed Jul 23, 2020 16:33 UTC |
Harris Mitchell E.Sr. Executive Vice President
|
SaleCommon Stock | 35,000 | $35.75 | $1,251,285.00 |
DisclosureSEC source: 0001209191-20-043485 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,425.102 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $35.665 to $35.835. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 16:38 UTC |
Morgan Jennifer B.Director
|
GrantCommon Stock | 365.789 | $37.59 | $13,750.01 |
DisclosureSEC source: 0001209191-20-040363 · doc4.xml · nonDerivative · entry 1 Morgan Jennifer B. · CIK 0001691867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,047.4037 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:40 UTC |
Robinson ElizabethDirector
|
GrantCommon Stock | 182.894 | $37.59 | $6,874.99 |
DisclosureSEC source: 0001209191-20-040374 · doc4.xml · nonDerivative · entry 1 Robinson Elizabeth · CIK 0001687218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274.498 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:33 UTC |
Echevarria JosephDirector
|
GrantCommon Stock | 1,928.704 | $37.59 | $72,499.98 |
DisclosureSEC source: 0001209191-20-040339 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,036.9876 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:36 UTC |
Goldstein Jeffrey ADirector
|
GrantCommon Stock | 864.592 | $37.59 | $32,500.01 |
DisclosureSEC source: 0001209191-20-040349 · doc4.xml · nonDerivative · entry 1 Goldstein Jeffrey A · CIK 0001375299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,368.3547 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| May 11, 2020 Filed May 13, 2020 20:32 UTC |
SCOTT SAMUEL C IIIDirector
|
GrantCommon Stock | 157.602 | $32.92 | $5,187.86 |
DisclosureSEC source: 0001209191-20-028829 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,854.686 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:46 UTC |
McCarthy J KevinSEVP & General Counsel
|
SaleCommon Stock | 10,000 | $35.12 | $351,202.00 |
DisclosureSEC source: 0001209191-20-028540 · doc4.xml · nonDerivative · entry 1 McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,870.173 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $35.085 to $35.140. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 16:42 UTC |
Engle Bridget E.Sr. Exec. Vice President
|
SaleCommon Stock | 37,913 | $37.53 | $1,422,821.81 |
DisclosureSEC source: 0001209191-20-025279 · doc4.xml · nonDerivative · entry 1 Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,160 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $37.48 to $37.56. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 20:28 UTC |
Echevarria JosephDirector
|
GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025252 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,452.563 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 16:33 UTC |
Morgan Jennifer B.Director
|
GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025262 · doc4.xml · derivative · entry 1 Morgan Jennifer B. · CIK 0001691867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,650.325 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 20:35 UTC |
Robinson ElizabethDirector
|
GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025267 · doc4.xml · derivative · entry 1 Robinson Elizabeth · CIK 0001687218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,650.325 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 20:30 UTC |
Goldstein Jeffrey ADirector
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GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025256 · doc4.xml · derivative · entry 1 Goldstein Jeffrey A · CIK 0001375299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,795.191 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 16:32 UTC |
KELLY EDMUND FDirector
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GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025260 · doc4.xml · derivative · entry 1 KELLY EDMUND F · CIK 0001280427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,761.601 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 20:26 UTC |
COOK LINDA ZDirector
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GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025247 · doc4.xml · derivative · entry 1 COOK LINDA Z · CIK 0001270438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,650.325 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 20:40 UTC |
ZOLLAR ALFRED WDirector
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GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025277 · doc4.xml · derivative · entry 1 ZOLLAR ALFRED W · CIK 0001196985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,230.426 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 20:36 UTC |
SCOTT SAMUEL C IIIDirector
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GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025271 · doc4.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,278.54 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 16:38 UTC |
TERRELL FREDERICKDirector
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GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025274 · doc4.xml · derivative · entry 1 TERRELL FREDERICK · CIK 0001203688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,947 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 21:04 UTC |
BERKSHIRE HATHAWAY INC10% owner
BUFFETT WARREN E10% owner
|
SaleCommon Stock | 37,305 | $35.83 | $1,336,612.04 |
DisclosureSEC source: 0001209191-20-024066 · doc4.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 88,130,897 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.80 to $35.90. The Reporting Persons undertake to provide The Bank of New York Mellon Corporation, any security holder of The Bank of New York Mellon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 7 to this Form 4. F2 · ownership.nature: 80,619,648 of the total reported securities are owned directly by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): AmGUARD Insurance Company (132,000), Berkshire Hathaway Assurance Corporation (5,088,000), Berkshire Hathaway Direct Insurance Company (132,000), Berkshire Hathaway Homestate Insurance Company (2,148,000), Berkshire Hathaway International Insurance Ltd. (783,000), Berkshire Hathaway Life Insurance Company of Nebraska (1,793,915), Berkshire Hathaway Specialty Insurance Company (10,839,000), Brilliant National Services, Inc. (111,000), Cypress Insurance Company (776,000), Finial Reinsurance Company (1,106,000), Government Employees Insurance Company (6,160,384), GEICO Advantage Insurance Company (330,000), General Re Life Corporation (946,000), General Reinsurance Corporation (7,084,906), General Star Indemnity Company (537,750), General Star National Insurance Company (131,000), Genesis Insurance Company (103,000), F3 · ownership.nature: Continued from footnote 2: The Medical Protective Company (6,677,000), MPP Company, Inc. (1,092,000), Mount Vernon Fire Insurance Company (1,493,450), National Fire & Marine Insurance Company (3,854,463), National Indemnity Company (21,387,580), National Liability & Fire Insurance Company (2,140,000), National Indemnity Company of Mid America (568,400), National Indemnity Company of the South (388,000), NorGUARD Insurance Company (132,000), NRG America Holding Company (214,000), Oak River Insurance Company (746,000), Old United Casualty Company (268,000), Princeton Insurance Company (642,000), Redwood Fire and Casualty Insurance Company (2,064,800) and United States Liability Insurance Company (750,000). In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries F4 · ownership.nature: Continued from footnote 3: only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 4. As Berkshire is in the chain of ownership of each subsidiary listed above, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of except to the extent of his pecuniary interest therein. F5 · ownership.nature: 7,511,249 of the total reported securities are owned directly by the following pension plans of Berkshire's subsidiaries: Berkshire Hathaway Consolidated Pension Plan Master Retirement Trust (6,748,092), BNSF Master Retirement Trust (412,657) and Precision CastParts Corp Master Trust (350,500). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 21:04 UTC |
BERKSHIRE HATHAWAY INC10% owner
BUFFETT WARREN E10% owner
|
SaleCommon Stock | 634,419 | $35.57 | $22,565,649.41 |
DisclosureSEC source: 0001209191-20-024066 · doc4.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 88,168,202 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.80 to $35.79. The Reporting Persons undertake to provide The Bank of New York Mellon Corporation, any security holder of The Bank of New York Mellon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 6 to this Form 4. F2 · ownership.nature: 80,619,648 of the total reported securities are owned directly by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): AmGUARD Insurance Company (132,000), Berkshire Hathaway Assurance Corporation (5,088,000), Berkshire Hathaway Direct Insurance Company (132,000), Berkshire Hathaway Homestate Insurance Company (2,148,000), Berkshire Hathaway International Insurance Ltd. (783,000), Berkshire Hathaway Life Insurance Company of Nebraska (1,793,915), Berkshire Hathaway Specialty Insurance Company (10,839,000), Brilliant National Services, Inc. (111,000), Cypress Insurance Company (776,000), Finial Reinsurance Company (1,106,000), Government Employees Insurance Company (6,160,384), GEICO Advantage Insurance Company (330,000), General Re Life Corporation (946,000), General Reinsurance Corporation (7,084,906), General Star Indemnity Company (537,750), General Star National Insurance Company (131,000), Genesis Insurance Company (103,000), F3 · ownership.nature: Continued from footnote 2: The Medical Protective Company (6,677,000), MPP Company, Inc. (1,092,000), Mount Vernon Fire Insurance Company (1,493,450), National Fire & Marine Insurance Company (3,854,463), National Indemnity Company (21,387,580), National Liability & Fire Insurance Company (2,140,000), National Indemnity Company of Mid America (568,400), National Indemnity Company of the South (388,000), NorGUARD Insurance Company (132,000), NRG America Holding Company (214,000), Oak River Insurance Company (746,000), Old United Casualty Company (268,000), Princeton Insurance Company (642,000), Redwood Fire and Casualty Insurance Company (2,064,800) and United States Liability Insurance Company (750,000). In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries F4 · ownership.nature: Continued from footnote 3: only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 4. As Berkshire is in the chain of ownership of each subsidiary listed above, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of except to the extent of his pecuniary interest therein. F5 · ownership.nature: 7,511,249 of the total reported securities are owned directly by the following pension plans of Berkshire's subsidiaries: Berkshire Hathaway Consolidated Pension Plan Master Retirement Trust (6,748,092), BNSF Master Retirement Trust (412,657) and Precision CastParts Corp Master Trust (350,500). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.